2008 EUROPEAN ESA Conference

 

September 11th-14th, 2008

Lyon, FRANCE

Organized by GATE

 

 

Conference Programme

 

 

 

 

(For all talks, please bring your laptop or memory stick)

Thursday, September 11th, 6:00pm

Welcome Reception: Wine tasting from Beaujolais, Burgundy and Rhône Valley

Atrium of the University Lumiere Lyon 2 – 16 18, Quai Claude Bernard, 69007 Lyon

Friday, September 12th, 8:45 – 9:00am

Opening Session
Location: Main Lecture Hall

Friday, September 12th, 9:00 – 10:00am

Plenary Session

 

Lise VERTERLUND:  "Gender differences in attitudes towards competition: Recent developments"
Location: Main Lecture Hall

 

Break 10:00-10:30am – Atrium

 

Friday, September 12, 10:00am – 10:30pm

Session A1             VOTING AND PUBLIC GOODS             

Chair: Rupert SAUSGRUBER

A1 The Comparative Advantage of Self-Governance

Presenter: TONTRUP, Stephan (Max Planck Institute for Research on Collective Goods)

Co-author(s): GAISSMAIER, Wolfgang (Max Planck Institute for Human Development)

 

Abstract: The legitimacy of procedures is an important determinant of people’s willingness to cooperate with one another in social dilemmas. In a public goods game, we allowed participants to vote on a set of rules vs. imposing the same institutions exogenously. As hypothesized, average contributions to the public good were much higher in the voting than in the control condition (85.2% vs. 58.5%). Contradicting the explanation that subjects might interpret the outcome of the vote as a signal for cooperativeness, the size of the effect did not depend on the set of rules participants actually decided for. Also, it made no difference whether the subjects actually received the institutions they personally voted for, or whether they were pro-social or pro-selfish orientated. Participation in the procedure was sufficient. Finally, we have shown that the effect is driven by the perceived legitimacy of the procedure. We replicated the experiment in a country where the dominant culture does not perceive the democratic majority rule as particularly legitimate: in China. As hypothesized and in sharp contrast to the results in Germany, we found no increased contributions in the voting groups of the Chinese sessions.

 

Keyword: Self-governance, Social Dilemmas, Legitimacy, Cross cultural Comparison, C 90; C91; H41;

A1 Opportunistic Behavior in Punishment: An experimental Study

Presenter: COBO-REYES, Ramón (University of Granada)

Co-author(s): JIMENEZ, Natalia (University of Granada); KOVARIK, Jaromir (University of Alicante); SOLANO, Angel (University of Granada)

 

Abstract: There are many situations in which an action that affect many people is taken by the winner (either a single person or a group) of a voting system. Candidates' objective in elections use to be twofold: they care about winning, and they care about the policy finally implemented. In this paper we try to separate and to measure both candidates' preferences, i.e, preferences for winning and preferences for policy in a lab experiment. In particular, we consider candidates' policy as a punishment to voters' behavior in a public good game.

 

Keyword: Experiments, voting, punishment, opportunism.

A1 Voting for punishment systems in a voluntary contributions game with heterogeneous agents

Presenter: TAN, Fangfang (CentER, Tilburg University)

Co-author(s): NOUSSAIR, Charles (CentER, Tilburg University)

 

Abstract: In this paper we consider a voluntary contributions game with the availability of decentralized punishment after contributions are made and observed. Productivity of contributions, as captured in the marginal-per-capita return, differs between individuals, so that there are two types: high and low productivity. Every three or twelve periods, depending on the treatment, individuals vote on a punishment regime, in which certain individuals are permitted have punishment directed toward them. The punishment regime can condition on type and contribution history. The results indicate that the most effective regime, in terms of contributions and earnings, is one that allows punishment of low contributors only, regardless of productivity. Individuals vote to punish low contributors, as well as types other than their own.

 

Keyword: Voting, Punishment, VCM, Heterogeneous, Public good game

A1 How Voluntary Agreements Resolve Social Dilemmas

Presenter: SAUSGRUBER, Rupert (University of Innsbruck)

Co-author(s): KERSCHBAMER, Rudolf and RAUCHDOBLER, Julian (University of Innsbruck); TYRAN, Jean-Robert (University of Copenhagen)

 

Abstract: Economists are skeptical about the efficacy of voluntary agreements (such as the Kyoto protocol) in the context of social dilemmas. From a theoretical perspective this presumption is, however, not necessarily warranted: if the actions of the players are strategic complements, voluntary agreements can increase the efficiency in social dilemmas. Building upon this intuition, we conducted a laboratory experiment to investigate whether the players manage to use voluntary agreements to resolve social dilemma games, both under strategic complements and under strategic substitutes.

 

Keyword: social dilemma games, strategic complements, non-binding contracts, Kyoto protocol, international environmental agreements, experiment

 

 

SESSION A2            PUNISHMENT                                                      

Chair: Louis PUTTERMAN

A2 Blind Fines in Coops

Presenter: JIMENEZ, Francisca (Lineex and University of Jaen)

Co-author(s): FATÁS, Enrique (Lineex and University of Valencia); MORALES, Antonio J. (Lineex and University of Malaga)

 

Abstract: Agricultural cooperatives usually provide low quality products as a result of a freeriding problem: individual incentives are not aligned with group gains because while individual member has to bear all costs associated with higher quality, the benefits of delivering higher quality have to be shared among all members. We propose a mechanism which can be applied to solve this problem. Specifically, we focus on a non competitive punishment mechanism based on random exclusion. This device has some interesting properties: first, the individual information requirements are null; second, the probability of being matched comes from the own group’s performance; third, random punishment does not depend on the willingness to pay for punishing; fourth, for extreme risk adverse players, fully contributing to get the highest quality is an equilibrium strategy and, last, we do not consider permanent firing. We present a theoretical model to examine the free-riding behaviour and evaluate the efficiency properties of the punishment mechanism based on blind fines within an agricultural cooperative. To test for the effectiveness of random punishment, we run an experiment with two games (no-punishment and random punishment games) and two treatments (high and low quality cost levels) under a within-subject design. Both treatments have two blocks of twenty periods each. Our experimental research confirms the theoretical predictions. It shows efficiency gains of 200%. Subjects increase significantly the quality when the environment includes random punishment, regardless the cost level. Moreover, we find statistically significant treatment effects. Without punishment, the high-cost treatment gets lower quality than the low-cost treatment although quality decreases over time in both. After introducing the random fines, the quality of final product declines sharply in the high-cost treatment while maintains at a greater level in the low-cost treatment. In fact, a convergence towards the efficient equilibrium (maximum quality) is only observed in low-cost treatment with random punishment.

 

Keyword: Random punishment, free-riding behaviour, collective action, agricultural cooperatives

A2 Cooperation and (multiple) third-party interventions through observation, reward and punishment

Presenter: GAPP, Stefanie (University of Innsbruck)

Co-author(s): SUTTER, Matthias (University of Innsbruck) 

 

Abstract: The recent literature on norm enforcement establishes that many social norms are not only enforced by second parties – who are immediately affected in their well-being by a violation of norms – but also to a large extent by unaffected third parties. The latter enhance the scope of norm enforcement way beyond what would be possible with second-party interventions only. Third-party norm enforcement obviously relies on the willingness to bear costs for rewarding or punishing others even if such activities do not provide any present or future monetary benefits for the third party. This kind of behavior has been termed strong or social reciprocity (Gintis, 2000; Fehr and Fischbacher, 2003, 2004; Carpenter et al., 2006). So far, the literature on third-party interventions has focused on third-party punishment. We extend this literature in three dimensions.

(1) We investigate the influence of third-party observation on cooperation in a prisoner’s dilemma game. Note that observability is a precondition for any kind of third-party intervention, and it is unclear how being observed by third parties affects cooperation.

(2) We also study third-party rewards and compare it to the influence of third-party punishment on cooperation.

(3) We examine whether the presence of multiple third-parties creates a free-rider problem among third-parties, which may ultimately have a negative effect on cooperation.

In the experiment we let players (the “first” parties) interact in a repeated prisoner’s dilemma game with random rematching. In addition to a control treatment without any third party we have four different treatments where a single third party can either observe, reward, punish, or both reward and punish first parties, and another four treatments where three third parties can either observe, reward, punish, or both reward and punish. Based on a sample of 430 participants we find the following results.

(1) Third-party intervention through a single party doubles cooperation rates in relation to the control treatment. There is no significant difference, though, between third parties being able to observe only, reward, or punish.

(2) Having multiple third parties does neither increase, nor decrease, cooperation rates, compared to the single third-party case.

(3) Third-party reward and third-party punishment work through different channels. First parties get already more cooperative by the mere presence of third parties with an option to reward; actual rewards only add further to this effect. Punishment, however, has to be applied, though, because the mere threat of punishment does not increase cooperation rates.

 

Keyword: Social dilemma, norm enforcement, third party intervention

A2 Can Sanctions Create Skeptics? An experimental investigation

Presenter: GALBIATI, Roberto (Università dell'insubria and Econpubblica-Bocconi University)

Co-author(s): SCHLAG, Karl (University Pompeu Fabra); VAN DER WEELE, Joel (European University Insititute)

 

Abstract: We investigate experimentally whether the introduction of sanctions can adversely influence the beliefs of agents about the behaviour of others. We study a two-period minimum effort coordination game between two players, in the presence of a third player or ‘principal’. This principal benefits from coordination on higher effort, and is the only one informed of pre-sanction coordination levels. We compare the effects of a mild sanction, when it is imposed exogenously by the experimenters and when t is imposed by the superiorly informed principal. Our results indicate that exogenously introduced sanctions are effective in inducing optimistic beliefs about others and in raising effort levels, but endogenously introduced sanctions are not. This is true only for subjects who play cooperatively in the first round. The results supports the idea that the sanctions have an expressive dimension which can undermine their effectiveness by discouraging optimistic players.

 

Keyword: Keywords: Expressive law, social norms, deterrence, coordination, minimum effort game

 

A2 Public Goods and Group Voted Sanctions: An Experiment

Presenter: PUTTERMAN, Louis (Brown University)

Co-author(s): TYRAN, Jean-Robert (University of Copenhagen); KAMEI, Kenju (Brown University)

 

Abstract: We let subjects playing a finitely repeated linear voluntary contribution game in partner groups decide by vote on the parameters of a centralized penalty scheme capable of resolving the free rider problem if they make appropriate choices. Most groups in the simpler of two voting treatments learned to choose parameters inducing efficient outcomes, whereas their counterparts in a treatment inviting strategic reasoning about claims on redistributed penalties were significantly less successful, although they too outperformed groups with no opportunity to impose a penalty scheme. Analysis shows that individual differences in cooperative orientation (measured by VCM strategy profiles), intelligence (measured by a short IQ test), and political orientation (based on post-experiment survey responses) help to predict voting. Correlations among the latter measures are also discussed.

 

Keyword: public goods experiment, voluntary contribution, punishment, voting

 

 

SESSION A3            GAME THEORY                                                    

Chair: Antonio J MORALES

A3 Do people bluff? Some experimental evidence

Presenter: COTTALORDA, Pierre-Jean (LAMETA, Université de Montpellier I)

Co-author(s): HEUGUES, Mélanie (LAMETA, Université de Montpellier I); WILLINGER, Marc (LAMETA, Université de Montpellier I)

 

Abstract: This study investigates a two-players experimental sequential game in which both players have private information. Each player has a private “strength index” and must choose between two alternatives. The first player has to choose between a small project that yields smalls gains and small risk and a big one far more riskier that yields greater gains. The second player must decide to fight or fold. The only equilibrium of this game is a semi-separating equilibrium where the first players bluff and choose the big project for high and low strength indexes and the small project for and intermediate indexes. We use the strategy method to elicit players’ strategies and we repeat the game ten times with strangers to measure a learning effect. We observe that theory does not predict well. Bluffing behavior is nevertheless observed and significant. In a second treatment we try to improve this behavior by telling first players that they are matched with computers that always play the same equilibrium strategy. We do not find any significant differences between the two treatments and no learning effect.

 

Keyword: Bluff, experiment, sequential game, semi-separating equilibrium, strategy method.

A3 Manipulation of Preferences in Rationing Problems: Experimental Evidence

Presenter: BOCHET, Olivier (Maastricht University, University of Bern)

Co-author(s): SAIJO, Tatsuyoshi (Osaka University); SAKAI, Toyotaka (Yokohama National University); YAMAMURA, Hirofumy (Tokyo Institute of Technology); YAMATO, Takehiko (Tokyo Institute of Technology)

 

Abstract: Strategy-proofness of a rule requiring that truth-telling be a dominant strategy in the direct revelation mechanism associated with the rule, is a condition that has been central in the mechanism design literature. Cason, Saijo, Sjostrom and Yamato (2006) show that this requirement has serious drawbacks in practice. Many strategyproof mechanisms have a continuum of Nash equilibria, including equilibria other than dominant strategy equilibria, and these happen to work pretty badly in practice. For only a subset of strategy-proof mechanisms do the set of dominant strategy and Nash equilibria coincide. These mechanisms are called secure and are by definition implementable both in dominant strategy and Nash equilibria. The presence of unwanted Nash equilibria creates some “noise” and its consequence is a clear difference in the rate of dominant strategy equilibria play between a secure and a non-secure (but strategy-proof) mechanism. Because of the experimental failure of non-secure mechanisms, there seems to be an important behavioral wedge between secure and non secure mechanisms.

In this paper, we introduce some new insights following the findings of Cason, Saijo, Sjostrom and Yamato (2006). We are interested in an experimental investigation of the so-called division problem under single-peaked preferences: a limited stock of a resource, say food, has to be divided among agents whose sum of demands cannot be satisfied. A central mechanism for this type of rationing problem is the so-called uniform rule (Benassy, 1982; Sprumont 1991), which happens to be the unique efficient, symmetric and strategy-proof mechanism in this environment. However the uniform rule is plagued with “bad” Nash equilibria and thus fails the secure requirement emphasized in Cason et al. (see Bochet and Sakai, 2007, for details about this problem). Bochet and Sakai (2008) underlines an odd relationship between the uniform rule and other symmetric but non-strategy proof mechanisms such as the proportional rule: in the direct revelation mechanism associated with the proportional rule, there exists a unique Nash equilibrium outcome at every preference profile, and it is always the allocation recommended by the uniform rule. As such any attempt to “manipulate” the proportional rule leads to the uniform rule.

Using a design similar in spirit to Cason, Saijo Sjostrom and Yamato (2006), we investigate the behavioral implications of this result. Knowing that the uniform rule is not secure –and thus won’t perform well in practice– how does the experimental investigation compares with the theoretical predictions of Bochet and Sakai (2008)? A positive answer would draw an important behavioral wedge between mechanisms that are strategy-proof (but not secure) and some that are not but whose direct revelation Nash equilibrium outcomes set coincides with the strategy-proof mechanism allocations.

The experiment for this paper is currently run at Maastricht University. The results will be ready for the conference.

 

Keyword: Experiment, Strategy Proofness, Secure Implementation, direct revelation games, uniform rule, proportional rule, learning.

A3 Understanding traveler's dilemma

Presenter: STANCA, Luca (University of Milan Bicocca)

Co-author(s): BASU, Kaushik (Cornell University); BECCHETTI, Leonardo (Università degli Studi di Roma "Tor Vergata")

 

Abstract: The Traveller's Dilemma highlights that the assumption of rationality commonly made in game theory and economics does not hold in practice. When the game is played experimentally, people consistently reject the rational choice. Indeed, by acting illogically, they end up obtaining larger rewards. Becker et al. (2005) show that even when the TD is played by experts, so that ignorance of backward induction can be ruled out, average bids are much higher than the Nash Equilibrium (NE). Expected bids are also higher than the NE, so that it is rational not to play NE. Capra et al. (1999) show that, in contrast to the theoretical predictions, the size of the bonus- penalty (R) matters: if R is small people play high (indeed, bids converge to 100); if R is high, people play low (bids converge to Nash Equilibrium). These results suggest that, in a setting such as TD, agents choose strategically to play non-NE. The question is: how do they choose? This paper provides an experimental investigation to discriminate between two alternative frameworks for decision making: pragmatism and rule of thumb. In the former, agents do not assume that rationality is common knowledge, but try to formulate an expectation about other player's bid and maximize their expected payoff accordingly. If this hypothesis is correct, changes in the other player's payoff structure, keeping fixed own payoffs, should affect agents's bids. In the latter framework, agents disregard the determinants of other player's choice and focus only on their own payoff under a given (fixed) scenario about other player's move. If this hypothesis is correct, changes in own payoff should affect agents' bids, whereas changes in other player's payoff, keeping own payoff fixed, should not affect agents' bids. Our experiment investigates these two alternative frameworks for decision making. Consider the result by Capra et al. (1999) that when R=10 people play high, whereas when R=80 they play low and converge to NE. In changing R from 10 to 80 two things are changing at the same time: the structure of the player's own payoff and that of the other player's payoff. The objective of our experiment is to disentangle the effects of these two components, in order to identify what leads people to play low and converge to NE when R=80: different own payoff structure, different beliefs about opponent's bid, or both. We run four sessions with 24 subjects per session and one-shot interactions in a between and within subjects design: in each session each player plays the 4 treatments, then only one is drawn randomly to determine payoffs. Subjects know that no subject will ever interact more than once with the same subject, to avoid strategic bidding. Subjects only receive feed-back about decisions and outcomes at the end of the 4 treatments. The effect of repetition is controlled for by the randomization of treatments within subjects.

 

Keyword: Cooperation, Microeconomic Behavior, Experimental Economics. JEL codes: C72, C91, D01.

A3 BEHAVIOURALLY PROMINENT EQUILIBRIA: A JOURNEY INSIDE BOUNDED RATIONALITY

Presenter: MORALES, Antonio J. (LINEEX and University of Malaga)

Co-author(s): FATAS, Enrique (LINEEX and University of Valencia)

 

Abstract: In this paper we analyse the role played by a plausible source of bounded rationality: the simplification of complex strategic situations by discretising a continuous strategy set. We show that discretisation alters the set of Nash equilibria of those games for which the best response of a player is to undercut his rivals’ strategy; examples of this type of games include Bertrand competition and the traveller’s dilemma. The new equilibria structure of the games explains quite nicely some experimental results observed in labs, which have been previously considered as failures of traditional game theory.

 

Keyword: Complexity, Discretisation, Prominent Numbers, Price Competition, Experiments.

 

 

SESSION A4            CHILDREN                                                 

Chair: Bettina ROCKENBACH

A4 Preferences for Instant Gratification: An Experiment with Children of Different Age Groups

Presenter: BUCHER-KOENEN, Tabea (University Mannheim)

Co-author(s): SCHMIDT, Carsten (University Mannheim)

 

Abstract: We observe preferences over time of school children and young adults in a slightly modified version of the food choice experiment by Read and van Leeuwen (1998). We use individuals aged between 6 and 20 in order to evaluate how time-related preferences evolve with increasing age. In contrast to existing literature dealing with changing discount rates over the life-cycle we do not ask for preferences between hypothetical monetary or other pay-offs but offer incentives in terms of Smarties (small sugarcoated chocolate sweets) and apples. In a within-subject design the children and young adults choose between the two rewards on two consecutive days. On the first day they state their preference regarding tomorrow’s consumption and on the second day they actually determine their immediate consumption. We find similar behavioral patterns across cohorts concerning the immediate choice on day two, but differences with respect to the advanced choice on day one. In particular we find that younger children switch more often. Also, we observe that girls switch more often, which is consistent with the literature.

 

Keyword: quasi-hyperbolic discounting, time consistency, field experiment

 

A4 Envy and Altruism in Children

Presenter: HäGER, Kirsten (Friedrich-Schiller-Universität Jena)

Co-author(s): HOUSER, Daniel (George Mason University); SCHUNK, Daniel (University of Zurich)

 

Abstract: Envy and altruism have been studied extensively in adults. Here, we report data from an experiment studying envious and altruistic behavior in children. We study a sample of German school children aged seven to ten in a natural setting. We run two treatments. One treatment investigates envy, the other one studies altruism. Additionally, we collect data on the children’s cognitive and social skills, and on their socio-demographic background. Controlling for these factors, we find that children attending higher classes care significantly less for their relative position and are more altruistic. Boys care more about their relative position than girls. Socio-demographic information has some predictive power in the treatment that studies envy, but not in the treatment that studies altruism.

 

Keyword: experimental study, social preferences, envy, altruism, children

A4 Favouritism Practices at a Young Age: Evidence from the Field

Presenter: BELOT, Michele (University of Essex)

Co-author(s): VAN DE VEN, Jeroen (University of Amsterdam) 

 

Abstract: This paper investigates favouritism practices among children, and in particular, examines the role of friendships and position in the social network in these practices. Using experimental data from school children in Belgium, we investigate whether children favour some of their peers above others, that is, whether they treat them better on grounds that are not related to merit or performance. We consider a situation where a group of children is involved in an activity where performance (and therefore merit) depends largely on effort, is measured precisely and is observed by everyone. Children are then asked to favour one of their peers. The experiments involved school children of different age groups (6-7 year olds and 11-12 year olds). We find that younger children are much more likely to favour unfairly some of their peers than older children. Older children choose to favour the best performing child in 75% of the cases against 50% for the younger ones.

A4 Egalitarianism in young children

Presenter: ROCKENBACH, Bettina (University of Erfurt)

Co-author(s): FEHR, Ernst (University of Zurich); BERNHARD, Helen (University of Zurich);

 

Abstract: Human social interaction is strongly shaped by other-regarding preferences. These preferences are key for a unique aspect of human sociality – large scale cooperation with genetic strangers – but little is known about their developmental roots. We show here that young children’s other-regarding preferences assume a particular form – egalitarianism – that develops strongly between the ages of 3 and 8. At age 3-4, the overwhelming majority of children behave selfishly, while the vast majority at age 7-8 prefers resource allocations that remove advantageous or disadvantageous inequality. Moreover, inequality aversion is strongly shaped by parochialism, a preference for favouring the members of one’s own social group.

 

Keyword: social preferences, fairness, children

 

 

SESSION A5            INSURANCE                                                          

Chair: Louis LEVY-GARBOUA

A5 Sick Pay Provision in Experimental Labor Markets

Presenter: DUERSCH, Peter (University of Heidelberg)

Co-author(s): OECHSSLER, Jörg (University of Heidelberg); VADOVIC, Radovan (ITAM, Mexico City)

 

Abstract: Sick pay is a common provision in most labor contracts. Even when not required by regulations, firms often choose to offer sick pay in case workers become ill. In this paper we conduct a first systematic study of sick pay provision in labor contracts by using a controlled laboratory experiment. We adopt a modified gift-exchange environment in which the labor contract is a lottery with the regular wage being the high prize and sick pay being the low prize. Firms can benefit from sick pay provision in two different ways: directly, from workers reciprocating higher sick pay with higher efforts; and indirectly, from self-selection of reciprocating workers into contracts with higher sick pay. Our main finding is that the direct effect is rather weak (actually negative) but the self-selection effect can have an important impact on a firm’s output. Thus, the unexpected value of sick pay provision could be in attracting cooperative workers. This, in turn leads to a higher provision of sick pay when firm compete for workers relative to a monopsonistic labor market.

 

Keyword: JEL codes: C72; C91; C92; D43; L13.

A5 Insurance Purchase for Low-Probability Losses

Presenter: SWARTHOUT, J. Todd (Georgia State University)

Co-author(s): LAURY, Susan K. (Georgia State University); MCINNES, Melayne Morgan (University of South Carolina) 

 

Abstract: It is widely accepted that individuals tend to underinsure against low-probability, high-loss events relative to high-probability, low-loss events. This conventional wisdom is based largely on .field studies, as there is very little experimental evidence. We reexamine this issue with an experiment that accounts for possible confounds in the few prior insurance experiments. Our results are counter to the prior experimental evidence, as we observe subjects buying more insurance for low probability events than the higher-probability events, given a constant expected loss and load factor. Our results suggest that, to the extent underinsurance for catastrophic risk is observed in the field, it can be attributed to factors other than the relative probability of the loss events.

A5 Do Insured Take More Risk? A Safety Net Game Experiment

Presenter: NEUGEBAUER, Tibor (University of Luxembourg)

 

Abstract: The paper reports on a laboratory study on the moral hazard problem in social safety nets. A social dilemma game is proposed that involves risk taking and self-protection. On the basis of the experimental data, collective risk taking in presence and in absence of a social safety net is analyzed. The data show that the group takes more risk in a safety net than when each individual has to self-protect against risk. However, the difference in risk taking is much less notable than predicted by theory

 

Keywords : Experiment, social safety net, risk transfer, moral hazard      Experiment, social safety net, risk transfer, moral hazard

A5 Individual responsibility and public funding of health care: an experiment

Presenter: LEVY-GARBOUA, Louis (CES, University of Paris 1, and Paris School of Economics)

Co-author(s): MONTMARQUETTE, Claude (CIRANO and University of Montreal); VILLEVAL, Marie-Claire (GATE, University of Lyon and IZA)

 

Co-author(s): Deficits in the public funding of health care are usually covered by raising taxes or by rationing the supply of health care. This paper compares the efficiency of taxation and rationing, and their influence on individual contribution behavior. We report the results of a 2x2 experiment based on a game, in the first stage of which subjects can voluntarily contribute to a public fund that is being used to compensate for random losses incurred by the victims of a disaster. In the second stage of the game, in case of a deficit, we introduce either taxation or rationing. Each treatment is subjected to two conditions: the burden of covering the deficit is either uniform for all subjects, or tailored to the individual first-stage contributions. We show that the individualized treatments favor the public provision of health care through voluntary cooperation whereas the uniform treatments encourage free-riding. Individualized taxation brings the voluntary contributions closer to the optimum, while uniform rationing appears to be the worst system since free-riding restrains the provision of health care.

 

Keyword: Public health care system, taxation, rationing, responsibility, public insurance, experiment.

 

 

SESSION A6            LABOR                                                                   

Chair: Daniel ZIZZO

A6 The Behavioral Effects of Sectoral Minimum Wages

Presenter: BERGER, Johannes (University of Cologne)

Co-author(s): ALTMANN, Steffen (Institute for the Study of Labor, IZA); FALK, Armin (University of Bonn)

 

Abstract: For decades, the effectiveness of minimum wage regulations has been discussed controversially. Besides examining employment effects, economists have recently started to explore potential incentive effects associated with minimum wages using laboratory experiments. In this paper we not only explore the minimum wage effects within the covered sectors of the market but also within sectors that are legally exempt from the law. In contrast to previous experiments, we do not find a negative effect on the provision of work-effort in sectors for which the minimum wage is a binding constraint. However, we do observe a substantial decrease of work-effort in sectors that are left uncovered from the regulation. In line with research on the effects of relative income and reference-dependent preferences, our questionnaire provides evidence that the non-binding minimum wage had affectively altered workers’ perceptions of a “fair-wage”.

 

Keyword: minimum wage, relative income effects

A6 Productivity of permanently and temporarily employed agents

Presenter: POPOVA, Vera (Max Planck Institute of Economics)

Co-author(s): GüTH, Werner (Max Planck Institute of Economics); KOCHER, Martin (University of Munich); QIU, Jianying (Max Planck Institute of Economics); WEILAND, Torsten (Max Planck Institute of Economics)

 

Abstract: This study investigates experimentally the effort choices of workers as a reaction to linear incentive contracts that may be perceived as (un)fair. A principal repeatedly interacts with a permanently hired worker, in addition to whom he may contract a temporary worker. While permanent workers stay with the same principal for a certain time – thus allowing for reputation building and retaliation – temporary workers are randomly assigned to a (new) principal in each round. Knowing the principal's contract offer and (possibly) being informed about the co-worker's contract details, workers decide on how much costly effort to provide. Thereby their decisions may be influenced by other-regarding preferences. We find that principals mostly offer equal contracts, especially when offers are visible to both workers. When contracts remain private information, discrimination against temporary workers takes place. Both permanent and temporary workers react negatively to discrimination against the temporary worker, with the temporary worker withholding a significantly higher amount of effort.

A6 Reference-Dependent Preferences and Labor Supply

Presenter: ABELER, Johannes (University of Bonn)

Co-author(s): FALK, Armin (University of Bonn); GöTTE, Lorenz (Federal Reserve Bank of Boston); HUFFMAN, David (Swarthmore College)

 

Abstract: We test theories of reference-dependent preferences that assume the reference point to be a function of individual expectations. In a real-effort laboratory experiment, we manipulate the rational expectations of subjects and check whether this manipulation influences their labor supply. The experiment is designed such that risk aversion or status-quo reference dependence cannot cause a treatment difference. We find that labor supply is significantly different between treatments in exactly the way predicted by models of expectation-based reference-dependent preferences.

 

Keyword: Reference Points, Expectations, Loss Aversion, Risk Aversion, Disappointment, Real- Effort Experiment

A6 Inequality, Trust and the Labour Market

Presenter: ZIZZO, Daniel John (School of Economics, University of East Anglia, and Centre for Applied Macroeconomic Analysis, Australian National University)

Co-author(s): TAN, Jonathan (University of Nottingham Business School); HARGREVEAS HEAP, Shaun (School of Economics, University of East Anglia)

 

Abstract: Macroeconomic growth research shows that there is a negative correlation between inequality and growth, but why such correlation exists, how it should be interpreted and thus what its potential implications are for policy, remain unclear. We present an experimental investigation of how inequality affects trust, trustworthiness and labour market decisions. We consider three experimental treatments, one with no inequality in income, one with income inequality but no knowledge of the income of other agents, and one with inequality and knowledge of the income of other agents. There are no redistributionary flows in the direction of inequality aversion in the labour markets, while in the trust games rich subjects are returned less than poor subjects when their income is known; however, this effect operates not by making subjects return more to poorer subjects than if income is unknown, but rather by making them return less to richer subjects. While trust rates are of more limited use, trustworthiness in trust games can be successfully used as a predictor of work effort in the labour market setting. Inequality possibly induces a lower number of wage offers. Inequality lowers the return rate by around 20-25% in trust games. In our labour markets, when the income of other agents is known, wages and work effort also go down also by around 20-25%. Our findings are consistent with a causal connection between inequality and growth.

 

Keyword: Inequality, growth, trust, trustworthiness, labour market, efficiency wages

 

 

SESSION A7            ENVIRONMENT                                                   

Chair: David MASCLET

A7 Assessing the value of information

Presenter: BOUMA, Jetske (Institute for Environmental Studies, Vrije Universiteit Amsterdam)

Co-author(s): VAN DER WOERD, Hans and KUIK, Onno (Institute for Environmental Studies, Vrije Universiteit Amsterdam)

 

Abstract: Global Earth Observation (GEO) is one of the most important sources of information for environmental resource management and disaster prevention. With budgets for GEO increasingly under pressure, it is becoming important to be able to quantify the returns to informational investments. For this, a clear analytical framework is lacking. By combining Bayesian decision theory with an empirical, stakeholder oriented approach, this paper attempts to develop such a framework.

The analysis focuses on the use of satellite observations for Dutch water quality management in the North Sea. Dutch water quality management currently relies on information from ‘in situ’ measurements but is considering extending and deepening its information base with satellite observations. To estimate returns to additional investments in satellite observation, we analyze the added value of an extended monitoring system for the management of eutrophication, potentially harmful algal blooms and suspended sediment and turbidity in the North Sea. First, we develop a model, based on Bayesian Decision Theory, to make the potential contribution of information to welfare explicit. Second, we collect data regarding expert beliefs (the priors) and the expected accuracy of satellite observations (the conditional probability of receiving message m given state s) to assess the value of information.

The results indicate that the expected welfare impact of investing in satellite observation is positive, but that outcomes strongly depend on the perceived accuracy of the information system and the range of informational benefits perceived. Bayesian decision theory offers a suitable framework for assessing the value of information, provided decision-making is non-strategic and consensus-based.

 

Keyword: Value of information; Bayesian decision theory; Expert elicitation; Marine water quality; Environmental economics

A7 Regulation of nonpoint source pollution in the laboratory: Random inspections, ambient inspections and commitment problems

Presenter: COCHARD, François (Université de Franche Comté - CRESE)

 

Abstract: Nonpoint source pollution is characterized by a situation in which an area is polluted by several firms whose individual emissions are unobservable. Here we assume that the environmental agency can observe these individual emissions with costly individual inspections. We compare in the lab the efficiency of (i) a traditional random inspection policy, in which the agency announces an inspection probability and then fines noncompliant firms and (ii) a variant introduced by Franckx (2002), in which the agency has the opportunity to carry out a preliminary inspection of the level of ambient pollution before implementing individual inspections. The advantage of observing the level of ambient pollution is that it is directly related to the firms’ aggregate emissions. We are also interested in the impact of the agency’s commitment power on the efficiency on these policies: In reality the agency may have an incentive to announce very high inspection probabilities to induce high compliance rates and then secretly renege on its announcement to avoid the implementation of costly inspections. Our preliminary results are the following.

Overall we confirm that ambient inspections increase the efficiency of random inspection policies. But this effect is weaker than expected when the agency has no commitment power, and could even be negative if the cost of ambient inspection was very large. The main reason seems to be that firms’ efforts are much higher than expected when no ambient inspections are used and the agency has no commitment power. Our experiment therefore casts doubts on the theoretical prediction that ambient inspections can serve as a substitute for a lack of commitment power.

 

Keyword: Experiments; Regulation of pollution; Random inspections; Nonpoint source pollution; Commitment problems.

A7 Wealthy people do better? Time preference heterogeneity and the effect of wealth in renewable Common-Pool Resource exploitation

Presenter: GIORDANA, Gaston Andrés (LAMETA, Université de Montpellier I)

 

Abstract: We implement a laboratory experiment to evaluate harvesting behavior of a renewable Common-Pool Resource, in an N-person discrete-time deterministic dynamic game of T periods fixed duration. Dynamic problems resolution gives scope for the implementation of ‘rules of thumb’ as a consequence of its’ intrinsic complexity. Moreover, the appropriators in a single population may use various decisions rules. In order to identify the different decisions rules and to classify appropriators within them, we implement a Bayesian classification algorithm adapted to our experimental data and based on Houser et al (2004) work. This algorithm allows performing inference on the number and the shape of decision rules present in a population. The application of this econometric procedure has allowed us to identify two types of appropriators: “Quasi Myopic” (QM) appropriators and “Perturbed Farsighted” (PF) appropriators. The algorithm has classified near 85% of the appropriators in our sample as QM, and 5% as PF; the lasting agents could not be identified. Additionally, it has allowed us to identify the impact of a theoretically no relevant variable, the cumulated wealth. In order to evaluate the impact of context variables (i.e. natural recharge, initial wealth and its distribution between types), we used the empirical model resulting from the estimated types to perform simulations. Also in this framework, we have tested the efficiency of different kinds of taxes to manage the CPR exploitation. Some results are: (i) natural recharge of the resource does not impact behavior; (ii) initial wealth increase the efficiency of exploitation; (iii) when initial wealth is high (low), a more equally (unequally) distribution of wealth between types results in higher efficiency in the exploitation of the resource; (iv) a crowding out effect on the exploitation efficiency is identified between wealth and tax policies.

 

Keyword: Renewable Common-Pool Resources, Tax, Bayesian classification, Time preferences

A7 Creating vs. Maintaining Threshold Public Goods in Conservation Policies

Presenter: MASCLET, David (CREM, Université Rennes 1)

Co-author(s): BOUGHERARA, Douadia (INRA Rennes); DENANT BOEMONT, Laurent (CREM, Université Rennes 1)

 

Abstract: Conservation policies provide farmers with strong incentives to contribute to environmental protection. One concern of such policies is to create and/or maintain a variety of valuable public goods. One main difference between creating and maintaining public goods is that while in the former, farmers are asked to create resources, in the latter, they have to maintain unchanged an existing level of resources. While conservation policies are aimed indifferently at both creating and maintaining a variety of public goods - since they provide similar incentives for both - farmers may behave differently in the two contexts. This paper aims to test this framing effect. Our approach is original in that it combines both framing and threshold dimensions by comparing maintaining and creating contexts using threshold public goods experiments. First, the creating treatment corresponds to a classical Voluntary Contribution Mechanism whereas the maintaining treatment corresponds to a setting in which all tokens are initially placed in the public investment and subjects can withdraw tokens. Second, we test for this hypothesis in the case of Provision Point Mechanism experiments with three different threshold levels. The results are that first, consistent with theoretical predictions, contributions rise with threshold level, with the exception of the highest level. Second, individuals tend to be less cooperative in the maintaining frame than in the creating frame. Finally, framing effects seem to be more effective under higher threshold levels. These results may have important consequences for the management of agrienvironmental resources.

 

Keyword: Public goods experiment; Threshold; Framing effects; Conservation policies.

 

 

SESSION A8            COOPERATION                                                    

Chair: Vivian LEI

A8 How Does Information Improve Cooperation?—An Experiment on Prisoner’s Dilemma with Information on Opponents’ History

Presenter: GONG, Binglin (Shanghai Jiaotong University)

Co-author(s): YANG, Chunlei (Academia Sinica)

 

Abstract: In this paper, we use a lab experiment to study the effects of providing information on opponents’ history in a Prisoner’s Dilemma game. 12 subjects form a group and play prisoner’s dilemma game for 40 or 20 rounds with random matching in each round. The four treatments are constructed on two factors: whether information on opponents’ past decisions and their previous opponents past decisions are available through request, and whether an outside option (quitting the game) is allowed.

Our experimental results show that with or without the outside option, information on opponents’ history can significantly improve the rate of cooperation. This effect is realized through the following mechanism: Subjects are more likely to cooperate with those who have a history of cooperation. Thus, those who usually cooperate will get a high cooperation rate in return. Therefore, to get higher earnings, those who would not cooperate without information on history now choose cooperation to build a good reputation. Towards the end of the game, the reputation building incentive dries out and the rate of cooperation falls to the level in treatments without information.

In treatments with outside option, the rate of cooperation is slightly higher, but the difference is not statistically significant.

 

Keyword: Experiment, Prisoner’s Dilemma, Information, Cooperation

A8 GLOBALIZATION AND HUMAN COOPERATION

Presenter: GRIMALDA, Gianluca (IN+ (Instituto Superior Tecnico of Lisbon))

Co-author(s): BUCHAN, Nancy (University of South Carolina); WILSON, Rick (Rice University); MARILYNN, Brewer (Ohio State University); ENRIQUE, Fatas (Valencia University); MARGARET, Foddy (Caleton University)

 

Abstract: Although recent developments in evolutionary theories offer sound accounts of large scale cooperation, the actual patterns this takes in today’s societies remain unexplored. Large-scale co-operation is likely shaped by parochialism – a preference for favouring members of one’s ethnic, racial or language group. We suggest that globalization – the increasing interconnectedness of people worldwide – broadens the boundaries defining the group(s) to which individuals perceive they belong. We analyse the relationship between globalization and individual cooperation with distal others in multi-level public goods experiments conducted on general population samples within the United States, Italy, Russia, Argentina, South Africa, and Iran. We show that as country and individual levels of globalization increase, so too does individual cooperation at the world level vis-à-vis the local level. We also show that social identity mediates this relationship. This indicates that ‘globalized’ individuals draw broader group boundaries than others, eschewing parochial motivations in favour of cosmopolitan ones. Globalization may thus be fundamental in shaping contemporary large-scale cooperation.

 

Keyword: Globalization, cooperation, social identity

A8 Social norms, Emotions and cooperation in groups

Presenter: WALDECK, Roger (Institut Telecom-Bretagne and Université de Bretagne Occidentale)

Co-author(s): PHAN, Denis (GEMAS & University Paris IV - Sorbonne)

 

Abstract: A large body of literature in experimental economics is concerned by cooperative behavior in a public good context. Several factors are considered important for sustaining cooperative behavior. These are, among others, the net gain from cooperation, privacy of decision, social disapproval or the existence of a punishment mechanism. We discuss the impact of these features on cooperation in the framework of a single model. More specifically, we consider that individuals support some moral costs deviating from the cooperative behavior. A game theoretical framework enables us to identify a polymorphic equilibrium in which cooperators and defectors coexist. Players with high moral costs cooperate while those with low moral costs defect. The equilibrium with cooperative behavior depends on the distribution of moral cost in the society. We show how the attractiveness of the group, the gain from cooperation or the distribution of moral cost affects the equilibrium probability of cooperation. More generally we introduce the notion of emotional game which is a Bayesian game with individual types given by moral costs where the utility function of an individual depends on the deviation from a prescribed action (an implicit norm).

 

Keyword: Norms, collective action, emotions, cooperation, psychological games, population games.

A8 Unilateral Separation as a Discipline Device for Long-Term Cooperation: An Experimental Study

Presenter: LEI, Vivian (University of Wisconsin-Milwaukee)

Co-author(s): VESELY, Filip (University of Wisconsin-Milwaukee); YANG, Chun-lei (Academia Sinica, Taiwan) 

 

Abstract: We investigate the scope and patterns of cooperation in voluntary and thus potentially long-term bilateral partnerships. In our experiment, subjects must first play a prisoner’s dilemma game and then decide if they want to continue playing the game with the same partner for at least one more period or with a new counterpart. A separation can be unilaterally determined by one of the two partners and as such long term partnerships must be formed endogenously by mutual agreement. We observe decisions consistent with simple unconditional cooperation or defection strategies as of Rob and Yang (2005), as well as with more complex strategies with trust-building periods of Fujiwara-Greve and Okuno-Fujiwara (2007). We find that because the conditional cooperation payoff-dominates the unconditional defection, the threat of unilateral separation serves as a discipline device for cooperation in the long-term.

 

 

LUNCH 12:30 – 1:30pm

Friday, September 12th, 1:30 – 3:00pm

SESSIONB1  ETHICS, CORRUPTION AND PIRACY            

Chair: Anna MAFFIOLETTI

B1 Ethics and Strategic Intermediation

Presenter: COFFMAN, Lucas (Harvard University)

 

Abstract: This research analyzes perceptions of unethicality when performed through an intermediary, especially when there is evidence to suggest the intermediary is not the source of culpability. We have three main experimental results. First, we find that study participants punish a principal less when an unethical action is performed by an intermediary; more specifically, although punishment of the principal always increases when less money is sent in a dictator game, it increases less when the allocation decision is made by an intermediary. Second, the punishment dynamics are no different for subjects who previously played the game as a principle. And third, 90% of the principles use the intermediary rather than take the action themselves, correctly predicting that using an intermediary is the profit-maximizing strategy. That is, subjects correctly expect punishment to be less when they extract rents through an intermediary, but they are themselves none the wiser when it is their turn to punish. Together, the results show that it can be profitable for a public relations-sensitive firm to hire an intermediary to perform an unethical behavior on its behalf - a notion we call "Strategic Intermediation". Moreover, this result is robust to learning and thus more generalizable to a market setting.

B1 Cultures of corruption: An experimental investigation

Presenter: SERRA, Danila (University of Oxford)

Co-author(s): BARR, Abigail (University of Oxford and CSAE)

but not the graduate students in our sample, would engage in bribery with reference to the level of corruption prevailing in their home countries. We conclude that corruption is, in part, a cultural phenomenon.

 

Abstract: Working with a sample of students from over 30 countries, including some of the most and least corrupt in the world, in November 2005 we run an experiment in which: “private citizens” had to decide whether and how much to offer “public servants” in exchange for corrupt services; “public servants” had to decide whether and how much to accept; and offered and accepted bribes did harm to other members of society. We could predict who, among the undergraduate students, but not the graduate students, in our sample would offer bribes with reference to the level of corruption prevailing in their home countries. In November 2007 we run a new bribery experiment involving a new sample of students from over 20 countries, including again some of the most and least corrupt in the world. By pooling the 2005 and 2007 experimental data, and looking at different sub-samples, we can still predict who, among the undergraduate

 

Keyword: corruption, experiment, culture, social norms

B1 Determinants of violation of copy right law can help us to redefine a more effective legislation: insight from survies and experiments

Presenter: MAFFIOLETTI, Anna (University of Torino)

Co-author(s): MIGHELI, Matteo (University of Eastern Piedmont and University of Granada); RAMELLO, Giovanni B. (University of Eastern Piedmont)

 

Abstract: The strategy of suing consumers for copyright infringement when they illegally download music adopted by major recording companies is premised on the assumption that actual suit raises the price of downloading and dissuades use of downloads in favor of legal CDs. This experiment suggests that this assumption is questionable since a market for downloaded and copied music exists despite the fact that it is costless to copy, absent the prohibitions of copyright law. Consumers are willing to pay a non-zero price for a downloaded or copied music file, a price in general quite a bit below their willingness to pay for a CD, but quite a bit more than what would be expected for a product that can be obtained at zero cost. To prove this, we asked our participants their wtp for original and burned CDs using hypothetical as well as real choices. We compare our results with the usual market pricing and we explore infringing behaviors in order to verify if an increase in lawsuits is effective in reducing infringing activities and raising legal demand. In the experiments and in the surveys we also asked subjects questions about their ethical attitudes toward burning CD and awareness about present legislation. Comparing WTP prices with this more behavioral question we found that perceptions about illegality of burning CD positive influence WTP for original CD and negatively influence WPT for burned CD. Moreover , the declared WTP is influenced by gender age and income. These results can be very important to infer useful consideration in order to redefine public policy towards piracy more effectively.

 

 

SESSION B2            COMPETITION                              

Chair: Marie Claire VILLEVAL

B2 Managers’ Behavior in a Cournot Oligopoly Experiment- Evidence from Malaysia

Presenter: WAICHMAN, Israel (University of Kiel, Germany)

Co-author(s): REQUATE, Till (University of Kiel, Germany); KEAN SIANG, Ch’ng (Universiti Sains Malaysia)

 

Abstract: Laboratory experiments in Economics are often criticized for using students as subjects. The criticism is “whether the observe sample can be informative on the behavior of the population” (Harrison and List, 2004, p.1016). This issue of external validity is especially important in experiments on industrial organization since the interest in industrial organization is in the behavior of a very specific population, namely, firms’ managers.

The literature in experimental economics provides contradicting evidence on the effect of subject pool selection on behavior. On the one hand, numerous studies reviewed by Ball and Cech (1996) show only little evidence of subject pool effect between students and market professionals. On the other hand, Fehr and List (2004) find that CEOs are considerably more trusting and exhibit more trustworthiness than students in a trust game conducted in Costa Rica. Alp´?zar et al. (2004) find that Costa Rican coffee mill mangers cooperate (abate) significantly more than Costa Rican students in two pollution compliance games. Similarly, Cooper (2006), in a study of a corporate turnaround game involving mangers who participated in the EMBA program and undergraduate students from Case Western Reserve University, finds that the managers overcome a history of coordination failure significantly faster than the undergraduate participants.

Since 1959 quantity-setting (classical Cournot) oligopoly is of major interest in experimental economics, since then, numerous studies have been published in the area. However, until now Cournot oligopoly experiments were not conducted with managers. This study aims at filling that gap. In particular, the motivation of this study is to learn whether managers behave differently than students in the context of Cournot oligopoly. In addition, we test whether cultural differences (Malaysians vs. Germans) affect subject’s performance.

An interesting result in a study by Huck et al. (2004) is that in Cournot triopoly the Nash equilibrium is a good predictor for the firm’s behavior. Our experiment replicates the design of Huck et al. (2004) for the triopoly case, yet, for different subject pools (hence, the experiment consists of three treatments: with German students, with Malaysian students and with Malaysian managers).

33 middle-level managers mainly from small and middle size industries, such as plastic and textile, but also from financial institutions such as banks, in the region of Penang, Malaysia, participated in the treatment conducted at the Universiti Sains Malaysia campus. In addition, 39 Malaysian students participated in the treatment conducted at the Universiti Sains Malaysia and 33 Germany students participated in the treatment conducted at the University of Kiel. Our null hypothesis is that Cournot triopoly experiments are robust to subject’s selection, such that occupational differences (students vs. managers), cultural differences (German vs. Malaysian) or other (within group) characteristics, such as gender, do not affect the participant’s performance.

We find that subject’s selection does matter. The behavior of German students (from the University of Kiel) is very similar to that described by Huck et al. (2004) (from Humboldt University, Berlin). Averaging quantities of each individual (subject) over time yields that although the mean and the median quantities of the different treatments are not statistically different from each other, the variance of the quantities in the Malaysian treatments is significantly larger than in the German treatment. 

Averaging quantities across individuals at each time period yields that the mean and median quantity of the Malaysian students at each time period is significantly larger than in the other two treatments. In addition we find that German females are significantly more cooperative than German males. Nevertheless, we do not observe significant gender effect in the Malaysian treatments.

 

Keyword: artefactual field experiment, Cournot oligopoly, managers, noncooperative behavior

B2 Distributing two prizes in an all-pay auction

Presenter: SCHMID, Julia (Technical University Berlin)

Co-author(s):  FEHR, Dietmar (Technical University Berlin)

 

Abstract: Contest designers are frequently concerned with a trade-off between contest homogeneity and including contestants with high valuations. Based on the theoretical analysis by Clark and Riis (AER 1998), we experimentally investigate how two different distribution mechanisms for multiple prizes (simultaneously and sequentially) can solve this trade off. We find that contestants considerably overexert, while the degree of heterogeneity has only little influence on the overall performance. Contestants with low valuations tend to drop out in both mechanisms. However, unlike the theoretical prediction this drop out is less severe when prizes are distributed sequentially. Whereas in the simultaneous distribution mechanism the contestants' sensitivity to the valuations is qualitatively well described by theory, in the sequential distribution mechanism the contestants do not seem to fully capture its strategic aspects. The behavior in both distribution mechanisms is also prone to individual characteristics such as gender and risk aversion.

B2 Competition and the Ratchet Effect

Presenter: VILLEVAL, Marie-Claire (GATE, University of Lyon)

Co-author(s): KUHN, Peter and CHARNESS, Gary (University of California, Santa Barbara)

 

Abstract: In an environment with imperfect information about the employees’ ability, the ratchet effect is predicted to occur when firms who choose a low output standard in period one are tempted to switch to a higher output standard in period two if their worker chooses a high first-period output, thus signalling he has high productivity. Anticipating this, high-productivity workers might choose to ‘masquerade’ as low productivity workers in the first period. This generates inefficient pooling at the low output level in the first period. However, Kanemoto and MacLeod (1992) have shown theoretically that the competition among firms can prevent incumbent firms from exploiting high-productivity workers who reveal their type in the first period. We have designed a laboratory experiment to measure the influence of competition on the impact of the ratchet effect. Our results are compelling. First, we provide evidence of the ratchet effect and of strategic dissimulation by high-skilled employees. Second, we show that the ratchet effect is not robust to the introduction of competition between firms even when outside firms do not observe workers’ first-period outputs. Third, in a symmetric environment, we find that efficiency is also increased when there is a competition between agents. Most likely, this is because workers are less sure they will be matched with the same firm in the future, reducing their incentives to hide their type from their current employer. Firms however impose the high standard more than they should rationally do, probably due to the overestimation of their probability to be matched with a high-type agent.

 

 

SESSION B3            AUCTION I                                                             

Chair: Ernan HARUVY

B3 Monetary valuations in repeated markets: do prices matter?

Presenter: ISONI, Andrea (University of East Anglia)

Co-author(s): BROOKS, Peter (Barclays Wealth); LOOMES, Graham and SUGDEN, Robert (University of East Anglia)

 

Abstract: Several studies have recently reported that anomalies commonly observed in one-shot decision experiments tend to be reduced in repeated markets. This finding has been interpreted by some commentators as a confirmation of markets’ ability to promote the truthful revelation of preferences. Contrary to this interpretation, there is now some experimental evidence suggesting that instead of revealing pre-existing preferences, market procedures may shape them. Bids tend to be influenced by announced market prices in repeated Vickrey auctions (Knetsch et al., 2001; Loomes et al., 2003) and irrelevant pieces of information are found to have persistent effects on valuations (Ariely et al., 2003). In this paper, we report on an experiment designed to address two important issues about the demand-revealing properties of Vickrey auctions. The first is whether it is possible to shape valuations by manipulating the price feedback. The second is whether the effects of induced price feedback and anchoring manipulations are removed by repetition of the market. When we use induced feedback, we find significant shaping effects: valuations are strongly pulled towards the market price. This effect is stronger when the price feedback is high than when it is low. When this manipulation is removed, we find that these effects decay somewhat, but persist overall, especially when the price feedback is relatively low. Similarly, the effect of anchoring manipulations survives repeated market exposure, and appears to be reinforced by the group-specific feedback. Overall, our data suggest that market prices have a strong impact on shaping individuals’ valuations in the direction of theoretically irrelevant cues, raising serious doubts about the ability of repeated markets to lead to truthful revelation of preferences, and questioning the very existence of preferences as economists usually interpret them.

 

Keyword: WTA-WTP disparity, shaping, Vickrey auctions, price sensitivity

B3 Pricing lotteries with real outcomes: an experimental study

Presenter: SHAHRABANI, Shosh (The Max Stern academic college of Emek Yezreel)

Co-author(s): BENZION, Uri (The Ben-Gurion University); SHAVIT, Tal (The college of Management)

 

Abstract: This experimental study uses two auction mechanisms – the Second-Price-Auction and the BDM mechanism – to examine buying and selling bidding patterns of individuals in two types of binary lotteries: a pure lottery that includes only real products (two types of mugs), and a mixed lottery that includes both real products (mugs) and a monetary value outcome. The results show that subjects' WTP and WTA for the pure lottery do not differ from the calculated expected value of this lottery (based on subjective individual biddings for each mug). In contrast, subjects' bidding prices for the mixed lottery are lower than the calculated expected value of the lotteries. These results may suggest that for pure lotteries, which include real product, individuals exhibit a neutral risk attitude, while for mixed lotteries individuals exhibit a risk-averse attitude. These results are consistent with both the expected utility model and the prospect theory.

 

Keyword: WTA, WTP, Auction, Lotteries.

B3 An Experimental Investigation of Buyer Determined Procurement Auctions

Presenter: HARUVY, Ernan (University of Texas at Dallas)

Co-author(s): KATOK, Elena (Penn State University)

 

Abstract: We investigate on-line procurement auctions in which suppliers bid based on price, but buyers do not commit to awarding the contract to the supplier who submitted the lowest bid. In designing these auctions buyers must decide on the amount of price visibility during the auction, as well as on the amount of the transparency of the buyer selection criteria. In terms of price visibility we consider two extreme cases: the sealed bid request for proposals (RFP), and the open-bid dynamic reverse auction event. In terms of buyer selection transparency we also consider two extreme cases: a setting in which all suppliers know the non-price attributes of all other suppliers, as well as the buyer’s trade-offs between those attributes, and the case in which suppliers know only their own non-price attributes, but not those of their rivals. We find that the RFP format is consistent in generating higher buyer surplus levels than does the open-bid dynamic format. This advantage is independent of the information transparency. In contrast, the open-bid format is highly sensitive to information transparency, generating significantly lower buyer surplus levels when the information about all non-price attributes is made public.

 

Keyword: Bidding, Procurement, Reverse Auctions, Multi-Attribute Auctions, Behavioral Game Theory, Experimental Economics

 

 

SESSION B4 DECISION MAKING                                            

Chair: Graham LOOMES

B4 A Shock Therapy against the “Endowment Effect

Presenter: ENGELMANN, Dirk (Royal Holloway, University of London)

Co-author(s): HOLLARD, Guillaume (Paris School of Economics and CNRS)

 

Abstract: Simple exchange experiments have identified that participants trade their endowment less frequently than standard demand theory predicts. This implies that subjects are likely to miss beneficial trades. List (2003) finds that experienced dealers acting on a well functioning market are not subject to the “endowment effect”. This does, however, require very high levels of experience, which suggests that the market is a rather poor teacher. We argue that two types of uncertainty can lead to an “endowment effect”, choice uncertainty and trade uncertainty. Markets should be good teachers to reduce choice uncertainty, but not trade uncertainty. We design an experimental framework to test for the importance of trade uncertainty, while controlling for choice uncertainty. We find that a few rounds of training, using a special procedure to force subjects to give away their endowment, are enough to eliminate the “endowment effect” in a subsequent experiment. This supports the view that trade uncertainty is crucial for the “endowment effect”.

 

Keyword: endowment effect, robustness, experimental economics

 

B4 The Endowment Effect on Inheritance: Evidence from Experiments Using Alternative Forms of Compensation

Presenter: CHEO, Roland (National University of Singapore)

 

Abstract: The endowment effect: the perception of value changes depending on whether an exchange in the market is perceived as a loss or a gain, has been a well investigated phenomenon in behavioral experiments. Previous studies show that even if the property right is arbitrary, the mere endowment of a good presents to the fortunate owner an increase in perceived market value.

This paper uses experiments with first and second-year undergraduates from China, Singapore, Australia and the Malaysia controlling for race and birthplace to investigate how much of their allocated inheritance people are willing to pay in order to gain access to a public good, or prevent the loss of a public good or to just take part in a national lottery. Public/welfare goods that are examined are unemployment insurance and hospitalisation benefits. The impact on government’s financing of such public goods is thus directly compared to in this paper.

 

Keyword: endowment effect, inheritance, taxation

B4 Modelling Noise and Imprecision in Individual Decisions

Presenter: LOOMES, Graham (University of East Anglia)

Co-author(s): Prof. PINTO PRADES, Jose Luis (University of Seville); Prof. ABELLAN, Jose Maria (University of Murcia)

 

Abstract: When individuals take part in decision experiments, their answers are typically subject to some degree of noise / error / imprecision. There are different ways of modelling this stochastic element in the data, and the interpretation of the data can be altered radically, depending on the assumptions made about the stochastic specification. This paper presents the results of an experiment which gathered data of a kind that has until now been in short supply. These data strongly suggest that the 'usual' (Fechnerian) assumptions about errors are inappropriate for individual decision experiments. Moreover, they provide striking evidence that core preferences display systematic departures from transitivity, which cannot be attributed to any 'error' story.

 

Keyword: Stochastic specification; imprecision; error; decision theory.

 

 

SESSION B5            COORDINATION I                                               

Chair: Timothy CASON

B5 Exploring the effects of real effort in weak-link lab experiments

Presenter: BORTOLETTI, Stefania (CIFREM, University of Trento)

Co-author(s): DEVETAG, Giovanna (University of Perugia); ORTMANN, Andreas (CERGE-EI, Charles University - Academy of Sciences of the Czech Republic)

 

Abstract: Following the path-breaking work by Van Huyck, Battalio, and Bail (1990), a steady trickle of laboratory studies of the weak-link game has documented the speedy unraveling toward the worst equilibria (i.e., coordination failure).

The attention that the weak-link game has attracted seems owed to the frequent claim that it is an excellent model for a host of organizational situations (Camerer, 2003; Weber, 2000; Brandts and Cooper, 2006). Notwithstanding other recent attempts to introduce realism in the lab (see Devetag and Ortmann, 2007, for a review), concerns about the external validity of laboratory studies of the weak-link game remain and have gained new momentum with experimentalists’ rediscovered interest in the transferability of laboratory data to the wild (e.g., Levitt and List, 2007).

A critical maintained assumption in the experimental literature is that the choice of cost on a convex or linear function is a reliable indicator for real effort. However, in actual organizations, work “involves effort, fatigue, boredom, excitement and other affections not present in the abstract experiments” (van Dijk et al., 2001: 189).

We introduce a real-effort weak-link game and report experimental results on how the introduction of real effort affects coordination under various parameterizations and bonus schemes. Our results seem in sharp contrast with evidence from previous weak-link experiments; our subjects were able to overcome initial coordination failures. We relate our results to the literature.

 

Keyword: weak-link lab experiments, external validity, chosen effort, real effort

B5 Learning and Sophistication in Coordination Games

Presenter: VAKSMANN, Jonathan (CES, Université Paris 1 - Panthéon Sorbonne)

 

Abstract: This paper examines the determinants of strategic behavior in a series of experimental coordination games. More specifically, we investigate two classes of 2*2 coordination games: converging interest games and diverging interest games. Usual approaches used to describe players' behavior in repeated games postulate adaptive learners who do not take into account strategic interactions. Previous research (Camerer, Ho and Chong 2002, Ehrblatt, Hyndman, Ozbay and Schotter 2007, Terracol and Vaksmann 2007) examine the limits of these approaches and emphasize the fact that players are likely to make good use of strategic interactions to manipulate their opponents, or in other words, players might be likely to use strategic teaching. In this paper, we particularly emphasize elements which trigger such a strategy and make it successful. More precisely, our treatments vary according two parameters which are expected to alter strategic teaching. Teaching implies playing an action which might be suboptimal at a given time but which is likely to make a preferable outcome emerge in the future. Thus, when players attempt to drive coordination towards the basin of attraction of a particular equilibrium, they might take into account, both the cost of deviating from a safer equilibrium and the improvement of payoffs induced when converging to the equilibrium selected by the teacher. So we use two parameters corresponding to these two notions, namely the deviation cost (DC) and the teaching premium (TP), and design our experiment to test the impact of each parameter on strategic behavior and on the equilibrium attained. This makes, for each class of games, four treatments according to the size of each parameter. More precisely, in each treatment, the DC and the TP can take two different values (High or Low).

Eliciting players' beliefs using an appropriate quadratic scoring rule, we first show that players' beliefs, across all treatments, differ from purely myopic proxies used to describe players' belief formation process in usual approaches. Moreover players' own past actions significantly explain the difference between elicited beliefs and myopic proxies, which means that players perceive that their own actions are likely to impact their opponent's behavior in the future. In other words, players think more strategically than postulated by usual approaches. This finding represents a precondition for players to play strategically through teaching.

Thus, in a second step, we exhibit the fact that players not only think strategically but also play strategically in treatments where they are given incentives to do so. We find particularly strong evidence of strategic teaching in treatments where the deviation cost is low (i.e. when teaching is relatively less risky) and the TP is high (i.e. when teaching is relatively more profitable). Indeed, in these treatments, players are significantly more likely to over respond the action supporting their preferred equilibrium, i.e. to play this action even if it is not a best response to their static beliefs. Consistently, this tendency is significantly weaker when we increase the DC and/or decrease the TP. We find that usual learning theories are limited to account for players' behavior in treatments which trigger over responses. Thus, we devise a model which extends previous models of learning to introduce strategic teaching and find that this model performs particularly better than learning models to track behavior of these players who prominently over respond.

Finally, we examine the consequences of strategic considerations on coordination. Our results emphasize the fact that teaching significantly impacts coordination so that tenacious teachers manage to make their preferred equilibrium emerge in treatments where they are given more incentives to teach. It is worth noting that these differences in coordination are salient despite the fact that the games' structure is the same within each class of games.

 

Keyword: Game theory, Teaching, Coordination, Beliefs, Experiment

B5 Learning, Teaching, and Turn Taking in the Repeated Assignment Game

Presenter: CASON, Timothy (Purdue University)

Co-author(s): LAU, Sau-Him Paul (University of Hong Kong); MUI, Vai-Lam (Monash University) 

 

Abstract: This paper studies the evolution of a turn taking norm in a laboratory common pool resource “assignment” game that is characterized by conflict and incentives for coordination. The 2x2 stage game has a unique Nash equilibrium in dominant strategies, but this game is played by pairs of subjects repeatedly for a random, indefinite horizon. Players can earn considerably greater average payoffs than the stage game equilibrium payoffs if they take turns earning asymmetrically greater payoffs. Consistent with a repeated game equilibrium that features mixed strategies, pairs reach the turn taking path less frequently when the stage game has a greater degree of conflict. We also find that subjects’ behavior is strongly affected by their turn-taking experience in earlier pairings. Turn-taking increases across pairings, and the data provide evidence about how subjects teach each other to adopt turn-taking strategies even though they cannot communicate beyond their within-game interaction.

 

SESSION B7            ENVIRONMENT II                        

Chair: Laurent DENANT-BOEMONT

B7 Do Green Electricity Customers Care About Additionality? An Experimental Study

Presenter: BETHKE, Nadine (Universität Bremen)

Co-author(s): TRAUB, Stefan (Universität Bremen)

 

Abstract: In this paper, we experimentally study green electricity customers’ preferences with regard to additionality. We define additionality as a situation where private demand for green electricity induces utilities to increase the share of renewables in their total electricity generation, for example, above the current level or a level required by law such as Germany’s Renewable Energy Sources Act (EEG). We find strong treatment effects. In the treatment where additionality applies, subjects are willing to spend more on green electricity than in two control treatments.

 

Keyword: green electricity, willingness-to-pay, public goods

B7 Road Pricing and Access Burden Avoidance: Evidence from an Experiment with Braess’s Paradox

Presenter: PICKHARDT, Michael (University of Münster)

Co-author(s): MEINHOLD, Gerd (Chemnitz University of Technology)

 

Abstract: We design a laboratory experiment that allows for testing unregulated selfish route choice behavior in a road pricing environment where the introduction of a road toll may generate network effects or excess burdens that are known from Braess’s Paradox. We consider three alternative treatments: no tolls (NOT), a Braess’s Paradox generating toll (BPT), a maximum toll that does not generate Baress’s Paraodx (MAT). Among other things, our results indicate that the actual excess burden generated by the BPT treatment is significantly higher than the excess burdens generated by either the NOT or MAT treatment. We therefore conclude that road tolls should not exceed the MAT level. To this extent, our findings have important implications for the optimal design of road pricing schemes.

 

Keyword: road pricing, transport infrastructure, Braess’s Paradox, access burden,

B7 "Travel in towns: Jam yesterday, jam today and jam tomorrow?": An experimental study of the Downs-Thomson Paradox

Presenter: DENANT-BOEMONT, Laurent (University of Rennes 1 and CREM-CNRS)

Co-author(s):  HAMMICHE, Sabrina (University of Rennes 1 and CREM-CNRS)

 

Abstract: In transport economics, an increase in road capacities, by causing shifts from public transit to private transport, could lead to new traffic equilibrium where total transport costs are higher. Indeed, by implementing an additional road capacity (eg a new route or more generally a new transport alternative), road speed increase, attracting public transit users towards road transport. Then, as public transit traffic decreases, there is a loss of revenue for public transit operator, who, in the absence of subsidies, might raise faire or cut service. This well-known phenomenon has been called “Downs-Thomson” paradox (Downs, 1962; Thomson, 1977; Mogridge et al, 1987; Mogridge 1990a,b, Mogrigde 1997; Arnott and Small 1994; Jones 2002, Litman 2005).

Although the possibility of the Downs-Thomson Paradox seems to be well accepted, there is little in the literature to indicate when it might occur. Holden (1989) suggests that it may occur "in a city like London, where a significant fraction of peak traffic is carried on an extensive rail network". Mogridge et al (1987) suggest that it may occur by "allocating even more space to roads when roads are a less efficient carrier of the flow of traffic". These statements are qualitative, based on intuition and experience.

The aim of this paper is to provide empirical support about this famous paradox. To this end, we build an experiment in which subjects have to choose between two markets, e. g road and public transit. Our theoretical framework is built upon a class of coordination games named Market Entry Game (MEG, See Selten and Guth, 1982). Basically, in a MEG, players have to choose to enter a market or not to enter: The payoff is a decreasing function of the number of entrants whereas option to stay out gives a constant payoff. In such games, Nash equilibriums will give excess entry, implying a social dilemma. Of course, such games are a very elegant stylisation of congestion process that frequently occurs in the transport field. Experimental studies about MEG had been numerous and have yielded evidence to suggest that repeated play leads to coordination on any type of Nash equilibrium, although in many experiments the average frequencies of entry in market entry games look remarkably like those generated by Nash equilibrium play (See Sundali et al., 1995; Erev and Rapoport, 1998; Rapoport et al. 1998, 2000, 2002; Camerer and Lovalo, 1999; Camerer et al. 2004; Duffy and Hopkins, 2005; Anderson et al. 2006).

Our experimental game is a two-stage game where a first mover A (the operator) has to choose the public transit capacity. Then, given a road capacity that is fixed exogenously by the experimenter (the planner), subjects B (travellers) have to choose between road transport (option X) and public transit (option Y). As in a usual MEG, the payoff from the first market decreases with number of entrants and increases with exogenous capacity. For the second market (public transit) things are quite different: The payoff from the second market increases both with the number of entrants and with the capacity chosen by the operator, i.e. player A. Thus, entry generates negative externality on the road market, and, on the contrary, entry generates a positive externality on the public transit market. At the traffic users Nash equilibrium, the entry rate on road increases with exogenous capacity of road and decreases with endogenous capacity of public transit. As the marginal revenue of public transit entry is less than the marginal revenue of road entry, the optimal strategy for player A is to fix the lowest possible level for public transit capacity; The Perfect Equilibrium Subgame corresponds to a situation where player A chooses the minimum capacity, implying too much entry on road and lack of efficiency for the transport system (Transport cost is not minimized at the traffic equilibrium). In such a game, an exogenous increase in road capacity generates shifts from public transit to road that leads to new traffic equilibrium where efficiency level is lower.

Our experimental design consists in groups of 15 subjects with 1 subject A and 14 subjects B. At each period, subjects A and B play a two-stage game where subject A choose first a capacity level for public transit. Being informed about A’s choice, subjects B have to choose between two options, X (road) and Y (public transit). In each session, subjects play 2 treatments of 20 periods (within-subject design). For some sessions, subjects play first 20 periods of low capacity for road market and second 20 periods of high capacity for road market (condition ADD). In other sessions, subjects play first the high capacity condition during 20 periods and then play 20 periods in low capacity condition (condition DEL).

16 sessions (8 sessions in the ADD condition and 8 sessions in the DELL condition) of 15 subjects (namely 240 participants, students from various origins, economists, lawyers, psychologists, etc.) have been held in LABEX, University of Rennes 1 from January to April 2008 under the ZTREE platform (see Fischbacher 2007). The experimental results are that, as in former experimental results about Market Entry Game, subjects B achieve quite successfully to coordinate of one Nash equilibrium consistent to theoretical prediction about entry rates depending about A’s capacity choice. But A’s choice is quite more erratic, capacity choice for the public transit corresponding often to minimum capacity (the theoretical prediction) but with strong increases from a period to an other in order to attract participants B. In fact, capacity levels to be chosen by participant A for public transit do not differ significantly when road capacity is to be changed. But there is important differences between our two experimental conditions, ADD and DEL. Moreover, learning seem to be quite important, since throughout time, subjects A tend to reduce capacity (the theoretical prediction) and subjects B tend to enter more frequently on Road than in the beginning of the game. The most interesting result is that, as in Downs-Thomson Paradox, an exogenous increase in road capacity tends to decrease participants payoffs (Condition ADD). Nevertheless, in DEL condition, an exogeneous decrease in Road Capacity does not significantly increase payoffs for the group. Then, our experimental results suggest the existence of an order effect that could potentially affect the existence of Downs-Thomson Paradox

 

Keyword: Coordination, Market Entry Game, Traffic Congestion, Welfare.

 

 

SESSION B8            RECIPROCITY                                            

Chair: Luca STANCA

B8 How to be kind? An Experimental Analysis of the effects of Effort and Intentions on Reciprocity

Presenter: STANCA, Luca (University of Milan Bicocca)

 

Abstract: In this paper we examine experimentally the role of intentions and effort on the perceived kindness of an action and the reciprocating behaviour of the receiving subject. We test experimentally the hypotheses that an action is perceived to be more kind if (a) it is intentional and (b) it is costly. As a consequence, for a given outcome, reciprocity is expected to be stronger in response to actions that are perceived to be intentional and or costly. We consider a two-player sequential move symmetric gift-exchange, with four treatments in a between-within design. The first treatment, used as a benchmark, is a standard direct reciprocity setting, in which A's action is intentional and costly. Treatment 2 removes intentions by making common knowledge for all subjects that A's choice is determined exogenously and randomly. In this treatment A's action is therefore costly but not intentional. Treatment 3 removes cost-effort by making common knowledge for all subjects that A subjects will be compensated by the experimentar for the amount sent, so that they will not bear any cost. In this treatment A's action is therefore intentional but not costly. Treatment 4 removes both intentions and cost-effort by making common knowledge for all subjects that A's choice is determined exogenously and randomly, and that A subjects will be compensated by the experimenter for the amount sent, so that they will not bear any cost. In this treatment A's action is therefore neither intentional nor costly. The four treatments therefore differ with respect to the presence-absence of intentions and costs of the first mover, whereas the outcome of the first mover's action is kept constant across treatments. Our results indicate that both effort and intentions significantly affect the perceived kindness of an action. The results also indicate that effort, more than intentions, is what makes an action kind and elicits stronger positive reciprocity.

 

Keyword: Reciprocity, Effort, Intentions, Laboratory Experiments. JEL codes: D63, C78, C91.

B8 Reciprocity and status in a virtual field experiment

Presenter: NICKLISCH, Andreas (Max Planck Institute for Research on Collective Goods)

Co-author(s): SALZ, Tobias (University of Bonn)

 

Abstract: This article reports on a field study that has been conducted in the online computer game Word of Warcraft. In a simple gift exchange game, players (who are unaware that they participate in an experiment) are asked to fish in exchange for gold coins, which they received in advance. We test for the effect of social status on reciprocation rates among participants. We find solidarity among players with low social status: Low status players send significantly more fish when they received the gold coins from a character with a low social status. Generous salaries upfront, however, eliminate the solidarity effect.

 

Keyword: field experiment, reciprocity, solidarity, status, virtual world

B8 Measuring Indirect Reciprocity: Whose Back Do We Scratch?

Presenter: STANCA, Luca (University of Milan Bicocca)

 

Abstract: This paper presents an experimental investigation of strong indirect reciprocity. We examine both generalized indirect reciprocity (if A helps B then B helps C) and social indirect reciprocity (if A helps B then C helps A) in a setting where reciprocal behavior cannot be explained by strategic motivations, using a treatment for direct reciprocity as a benchmark. We use a variant of the strategy method to control for differences in first movers' actions across treatments. We find evidence of strong reciprocity within each treatment, both for strategies and decisions. Generalized indirect reciprocity is found to be significantly stronger than social indirect reciprocity and, interestingly, than direct reciprocity. This finding is interpreted as reflecting the relevance of first movers' motivation for second movers' reciprocal behavior.

 

Keyword: Reciprocity, Cooperation, Microeconomic Behavior, Experimental Economics. JEL codes: C72, C91, D01.

 

 

Break 3:00-3: 30pm – Atrium

 

 

Friday, September 12, 3:30 – 5:00pm

SESSION C1             INCENTIVES I                                            

Chair: Bernd IRLENBUSCH

C1 Relative Thinking and Task Performance: Does a Larger Fixed Payment Reduce the Perceived Magnitude of the Pay-For-Performance Component?

Presenter: AZAR, Ofer (Ben-Gurion University of the Negev)

 

Abstract: Many previous experiments suggest that people exhibit "relative thinking": they often consider relative price differences even when only absolute price differences should matter. The article reports the results of an experiment that tests whether relative thinking exists in a context never explored before, of task performance with mixed compensation schemes that include both fixed and pay-for-performance components. Such compensation schemes are prevalent in many occupations (for example salespeople and managers) and therefore the article addresses an important practical issue. Surprisingly, relative thinking disappears in this context: the ratio between the pay-for-performance compensation and the fixed compensation does not affect effort. To test whether the different context or the introduction of financial incentives (which were not used in previous studies of relative thinking) is the reason that relative thinking disappears, a hypothetical condition where subjects make similar decisions but without incentives was run. Relative thinking was not documented, suggesting that in the context of task performance people do not exhibit relative thinking regardless of financial incentives. The article therefore contributes both to the literature on relative thinking and to the area of personnel economics and designing incentive schemes in firms.

 

Keyword: Relative thinking; Experimental economics; Compensation schemes; Task performance; Behavioral economics; Judgment and decision making; Pay-for-performance

C1 Experimental Evidence on Inequity Aversion and Self-Selection between Incentive Contracts

Presenter: TEYSSIER, Sabrina (GATE, University of Lyon)

 

Abstract: This paper reports on the results of an experiment testing whether the agents self- select between a competitive payment scheme and a revenue-sharing scheme depending on their inequity aversion. Average efficiency should be increased when these payment schemes are endogenously chosen by agents. We show that the choice of the competition is negatively affected by disadvantageous inequity aversion and risk aversion. In the second half of the experiment, the effect of individual preferences is indirect through the effect of past results. The self-selection of agents increases the efficiency of the competitive scheme but not that of the revenue-sharing scheme, due to a heterogeneity of behaviors.

 

Keyword: performance pay, incentives, self-selection, inequity aversion, competition, revenuesharing scheme

C1 Goals and Incentives

Presenter: IRLENBUSCH, Bernd (London School of Economics)

Co-author(s): SLIWKA, Dirk (University of Cologne)

 

Abstract: We study the connection between goal setting and incentives. A principal agent model is investigated in which the agent gets a reward only if his performance attains a certain goal. It is shown that up to a certain threshold level higher goals lead to higher effort levels but that the agent exerts no effort when the goal is beyond this threshold. Effort levels are increasing in the reward but non-monotonic in the variance of the agent’s performance. These theorectical results are then tested in an experiment.

 

Keyword: Goals, Target, Incentives

 

 

SESSION C2             ELECTRONIC MARKETS                                     

Chair: David REILEY

C2.Willingness to Pay for Reputation : an Experimental Study on Feedback Mechanism

Presenter: LUMEAU, Marianne (CREM, Université Rennes 1)

Co-author(s): MASCLET, David (CREM, Université Rennes 1 and CIRANO); PéNARD, Thierry (CREM, Université de Rennes 1, Marsouin)

 

Abstract: Several empirical studies have shown that feedback systems play a key role in electronic marketplaces like eBay. Feedback exerts a deterrent effect on the opportunistic behavior of buyers and sellers. The feedback system in place on eBay is however far from being perfect and has proven especially vulnerable to strategic ratings (or non-ratings) that reduce the informational content of feedback profiles. In this study we investigate to what extent the feedback mechanism may also suffer from both buyer and sellers’ manipulations by modifying their reputation profile. For example, agents may change their own profile by changing their email address or by inciting their partner to modify her evaluation. In this paper we consider these issues by allowing agents to change with a fixed cost their reputation profile. In particular we investigate to what extent such opportunity may induce negative effects on the reputation system. Additionally, we also investigate how such feedback mechanism is affected by strategic motives for evaluating ones’ partner. In particular, we investigate in detail the “last minute” evaluations.

 

Keyword: reputation mechanism, reputation manipulation, informational content, reciprocity, fear of retaliation, last minute feedback

C2 Reputation Mechanisms and Electronic Markets

Presenter: DITTRICH, Dennis A. V. (University of Erfurt)

Co-author(s): USKE, Tobias (Max-Planck-Institute of Economics)

 

Abstract: To study reputation effects and the underlying mechanisms we establish an experimental setting that introduces an anonymous and competitive market on which customers and vendors interact, referring to each other only via the reputation scores of vendors and the posted prices. Using a reputation mechanism a double premium can be achieved: lower prices for customers and more trades for vendors, ensuring in total higher profits for them, hence, higher efficiency as compared to a market without such a mechanism. The mere application of a reputation mechanism induce significantly more customers to expect vendors to be trustworthy already in the very first round. The imposed chance for vendors to demonstrate trustworthiness is anticipated by customers, increasing their trusting behavior. Contrary to our theoretical considerations, even though costly, customers post considerable amounts of reliable feedback. We observe the punishing behavior to be severe, while the thanking behavior by posting positive feedback was still frequent and evident. Even though, reputation information induced higher levels of price competition, resulting in lower product prices, vendors acquired more customers and realize a reputation premium on prices with more accumulated positive feedback. Whether vendors acquired a customer heavily depended on the reputation score, revealing that customers weight negative feedback information relatively more than positive. Positive reputation does not significantly increase the vendor's payoffs, but negative decreased it. Even rare negative feedback suffice to discipline markets. We conclude that competition fosters trust if the competition can find ways to reliably signal the will to cooperate. A feedback mechanism, in turn, fosters trust, trustworthiness and efficiency.

 

Keyword: reputation mechanism, lemon markets, trust, trustworthiness, endogenous partner selection, price competition

C2 Measuring the Returns to Advertising: Evidence from a Field Experiment on Yahoo!

Presenter: REILEY, David (University of Arizona and Yahoo! Research)

 

Abstract: In a large-scale field experiment, we identify previous customers at a clothing retailer who are also users of Yahoo! We identify 1.5 million matches between the two databases, and then assign 80% of the matched individuals to a treatment group and 20% to a control group. The treatment group, identified when logged in to the Yahoo network, sees an advertising campaign consisting of millions of ad views. The control group sees none of the ads in this ad campaign, nor do any other Yahoo users who happen not to be logged in to the Yahoo network. We then match data on advertising views for each individual with purchase behavior at the retail store during and immediately after the ad campaign. The results show statistically and economically significant returns to advertising.

 

 

SESSION C3             BEAUTY CONTEST                                   

Chair:  Giorgio CORICELLI

C3 Coordination failure? Individual decision making under different guessing games

Presenter: RODERO COSANO, Javier (University of Malaga)

Co-author(s):  JIMéNEZ JIMéNEZ, Francisca (University of Jaén)

 

Abstract: In this paper our aim is to study the individuals' rationality behavior under different incentives schemes bases on a two-person Beauty Contest Game (BCG). Specifically, we design eight different guessing games sharing the same structure: Over six rounds two persons simultaneously choose a number in the [0,100] interval with a partners design. In each round, the winner is the person whose number is the closest to 2/3 of the average (the lowest number in a two-person BCG). After each round, subjects receive feedback information related to the last played round: the individual choices, the average, the target number, the inner(s) and the own payoffs. We analyze the impact of three different factors on the individual rationality: price nature, rivalry in the payments and communication. So, we use a 2 X 2 X 2 design: i) Fixed/variable payoffs, depending on if the winner gets a fixed or variable prize. ii) Rival/Non rival payoffs, with regard to if the prize is shared among winners or each one receives the full prize in case of a tie. iii) No communication/Communication, whether subjects are not allowed to communicate between them or if one can send a choice proposal to her partner before choice is made.

A preliminary analysis permits us to say that: 1) As usual in the BCG experiments, the individuals' behavior is quite different to the theoretical prediction: only 12 % of choices were equilibrium over the whole experiment.

2) We find statistically significant marginal effects for two of our three design variables: prize nature and payment rivalry. Both of them influence negatively on the individual elections. Moreover, there is a significant decreasing trend of choices over time provoked by the four treatments with fixed payments.

3) The no existence of communication effect may be due to the fact that only about 30 % of people use the communication mechanism. As we expected, the treatment with variable and non-rival payoffs where a greater number of essages are sent (about 70 % of cases).

 

Keyword: rationality--- beauty contest game --- fixed/variable payoff --- communication --rival/no rival payoffs

C3 Measuring agents' overreaction to public information in beauty contest games

Presenter: CORNAND, Camille (CNRS)

Co-author(s): HEINEMANN, Frank (TU Berlin)

 

Abstract: Some recent theoretical papers following Morris and Shin (2002) have emphasised the role of agents' overreaction to public information in beauty contest games, which leads to reconsider the benefits from transparency. We present an experiment on a beauty contest game that is characterised by both fundamental and strategic uncertainty: agents receive public and private information about a fundamental state. They have an incentive to choose actions that are close to the fundamental state but they also have an incentive to coordinate their actions. We find that, in line with theoretical predictions, subjects put a larger weight on the public signal. However, the weight is smaller than theoretically predicted. These weights can be explained by limited levels of reasoning. In the extreme case of a pure coordination game (without incentive to meet fundamentals) subjects still use their private signals, which prevents full coordination. These results indicate (i) public information is less detrimental to welfare than predicted by theory, (ii) providing private information matters and is eventually reducing welfare, even though it is intrinsically irrelevant to choices.

 

Keyword: coordination games, strategic uncertainty, private information, public information

C3 Beauty contest in the brain: the neural basis of strategic thinking

Presenter: CORICELLI, Giorgio (Institut des Sciences Cognitives)

Co-author(s): NAGEL, Rosemarie (Universitat Pompeu Fabra)

 

Abstract: We used functional magnetic resonance imaging (fMRI) to investigate human mental processes in a competitive interactive setting - the “beauty contest” game. Actual choices revealed different levels of iterated reasoning, “what I think that you think that I think”, about what players expect the others to do. Highlevel reasoning and a measure of strategic IQ correlate with the neural activity in the dorsal and ventral medial prefrontal cortex, areas associated with third person perspective-taking and thinking about others as ‘like me’. This pattern of neural activity suggests that high-level strategic reasoners considered other players as similar to themselves and used cognitive skills to predict others’ thinking and behaviour, while low-level reasoners used a simplified model of other players. This supports a cognitive hierarchy model of human brain and behaviour, a manifestation of bounded rationality.

 

Keyword: Neuroeconomics, Beauty Game Theory, Contest, fMRI, Level of reasoning

 

 

SESSION C4             INNOVATION                                                       

Chair: Donja DARAI

C4 Controlling out the Unobserved Human Factor?

Presenter: KäHKöNEN, Anssi (University of Joensuu)

 

Abstract: This paper reports the results of patent race experiment with zero-intelligence players and differences to earlier studies with same design. A modified design, where subjects play against `known' computer, is introduced and implemented. The strategy of zero-intelligence players is pre-determined and is independent of subject's strategy. Two different strategies, fixed and random, are examined in paper. Results of this experiment show that by controlling other human player out of experimental design we end up to more consistent results from theoretical point of view. However, the Harris and Vickers (RES, 1987) theory does no longer apply as such, so modification can be categorized as a critical experiment and a stress test for the theory. Preliminary results suggest that experiment is successful and we can generalize results and elaborate theory further. Although there are some differences and random variation between experiment and earlier studies the overall results are basically in line with previous designs and earlier studies. Earlier replication study with similar design can be taken as control to see how this `treatment' affects experimental setting. The characteristics of experimental data seems to be rather similar in general compared to previous replication experiment.

 

Keyword: experimental design, patent races, critical experiment

C4 Transfer of innovative knowledge between leader and laggard: An experimental approach

Presenter: ROELOFS, Matthew R. (Western Washington University)

Co-author(s): ØSTBYE, Stein E. (University of Tromsø, Norway) 

 

Abstract: This paper uses experimental methodology to study how firms share information in an uncertain innovative environment. Firms are endowed with an initial allocation of information and make R decisions to add to their knowledge where the greater the accumulated knowledge, the higher the probability that the innovation will be successful. Once the R decision is made, firms compete in the product market. Theoretical work by Clark and Østbye (2007) suggests that tough product market competition and initial asymmetry in terms of knowledge tend to lead to less cooperation and more R, while soft competition and initial equality lead to more cooperation and less R. .

In the experiment subjects are randomly paired to form an industry. The industry is endowed with an allocation of initial knowledge that is either divided equally between the two subjects or allocated entirely to one of them. Subjects are informed of the degree of product market competition for the period as well as any sharing rules that are in place – sharing of initial knowledge, sharing of new knowledge that comes from subjects’ R decisions, neither or both. Subjects are then asked to make an R decision for that period. Once all R decisions have been made and information has been shared (if appropriate) a subject is informed of their total level of knowledge, which is the sum of their initial knowledge (endowment), new knowledge (R) and any knowledge gained through sharing. A random draw is compared to this total knowledge level to determine if the subject’s innovative effort is successful and payoffs are reported.

Preliminary results support most of the theoretical predictions for both R levels as well as profitability. R levels fall as product market competition gets tougher and as the amount of sharing increases. In addition, levels of R investment (aggregated across treatments) closely match the Nash prediction. Profits comparisons across treatments largely match the theoretical predictions from a qualitative perspective, though the overall level of profitability in the various treatments is much lower than the Nash prediction.

C4 Patents versus Subsidies - A Laboratory Experiment

Presenter: DARAI, Donja (University of Zurich, Socioeconomic Institute)

Co-author(s): GROßER, Jens (Florida State University); TRHAL, Nadja (University of Cologne)

 

Abstract: This paper investigates the effects of patents and subsidies on R investment decisions. The theoretical framework is a two-stage game consisting of an investment and a market stage. In equilibrium, both patents and subsidies induce the same amount of R investment, which is higher than the investment without governmental incentives. In the first stage, the .firms can invest in a stochastic R project which might lead to a reduction of the marginal production costs and in the second stage, the .firms face price competition. Both stages of the game are implemented in a laboratory experiment and the obtained results support the theoretical predictions. Patents and subsidies increase investment in R and the observed amounts of investment in the patent and subsidy treatment do not differ significantly across both instruments. Observed prices in the market stage converge to equilibrium price levels.

 

 

SESSION C5             COORDINATION II                                              

Chair: Klaus ABBINK

C5 Credible Assignments and Performance Bonuses in the Minimum Effort Coordination Game

Presenter: CHAUDHURI, Ananish (University of Auckland)

Co-author(s): PAICHAYONTVIJIT, Tirnud (University of Auckland)

 

Abstract: We use experiments to investigate how to resolve coordination failures in a stag-hunt type coordination game with multiple Pareto-ranked equilibria, often referred to as a “weak link” game. Specifically, we focus on a modified version of the minimum effort coordination game studied by Van Huyck, Battalio and Beil (1990), which has seven Pareto-ranked equilibria. Participants routinely find it difficult to coordinate to the payoff-dominant outcome in this game.

We study two types of interventions: (1) a “credible assignment”, which is a nonbinding pre-game announcement made by an external arbiter instructing the players to adopt a particular strategy. A strict equilibrium in a game is defined as an assignment to each player of a strategy that is a unique best response for him when the others use the strategies assigned to them. A credible assignment has the desirable property that the prescribed behavior is individually rational and mutually consistent. (2) We also look at a “performance bonus”, which provides an additional payment given to the players every time they manage to coordinate to the payoff-dominant outcome.

We look at performance in both fixed and randomly re-matched groups. Prior studies looking at behaviour in the minimum effort game have tended to focus on fixed groups, conceivably because such coordination problems are endemic to groups whose composition remains unchanged over time. But a number of group interactions in real life are better modeled as one-shot, or at least, short-lived, interactions. Thus random re-matching is better protocol to study the behaviour of these latter groups.

We find that an assignment to the payoff-dominant outcome is successful in resolving coordination failures with fixed groups, as long as this assignment is distributed to players in a way that makes it “common knowledge”. Resolving coordination failures is much harder with randomly re-matched groups and can only be achieved with the payment of performance bonuses but not with an assignment.

 

Keyword: Weak-link games, Coordination, Assignments, Performance Bonus, Experiments

C5 Leadership, Coordination and Organizational Growth

Presenter: COELHO, Marta (London School of Economics and Political Science)

Co-author(s): IRLENBUSCH, BERND (London School of Economics) 

 

Abstract: Coordinating the actions of people is one of the utmost challenges of leaders in organisations. Following an innovative experimental approach by Weber (2006) we investigate whether the example of a leader might increase coordination efficiency in a weak-link game in which the group is sequentially enlarged by new entrants who are not aware of the group's history. The results show that the leader's example indeed helps the group to better coordinate. However, it does not prevent efficiency from going down over time if feedback on previous coordination levels is provided.

C5 An Experimental Study on High-Value Payment Systems

Presenter: ABBINK, Klaus (University of Amsterdam)

Co-author(s): BOSMAN, Ronald (De Nederlandse Bank); HEIJMANS, Ronald (De Nederlandse Bank); VAN WINDEN, Frans (University of Amsterdam)

 

Abstract: High-value payment systems are operated by central banks to facilitate payments between banks during a day. A bank can choose the time of the day in which it makes its payments. In an efficient equilibrium all banks pay their obligations immediately in the morning, since delaying payments inflicts costs. However, if a bank does not receive payments then the best response is to delay, as fulfilling its own obligations can be ruinous lacking liquidity. Thus one obtains co-ordination game with two equilibria – the efficient one mentioned above and an inefficient, but risk-dominant equilibrium in which all banks delay payment. We analyse how high-value payment systems handle disruptions through external shocks like 9/11, during which some banks might be forced to delay payments. In a laboratory experiment we observe that the efficient equilibrium is robust except for very high probability of disruption. In the aftermath of a crisis players return to the efficient equilibrium almost instantly.

 

Keyword: Payment systems, co-ordination games, external shocks

 

 

SESSION C6             FEEDBACK                                                 

Chair: Anders POULSEN

C6 Rank Expectations, Feedback and Social Hierarchies

Presenter: TYMULA, Agnieszka (Bocconi University / Northwestern University)

Co-author(s): KUHNEN, Camelia (Kellogg School of Management, Northwestern University)

 

Abstract: We investigate the role of self-esteem, generated by private feedback regarding relative performance, on the behavior of agents working on a simple effort provision task for a flat wage. We isolate the impact of learning one's rank in the group on one's behavior from any social status, reputation, strategy-updating or peer effects.

Feedback has both ex-ante and ex-post effects on the productivity of workers and on the dynamics of social hierarchies. Agents work harder and expect to rank better when they are told they may learn their ranking, relative to cases when they are told feedback will not be provided. After receiving feedback, individuals who learn that they have ranked better than expected decrease their output but expect an even better rank in the future, while those who were told they ranked worse than expected increase their output and at the same time lower their rank expectations going forward. These effects are stronger in earlier rounds of the task, while subjects learn how they compare to their peers in terms of output produced. This rank hierarchy is established early on, and it remains relatively stable later in the task. Private information regarding relative standing helps create a ratcheting effect in the group's average output. This ratcheting effect (working harder over time) is mainly due to the fight for dominance at the top of the hierarchy.

These results suggest that moral hazard can be mitigated by optimally providing feedback to agents regarding their relative performance, and by changing the reference peer group to take advantage of the dynamics of social hierarchy effects on productivity.

 

Keyword: feedback, tournament, ego utility, ranking, moral hazard

C6 Feedback in Tournaments under Commitment Problems: Theory and Experimental Evidence

Presenter: HARBRING, Christine (University of Cologne)

Co-author(s): GüRTLER, Oliver (University of Bonn)

 

Abstract: Most real-world tournaments last for a certain period of time which implies that intermediate performance information of competitors may become available during the contest. We analyze under which circumstances the principal will disclose intermediate information on the performance of the competing agents. In our setting, the principal may decide on the strategy that is optimal for her ex post, i.e. she cannot commit to giving feedback ex ante or not. In equilibrium the principal reveals intermediate information if the performance difference is not too large. The hypotheses derived from our model can mostly be confirmed by the experimental findings.

 

Keyword: Tournament, Commitment Problems, Feedback, Experiment

C6 FEEDBACK AND INCENTIVES: EXPERIMENTAL EVIDENCE

Presenter: POULSEN, Anders (School of Economics, University of East Anglia)

Co-author(s): VILLEVAL, Marie-Claire (GATE-CNRS, University of Lyon II); ERIKSSON, Tor (Aarhus School of Business)

 

Abstract: This paper experimentally investigates the impact of different pay and relative performance information policies on employee effort. We explore three information policies: No feedback about relative performance, feedback given halfway through the production period, and continuously updated feedback. The pay schemes are a piece rate payment scheme and a winner-takes-all tournament. We find that, regardless of the pay scheme used, feedback does not improve performance. There are no significant peer effects in the piece-rate pay scheme. In contrast, in the tournament scheme we find some evidence of positive peer effects since the underdogs almost never quit the competition even when lagging significantly behind, and frontrunners do not slack off. Moreover, in both pay schemes information feedback reduces the quality of the low performers’ work.

 

Keyword: Performance pay, tournament, piece rate, peer effects, information, feedback, evaluation, experiment

 

 

Friday, September 12th, 5:00 – 6:00pm

Plenary Session

 

 Gary CHARNESS: "Behavioral mechanism design in experiments"

Location: Main Lecture Hall

 

Saturday, September 13th, 9:00 – 11:00am

SESSION D1            PUBLIC GOOD I                                                    

Chair: Ananish CHAUDHURI

D1 Positional Concerns in Public Good Games

Presenter: COSTA, Sandrine (AgroParisTech, Engref, Laboratoire d’économie forestière)

Co-author(s): BOUGUERARA, Douadia, (INRA, Structures et Marchés Agricoles, Ressources Territoires); GROLLEAU, Gilles (INRA-SUPAGRO); IBANEZ, Lisette (INRA, Economie Forestière)

 

Abstract: When asked to pick which of the two states of the world they would prefer to live in (A: Your current early income is $55,000; others earn $25,000 or B: Your current early income is $100,000; others earn $200,000 ) 56% of respondents preferred a world in which they had half the real purchasing power, as long as their relative income position was high (Solnick and Hemenway, 1998). In other words, some people care for their relative position. Although such motivations for purchase have been identified early (e.g., Veblen, 1899; Hirsch, 1976; Frank, 1985; Alpizar et al., 2005), theoretical and empirical investigations about their importance in relation to public goods remain scarce (e.g., Solnick and Hemenway, 2005). We propose an economic model and an experimental design enabling to reveal the existence of positional concerns in individuals' contributions to a public good. Individuals may have (i) positive positional concerns if they gain utility from contributing more than the average contribution, or (ii) negative positional concerns if they gain utility from contributing less than the average contribution.

A sizeable theoretical or experimental literature devotes attention to multiple explanations for positive contributions to public goods (e.g., warm-glow, reciprocity [Croson, 2007]). Disentangling positional motivations from other motivations such as reciprocity constitute a challenge. In our theoretical model of contribution to a public good, we consider individuals motivated by reciprocity and relative standing. First, one's contribution may induce (or deter) others in the community to participate in the public good in the following period (incentive effect). Second, one's contribution may secure a certain position in the community as being a larger or lower contributor than the average contributor in the community (positional effect).

The incentive and positional effects will interact. Let us suppose that the incentive effect is negative. When increasing his contribution, individual i will expect a decrease in others' contributions. Assume further that individual i has simultaneously positive positional concerns (deriving utility from contributing more than the average contribution). This will trigger the incentive of individual i to contribute more, thus inducing others to contribute less and securing a higher position in the group. On the other hand, if we assume that individual i has negative positional concerns (deriving utility from contributing less than the average contribution), this will trigger the incentive of individual i to contribute less, thus inducing others to contribute more and securing to the individual a lower position in the group. On the other extreme, suppose the incentive effect is positive. When increasing his contribution, individual i will expect an increase in others' contributions. Then, the behavior of individual i will depend on the magnitude of the incentive effect as compared to the positional effect.

Experiments in the laboratory provide a unique setting for controlling the variables of interest of our economic model. We use two experimental designs: a partner design where individuals are associated to the same group from period to period and a stranger design where individuals are randomly re-matched at each period with other individuals to form a group. While the partner design includes both incentive and positional effects, the stranger design should include only positional effects. In the stranger design, individuals will not play with the same other players from one period to another and will try only to secure a certain position and not to induce a certain contribution behavior. To investigate these two effects and their We find empirical evidence of positional concerns in public good games. We find that  (i) There is a significant positive incentive effect only in the partner treatment. When incentive effects are present (partner treatment), individuals adapt their contribution according to the beliefs on how their contribution may induce (or deter) others in the community to participate in the public good in the following period.  (ii) Individuals have positional concerns in both in the partner and stranger treatments.

 (iii) The positional effect is less important in the partner treatment than in the stranger one. Positional concerns might be counterbalanced by reciprocity concerns. In the partner treatment, the individual can adopt punishment or reward behavior which reduce the positional effect.

 

Keyword: public good, position, consumer behavior, experiment

D1 Do impure public goods foster or discourage pro-social behaviours? Evidence from a laboratory experiment

Presenter: VALENTE, Marieta (University of Minho and Royal Holloway University of London)

Co-author(s): MUNRO, Alistair (National Graduate Institute for Policy Studies)

 

Abstract: Green and ethical goods are increasingly becoming available in many markets for conventional goods giving pro-environmentally and pro-socially motivated consumers a convenient option to contribute to a public good. However, what is the impact of the presence of these impure public goods for the private provision of public goods? Does their presence foster or decrease pro-social behaviors? Based on the expanding experimental economics research on pro-social behavior, we design an experiment to test how the presence of impure public goods affects pro-social behaviors. From a theoretical point of view we would expect no behavioral relevance of the presence of impure public goods. However, we observe that on aggregate pro-social behavior is reduced when the impure public good favors the private component. Some individuals do not alter their decisions, but two fifths decrease their contribution in the presence of the impure public good. On the contrary, in the case where the impure public good favors the public good component at the expense of private earnings, individuals are unaffected in their behaviour. We argue that the self-interested impure public good serves as an easy moral escape route and allows individuals to justify acting less pro-socially. Therefore in the presence of ethical goods which have only a small pro- social component, pro-social behaviors may be reduced.

 

Keyword: impure public goods, ethical goods, green goods, pro-social behavior, social norms, experimental dictator games

D1 Defaults and cooperative behaviour

Presenter: CAPPELLETTI, Dominique (Cifrem - University of Trento)

Co-author(s): PLONER, Matteo (University of Trento); MITTONE, Luigi (University of Trento)

 

Abstract: Previous studies have shown that defaults are likely to influence individual choices. Defaults are predefined choices which become effective when decision makers do not take an action to change them. They are often used in dichotomous questions (e.g., yes/no, accept/not accept), in which one of the options is already selected. The effect of defaults has been investigated in decisions about health (Johnson and Goldstein, 2003), participation in marketing programs (Bellman et al., 2001), and intertemporal transfer of wealth (Choi et al., 2004). These studies have shown that welfare improvements can be obtained by manipulating default choices in individual decision making. Our study considers these implications for welfare in an experimental strategic interaction setting. In particular, we consider a voluntary contribution game played over two independent periods. In the first period, alternative default answers are provided, while in the second period participants can freely choose their level of contribution. Observations in the first period will inform us about the power of defaults on cooperative behaviour, while observations in the second period allow us to identify the persistence of a “default effect”. Cognitive limits of decision makers may favour the reliance on predefined answers. We test this hypothesis by using a dual-task procedure to manipulate the cognitive load of the participants.

 

Keyword: Defaults, public good game, experimental economics

D1 Social Learning and Conditional Cooperation in a Laboratory Public Goods Game

Presenter: CHAUDHURI, Ananish (University of Auckland)

Co-author(s): PAICHAYONTVIJIT, Tirnud (University of Auckland)

 

Abstract: It is commonly observed that in finitely repeated laboratory public goods games contributions start at about 40%–60% of the social optimum and decay from there onwards with increasing free-riding. The reason behind this decay in contributions over time has been the subject of much study.

Andreoni (1988) looks at two possible explanations behind this phenomenon of decay – “learning” and “strategies”. The “learning” hypothesis suggests that contributions decay because players do not realize that free-riding is the dominant strategy of the game but learn so gradually over time leading to contributions dropping off. The “strategies” hypothesis suggests that some players may realize that free-riding is the dominant strategy but they do not want to educate their peers about it and hence the more sophisticated players mimic the others in the initial stages of the game and then bail out and free-ride towards the end of the game. But Andreoni does not provide a definitive answer and neither do a number of researchers who have replicated this study subsequently.

In our study we appeal to the ideas of “conditional cooperation” and “strong reciprocity” to suggest that in the presence of reciprocal preferences it is possible to think about the public goods game as a “coordination problem” with high contributions being an efficient equilibrium and low contributions being an inefficient equilibrium with others in between. (Fischbacher, Fehr and Gachter, 2001; Rabin, 1993). Thus the problem is essentially one of equilibrium selection.

We elicit player beliefs regarding the contributions to be made by their peers in the game and find that these beliefs play a crucial role in determining the player’s subsequent contributions.

In a treatment where players do not get to observe others’ contributions till the very end of the game there is no decay in contributions at all. Participants who believe that others will contribute 70% or more on average contribute in the same range on average for the entire duration of play. Similarly those who believe others will contribute between 40% and 60% (less than 40% respectively) contribute similar amounts. Hence in the absence of social learning about the contributions of others there is no decay in contributions.

The fact that contributions seem to depend more on beliefs about others’ contributions and not on the availability of signalling opportunities provides evidence against the strategies hypothesis. Furthermore the fact the contributions do not decay unless players get to observe the contributions of their peers provides evidence against introspective learning/learning-by-doing arguments.

In treatments where players do get feedback about others’ contributions we see the familiar pattern of decay suggesting that it is social learning that is primarily responsible for this phenomenon. We find that the contributions by players possessing different beliefs regarding their peers converge towards the average contribution in the long run and this is particularly true in treatments where the players get to observe the contribution of others every fourth round as opposed to in every round. We also find that those players who initially contribute higher than the groupaverage decrease their contribution over time and those who initially contribute lower than the group-average increase their contribution over time. The overall contributions therefore decay over time because increases in the contributions by subjects who contribute below the average do not offset the decrease in contributions by those who contribute above the average.

We also look at how subjects update their beliefs about others’ contributions as the game progresses.

 

Keyword: Voluntary Contributions Mechanism, Experiments, Beliefs

 

 

SESSION D2            GENDER                                                                 

Chair: Mats PERSSON

D2 Choosing To Compete: The Role of Single-Sex Education

Presenter: NOLEN, Patrick (University of Essex)

Co-author(s): BOOTH, Alison (University of Essex)

 

Abstract: Women are under-represented in high-paying jobs and some recent experimental studies have investigated the degree to which these outcomes might be explained by gender differences in feedback preferences, liking for competition, and risk aversion. Why women and men might have different preferences has been discussed but not tested by economists. For example, preferences for competition shown by males and a disinclination for competition shown by females could be due to nurturing from parents and peers. While the relevant experimental economics literature has been conducted with college-age men and women attending co-educational universities, it is well-known that the academic achievement of girls and boys responds differentially to co-educational environments, suggesting that nurture might play a role. We therefore sampled a a different subject pool to that normally used in the experimental economics literature in order to investigate the role that nurturing might play in preferences for competition. We use students from years 10 and 11 who are attending either single-sex or coeducational schools. As in Gneezy et. al. (2003), Niederle and Yestrumska (2007) and Gupta et. al. (2005), we used paper mazes. Our results indicate that there are robust differences between the choices made by girls at single-sex and co-ed schools, and that girls from single-sex schools behave more like boys even when allocated to mixed-sex groups in the laboratory experiment. This suggests that observed gender differences might reflect social learning rather than inherent gender traits.

 

Keyword: Gender, Competition

D2 Women can’t jump? – An experiment on competitive attitudes and stereotype threat

Presenter: SCHWIEREN, Christiane (University of Heidelberg)

Co-author(s): SCHWIEREN, Christiane (University of Heidelberg); ARSLAN EKINCI, Neslihan ((r)evolution GmbH); STROBEL, Martin (Universiteit Maastricht)

 

Abstract: Gneezy et al. (2003) offer a partial explanation for the wage gap between men and women. In an experiment they found that women react less to competitive incentives. The task they used in their experiment can however be considered a male task. This allows for an interpretation of their results as stemming from stereotype threat rather than from a general behavioural tendency of women. We replicate the experiment and extend it by a treatment with a gender neutral task. For the male task we replicate the results from Gneezy et al. (2003), but for the neutral task women react as strongly to incentives than men. Our findings suggest a stereotype threat explanation. Women tend not to compete with men in areas where they (rightly or wrongly) think that they will lose anyway.

 

Keyword: Gender differences, competition, stereotype threat

D2 An Experimental Study of Gender Differences in a Matrilineal Society

Presenter: GONG, Binglin (Shanghai Jiaotong University)

Co-author(s): YAN, Huibin (University of California, Santa Cruz)

 

Abstract: To shed light on the societal influences on gender differences, we run the dictator game and a competition experiment with the Mosuo, a matrilineal ethnic minority group in southwestern China. The dictator game is double blinded and intended to replicate Eckel and Grossman (1998), which, run in the U.S., finds that women dictators leave roughly twice as much money to the receipients as male dictators do. We find that this result is reversed in the matrilineal society: Mosuo men leave about three times as much as Mosuo women do. We run the same competition experiment as in Gneezy et al. (2008), which studies gender differences in participating in competition in a matrilineal and a patriarchal society. While Gneezy et al. (2008) finds that women are more competitive in the matrilineal society and the reverse is true in the patriarchal society, we find no gender difference with the Mosuo. Given previous experiments run in America that generally find men to be more competitive, our finding of no difference is still suggestive that societal factors play a role in gender differences, and this point is reinforced by our subsequent discovery that the competition game we chose happened to be a children’s game more popular among Mosuo boys than girls.

 

Keyword: field experiment, gender difference, Matrilineal Society, dictator game, competition

D2 Constructing gender in dictator games

Presenter: PERSSON, Mats (Stockholm University)

Co-author(s): BOSCHINI, Anne and MUREN, Astri (Stockholm University)

 

Abstract: Is the difference between men and women a social construct? Formulated in such a general fashion, the question is almost meaningless. However, a hint of the answer can be sensed in an experimental setting where we try to find gender differences in terms of, for instance, egoism and altruism. If such differences tend to be accentuated by gender stereotyping, this is an argument supporting the idea of gender as a social construct.

Stereotyping means gently reminding each participant of his or her gender. In this paper we use two kinds of stereotyping of the participants in a dictator game: letting the subjects enter their gender on the questionnaire before making their dictator decisions, and letting female participants play in one room and male participants in another. We find that such stereotyping does have an effect as compared to a control group where the participants sit in a gender-mixed room and enter their gender after having made their decisions. It turns out that stereotyped med are more egoistic than men in the control group, while stereotyped women are more generous than women in the control group.

Regardless of whether maleness and femaleness are social constructs, they are not homogenous categories. Each gender is composed of a number of basic personality types, and it appears that within each gender these types are represented in different proportions. For instance, among women the “egalitarians” are significantly more frequent – while among men the “egoists” are more frequent. And stereotyping accentuates these differences in composition of types.

 

 

SESSION D3                        BARGAINING                                                       

Chair: Jordi BRANDTS

D3 The relevance of structure and polarization in three-player legislative bargaining: theory and experiments

Presenter: SCHRAM, Arthur (CREED)

Co-author(s): DE GROOT RUIZ, Adrian (CREED); RAMER, Roald (FEB-UvA)

 

Abstract: We study a three-player legislative bargaining game. Point of departure is a coalitional game where we can use cooperative game theory to predict outcomes. We vary the environment to create distinct levels of polarization, which yield varying outcomes with respect to the core and uncovered set. Then, we introduce two bargaining structures that differ in the rules they impose on the process of negotiations (one of which is highly structured, the other lowly). These yield distinct non-cooperative predictions. We compare the two structures both theoretically and behaviorally (in a controlled laboratory environment). In the experiment, we observe that structure matters more than theoretically predicted. Irrespective of the extent of polarization, outcomes are closer to the median preference when the bargaining structure is low than when it is high. Moreover, with moderate polarization the uncovered set does a better job of predicting outcomes for low structure. The latter result is an indication that coalitional solution concepts fare better when there is less structure in the bargaining game.

 

Keyword: bargaining, Nash problem, experiments

D3 The Paradox of New Members: Strategic Foundations and Experimental Evidence

Presenter: DROUVELIS, Michalis (University of Nottingham)

Co-author(s): MONTERO, Maria and SEFTON, Martin (University of Nottingham)

 

Abstract: Power indices suggest that adding new members to a voting body may affect the balance of power between the original members even if their number of votes and the decision rule remain constant. Some of the original members may actually gain, a phenomenon known as the paradox of new members. We show that the paradox can occur as an equilibrium of a non-cooperative bargaining game based on the Baron-Ferejohn (1989) model of legislative bargaining. We implement this game in the laboratory and find empirical support for the paradox.

 

Keyword: voting, non-cooperative bargaining, power indices, experiments, paradox of new members

D3 How level should the starting line be? Procedural fairness and wealth distribution in ultimatum games

Presenter: GRIMALDA, Gianluca (IN+ (Instituto Superior Tecnico of Lisbon))

Co-author(s): KAR, Anirban and PROTO, Eugenio (Warwick University)

                                                                              

Abstract: We study experimentally how varying the fairness with which initial positions are assigned in a bargaining problem affects individual preferences for distribution. In particular, we introduce different randomization rules whereby a player can become the proposer in an ultimatum games (UG), a position conferring a first-mover advantage over the responder. In the benchmark case, a player has no chance of becoming the proposer whereas the other player has certainty to become the proposer. In two other treatments, the less favoured player has, respectively, 1% and 20% of becoming the proposer – whereas the other player has complementary probabilities. In the final treatment both players have 50% probability of becoming proposers – i.e. players have equal initial opportunities. Both players submit a proposal in the three treatments, and a lottery determines which is selected. Furthermore, we study two different conditions under which opportunities to become the proposer are assigned over time. In the fixed role condition (FRC) a player remains in the same role for all the 20 rounds. In the variable role condition (VRC) the role is reassigned randomly before each round, so that the assignment is inter-temporally fair. Interactions were anonymous and matching followed a stranger random matching procedure.

The results clearly point to the existence of a discontinuity in the origin of the opportunity spectrum. Allowing a player a 1% probability of becoming the proposer brings about significantly lower offers and higher acceptance rates with respect to the benchmark case. As such probability is raised to 20% and 50%, this same trend continues, but the effects are generally small. VRC allocations are overall more unequal and less conflictual than FRC allocations, showing that players react to the intertemporal fairness of opportunity assignment. Within this condition, the monotonic pattern is violated in that the 20% setting brings about lesser conflictuality (and more inequality) than the 50% treatment. We conclude that subjects in our experiment appear to be motivated mostly by the purely symbolic aspect of opportunity whereas the actual fairness in the allocation of opportunities has little effect. Moreover, ensuring equality of opportunities in all instances may not necessarily be optimal, provided that a subject disadvantaged today may be advantaged in the future.

 

Keyword: Fairness, initial opportunity, inequality, conflict

D3 Behavior in a Simple Bargaining Game of Incomplete Information

Presenter: BRANDTS, Jordi (Instituto de Analisis Economico)

Co-author(s): WHITTA-JACOBSEN, Hans Jørgen (University of Copenhagen) 

 

Abstract: We report results from experiments with an incomplete information bargaining game with three types of players, for which we completely characterize all Bayesian equilibria in pure actions. We study how subjects' behavior changes as the probability distribution of the uncertain parameter is altered. Simple and easy-tounderstand changes in the distribution of the different players lead to identifiable “jumps” in the set of equilibria and in the plausibility and efficiency properties of the different equilibria. Our results are often consistent with one of the Bayesian equilibria. However, the selected equilibrium is not always the most efficient one, but one that exhibits a simple structure.

 

 

SESSION D4            ASSET MARKET                                                   

Chair: Helena VEIGA

D4 Individual diversification behaviour: an experimental study

Presenter: GUBAYDULLINA, Zulia (University of Göttingen)

Co-author(s): SPIWOKS, Markus (University of Applied Sciences Wolfsburg)

 

Abstract: Many examples of bubbles show that market forces alone are not capable to prevent crises in financial markets. One of the sources of instability may lie in investment behaviour of economic agents, for example, with respect to portfolio choice. The aim of the paper is to identify experimentally whether economic agents tend to underdiversify their portfolios and to examine possible explanations of this phenomenon.

Field studies reveal substantial under-diversification, e.g. on retirement saving plans. This problem can occur because of high transaction costs, the phenomenon of overconfidence, preference for national equities, as well as herding behaviour etc. There are also studies identifying so called “naïve” diversification behaviour relying on the “maximum entropy” heuristics which lead to 1/n resource allocation, and leads investors into “too much diversification”. “Variety seeking” is especially pronounced if the expected utility of single choices is uncertain. This paper argues that another source of naïve diversification as well as under-diversification can be also seen in the covariance neglect and endeavours to test this in an economic experiment.

Therefore the experiment is designed in a way to cover both under-diversification and naïve diversification phenomena, and to explore the underlying behavioural heuristics. In three treatments, undergraduates make two investment choices respectively. The treatments differ on the kind of diversification decisions and informational settings. In the first treatment the subjects are confronted with a dividend history of two equities which are slightly negatively correlated. In the second treatment the same dividend history is explicitly stated to be a random process with specific expected values and negative covariance. In the third treatment the subjects are informed that the presented dividend history is a random process with positive covariance of unity. In the first treatment they have only three alternatives (complete diversification, complete allocation or resources into a single asset), in the second decision they choose among five possibilities from no to some to full diversification.

The main finding of the paper is that independent of portfolio and informational settings individuals fail to choose optimal diversification strategies. In the majority of cases this behaviour results in too little diversification. The most cogent explanation for this phenomenon is covariance neglect.

 

Keyword: Portfolio diversification; covariance neglect

D4 News and Expectations in Financial Markets: An Experimental Study

Presenter: ZIZZO, Daniel John (University of East Anglia and Australian National University)

Co-author(s): MENZIES, Gordon (University of Technology Sydney and Australian National University)

 

Abstract: We present an experiment on how agents in financial markets respond to a stream of news about the value of an asset. We consider two different market environments: an exchange rate frame in which signals are received about the future value of the exchange rate, and a stock market frame in which signals are received about the future stock price. Depending on the experimental treatment, we allow agents either to know or not to know the underlying stochastic process determining the value of the asset. Our experiment allows us to test, in a simple setup, rational expectations against the hypothesis that agents are conservative in the way they hold their beliefs, which we model as ‘inferential expectations’, i.e. as the outcome of Neyman-Pearson classical hypothesis tests.

 

Keyword: financial markets, expectations, information, exchange rates, stock prices

D4 Asset framing, portfolio constraints and payoff opportunity

Presenter: WADA, Ryoko (Keiai University)

Co-author(s): HAYASHI, Takashi (University of Texas, Austin)

 

Abstract: We conduct a portfolio choice experiment, in which asset framings, portfolio constraints and payoff opportunities are varied.

We address two questions: (i) do investors have consistent objectives that are independent of choice contexts, or are they rather affected by them? (ii) if they are affected, which element of choice contexts is dominant? .

Our interest is closely related to the naive diversification phenomenon observed by Benartzi and Thaler (AER 2001), which they attribute mostly to asset framing. By considering a richer set of portfolio choice problems, we attempt to distinguish the above three elements.

Our experiment typically consists of three types of portfolio choice problems: (i) diversification between two negatively correlated assets, say, A and B, where one can achieve perfect insurance by combining them; (ii) diversification between asset A and a safe asset which is equivalent to the perfect insurance portfolio in (i); (iii) diversification between A and B, in which money allocated to A should be at least large as a number that corresponds to the perfect insurance portfolio in (i). The sets of state-contingent payoffs induced by (ii) and (iii) are identical, and they are a subset of that induced by (i). Relevant probabilities and asset returns are set so that any expected utility maximizer chooses perfect insurance, in all problems.

We also change the return rate of the assets, so that the induced sets of statecontingent payoffs nest to each other, in order to investigate the effects of changing payoff opportunities.

So far we observe two things. First, both asset framing and portfolio constraint induce significant number of subjects to take more risk. This shows that portfolio choices are significantly context-dependent and that each of two effects has a role. Also, we observe that expanding payoff opportunities has a significant effect, in the sense that choice is not made in the additional set of payoffs but it changes how one chooses from the existing set of payoffs. Put differently, it says that a statecontingent payoff selected in a larger set is not chosen in a smaller set which contains it. Second, certain numbers of subjects turn to have rather safer portfolios in (ii) and (iii), while they rather take more risk in (i). The latter phenomenon suggests that an explicitly stated safe asset and a portfolio constraint have a focal-point effect.

 

Keyword: portfolio choice, asset framing, portfolio constraint, payoff opportunity

D4 Aggregation and Dissemination of Information in Experimental Asset Markets in the Presence of a Manipulator

Presenter: VEIGA, Helena (Universidad Carlos III Madrid)

Co-author(s): VEIGA, Helena (Universidad Carlos III Madrid)

 

Abstract: We study the conditions under which an uninformed manipulator -- a robot trader that buys several shares of a common value asset in the beginning of a trading period and unwinds this position later on -- is able to induce higher asset prices. We find that the average contract price is significantly higher in the presence of the manipulator if, and only if, the asset takes the lowest possible value and insiders have perfect information about the true value of the asset. We also evidence that the robot trader makes trading gains; i.e., it earns more than the average trader, independently on whether the informed traders have perfect or partial information. Finally, not only uninformed subjects may suffer from the presence of the robot trader, also some of the imperfectly informed insiders have lower payoffs when the robot trader is added as a market participant.

 

Keyword: Asset Market, Experiment, Price Manipulation, Rational Expectations.

 

 

SESSION D5            NEURO-PHYSIOLOGICAL ECONOMICS        

Chair: Monica CAPRA

D5 Behind the choice: the analysis based on experimental evidence from a new EEG monitored Ultimatum Game in China

Presenter: WANG, Yu (Nankai University); YU, Chang (Nankai University)

Co-author(s): YU, Chang (Nankai University)

 

Abstract: The empirical evidence on what is "the physiological basis" behind the economicbehavior and how it affects the behavior is inconclusive. Especially, theexperimental result from Chinese players is even scarce, so our research fills thegaps in this field. We simulate Ultimatum Game in the lab with EEG monitoring onexperimenters. And we set both horizontal controls --the same initial endowment and alarge number of players per session and longitudinal controls --continuously changedinitial endowment with fixed proposer and responder. The experimental designrepresents an improvement over the existing literature by providing the economicexperimental controls and physiological monitor mechanism simultaneously to set athree-dimensional experimental process so that we can explain the result from thefeature of the empirical electroencephalogram. That’s beyond the prevailinganalysis which pays so much attention to justice . Also?our evidence and analysisis the balance point between the science and art elements in explaining economicphenomenon.

 

Keyword: Ultimatum Game; EEG monitored; Experimental Economics

D5 The role of perceived complexity in non strategic decision-making

Presenter: BUTERA, Luigi (Bocconi University)

Co-author(s): PRAVETTONI, gabriella (University of Milan)

                                                      

Abstract: This experimental paper focuses on the relation between the influence of task's intricacy on the individual non strategic decision process and the role of perceived complexity of social and relational environment in which decisions have to be taken. It is argued that a meaningful relation exists between how people perceive the complexity of relational environment and the way in which they deal with task's complication. In particular the need for accountability in an unclear relational context in this work is examined as a potential source of change in tastes towards alternatives different in terms of complication. Utilizing the theoretical framework found in Sonsino et al. (2002) , 27 students from Bocconi University were asked to select the preferred lottery in four lottery choice problems. Participants were divided in a control and treatment group and took the experiment in different days. Subjects took the experiment individually. Utilizing a microphone, in the treatment session subjects were asked to motivate each choice and the non competitive character of the experiment, even if evident from the nature of tasks, wasn’t stressed during the preliminary oral explanation. Differently, the non competitive character of the experiment has been stressed in the control session. No motivations were asked to control subjects. Three psycho-physiological parameters have been tracked for all subjects in order to see if there were differences between treatment and control groups: Heart Rate Variability, tonic and phasic Electro-Dermal Activity. Our results show that subjects preferred the simplest alternatives in the control session. On the opposite, subjects belonging to the treatment groups leant towards the more complicated ones. Between groups, psycho-physiological parameters were significantly different. The propensity towards complicated alternatives as a subjectively perceived signal of personal competence and intelligence is suggested as a possible interpretation of the results.

 

Keyword: non strategic decision-making, social complexity, psycho-physiology

D5 Neuroentrepreneurship: The Hormones of a Successful Entrepreneur & Corporate Leader

Presenter: STANTON, Angela (Max Planck Institute of Economics, and Center for Neuroeconomics Studies)

 

Abstract: Resent findings in neuroeconomics and behavioral economics have changed much about how we view economic decision-making. Not too long ago it was believed that humans made consistent and calculative economic decisions by weighing pros and cons in accounting for risks and ambiguity. We now understand that this is incorrect; most decisions are made by hormone-initiated chain of events. Resent research on the London trading floor showed how hormones affect decision-making and that risks and ambiguity are transmitted by different hormones in the brain (J. M. Coates, J. Herbert 2008). What are the physiological forces sculpting the decision-making processes of a successful entrepreneur or corporate leader? It has been suggested that entrepreneurs (and also entrepreneurial corporate leaders) face much risks and that their success lies in their ability to handle those risks. Yet, in personal interviews with many entrepreneurs, I find that what entrepreneurs really face is ambiguity and not risk. It is proposed that successful entrepreneurs and corporate leaders are those who feel challenged by ambiguity and ignore (or are ambivalent to) risk. Human biology is adaptive and responds to environmental stimuli. The London trading experiment showed how hormones that respond to the stimuli of work challenges change human physiology and affect decision-making. Ambiguous environments appear to elicit high levels of cortisol in the human body. It is proposed that successful entrepreneurs and corporate leaders are those whose cortisol and testosterone levels don’t increase as a result of having to deal with ambiguity or risk. This paper reviews the literature and provides a theoretical base for these hypotheses to guide to upcoming research process.

 

Keyword: Entrepreneur, Corporate Leader, Neuroeconomics, Ambiguity, Risk, Cortisol, Testosterone

D5 Behavioral and Neurobiological Effects of Expert Advice on Risky Decision Making

Presenter: CAPRA, C. Monica (Emory University)

Co-author(s): BERNS, Gregory (Emory University School of Medicine); NOUSSAIR, Charles (Tilburg University); ENGELMANN, Jan (Emory University School of Medicine) 

 

Abstract: In the current experiment, we investigated the behavioral and neural mechanisms whereby advice from an expert affects an individual’s risk attitude for money. We used fMRI to investigate two competing hypotheses about how advice influences decisions taken under risk: 1) by influencing individuals’ valuation mechanisms (i.e. changing the utility function and/or probability weighting); or 2) by overriding these valuation mechanisms.  Our results are consistent with the second hypothesis.

Participants (N=24) made choices between a sure win and lotteries providing ex-ante probabilities of winning (1%, 10%, 20%, 37%, 80%, 90%, 99%) for a relatively high payoff.  Prior to scanning, a certainty equivalent (CE) procedure assessed the curvature of the probability weighting function, w(p), and the level of risk aversion for each individual, using a modified version of the Parameter Estimation by Sequential Testing (PEST) procedure. This staircase procedure iteratively adjusts the value of the sure win to generate choice reversals within each probability condition, while halving the step-size after every reversal until a threshold value indicative of choice indifference is reached. To isolate the brain circuitry through which expert messages exert their effect on risk-taking behavior, fMRI was employed. Inside the scanner, participants made choices between a sure win (safe option) and a lottery (risky option) in two conditions: 1) expert messages (MES); and 2) messages were unavailable (NOM). The specific message we used in the MES condition was provided by a risk-averse satisficing expert (C.N.).

We employed nonlinear logistic regression to extract each participant’s probability weighting function from binary decisions using a modified version of Prelec’s compound invariant form with additional parameters estimating the effect of the message on probability weighting.  The difference in utility between the lottery and sure win (SW) was given by: Φ = w(p) x 1000γ - SWγ, where w(p) = exp[-β (-ln p)α+(δ*m)+(λ*t)],  is the curvature of the utility function, α is the probability weighting parameter, p is the probability of winning the lottery for 1000 currency units, m is a dummy variable indicating the presence of message, δ is measures the effect of the message,  t is time, and λ is a learning rate.  The probability of choosing the sure win (PSW) was estimated as PSW = exp(Φ) / [1 + exp(Φ)] using nonlinear logistic regression. This method yielded group-level parameter estimates that agree with findings from behavioral economics (α = 0.62 and β = 1.46). Importantly, we obtained behavioral evidence demonstrating that the presence of expert advice led to a significant increase in the curvature (α) of w(p) in the direction of the advice.

To isolate networks that correlated with probability weighting during decision-making, we modeled activity during the decision phase in terms of the presence of the message (MES, NOM) and type of decision made by participants (sure win, gamble) and entered each participant’s weighting function as a parametric modulator in first-level models. Significant correlations (P<0.001) with w(p) were obtained when subjects chose the sure win during the NOM condition in bilateral superior parietal lobe, anterior cingulate cortex, anterior insula, inferior frontal gyrus and caudate nucleus. The presence of expert messages resulted in a loss of this relationship of activity to w(p). These findings indicate the presence of nonlinear probability weighting during choice in a network of structures previously implicated in risky decision-making, which was offset when information about the opinion of an expert was displayed.

 

Keyword: Risk attitudes, expert advice, Neuroeconomics, fMRI

 

 

SESSION D6            INDUSTRIAL ORGANIZATION                         

Chair: Kenan KALAYCI

D6 Entry in Collusive Markets-An Experimental Study

Presenter: GOPPELSROEDER, Marie (University of Amsterdam)

 

Abstract: This experiment tests the effects of exogeneous entry on the stability of tacit collusion in oligopoly markets. Theoretical as well as experimental research suggests that a larger number of firms makes collusion harder to enforce and that entry typically erodes collusion. In this study we specifically explore the question whether collusion can be sustained when the groups start off small and when it is common knowledge that the entrant is informed about the history of the period results before he enters his group. We do this using a repeated oligopoly game which is enlarged with an informed entrant.

 

Keyword: Collusion, Cartels, Entry

D6 The Disposition Effect in the Venture Capital Decision-Making Process: An Experimental Approach

Presenter: MARAS, Marta (Universitat Pompeu Fabra)

 

Abstract: The tendency of investors to retain losing investments in their portfolios relatively longer than winning investments has been labelled the disposition effect (Shefrin &amp; Statman, 1985). This paper extends the study of this phenomenon to the venture capital market by creating a new experimental setting simulating such markets and introducing two important features, prior learning and varying levels of competition. Participants chose, competed for or were assigned a set of ventures that they needed to manage by further investing or selling in the market. Prior to managing their investments, half of the participants were trained how to distinguish differential quality of ventures using a multiple cue probability learning task. In this venture capital setting, participants did not exhibit the disposition effect at either the group or individual level and there were no effects of training. However, training did teach participants to make better venture choices in the first place. When overall portfolio performance (i.e., earnings) is decomposed into elements involving choice of investments, learning, and management of holdings, it is shown that participants who faced competition performed better in managing their investments than the others. The findings also emphasise a positive relation between learning and subsequent experimental performance.

 

Keyword: Disposition effect; learning; venture capital; lens model; multiple cue probability learning

D6 When power meets relations - the role of competitive and strategic power in a repeated incomplete contracts market

Presenter: WEISS, Arne Robert (University of Erfurt)

Co-author(s): GENG, Hong (BonnEconLab, Bonn University); ROCKENBACH, Bettina (University of Erfurt);

 

Abstract: We experimentally analyse the interaction between competitive and strategic power on the one hand and relational contracting on the other hand and its effect on efficiency and rent-sharing in a repeated trading environment with incomplete contracts. We understand competitive power as the ex-ante bargaining power to influence contracting terms due to lower competitive pressure while we think of strategic power as the ex-post ability to unilaterally change contracting terms after the transacting party decided on its action. We find competitive and strategic power both matter. Competitive power positively influences rent-sharing even if contract enforcement is entirely absent. Strategic power has a larger impact on rent-sharing than competitive power: The strategically favoured side always gains a larger share of rents regardless of competitive power. Competitive power does not affect trading efficiency. Strategic power only influences efficiency in case buyers rely weakly on relational contracting, as they do in Erfurt, Germany. In this case efficiency is raised when buyers have strategic power. If, however, subjects employ relational contracting more as a contract enforcement device as they do in our control sessions in Chengdu, China, neither competitive nor strategic power affects efficiency.

 

Keyword: relational contracting, incomplete contracts, reciprocity, cross-cultural experiments

D6 Spurious Product Differentiation and Consumer Confusion

Presenter: KALAYCI, Kenan (Tilburg University, CentER)

Co-author(s): Prof. POTTERS, Jan (Tilburg University, CentER, TIBER, Netspar)

 

Abstract: We set up and test a model of spurious product differentiation in a duopoly market. In our model, partly inspired by Anderson and Renault (2006), each firm offers one good to boundedly rational consumers that have homogeneous preferences. Firms decide simultaneously on the number of attributes of their good and then set their prices. The number of attributes of a good does not affect its quality or its value to the consumer but adds noise to the consumers' perception of the net value differences of the goods offered. Our model suggests that the lower quality firm will always choose the maximum number of attributes possible while the best quality firm will choose the minimum number of attributes as long as its quality advantage is large enough. The equilibrium prices and the seller profits are larger than the standard Bertrand predictions. Our results from a laboratory experiment with markets consisting of 2 buyers and 2 sellers are in line with the model's main predictions. The buyers make more mistakes and the prices and the profits of sellers are higher when the number of attributes of goods is higher. The number of attributes that a firm chooses is negatively related to the quality of the firm's good. Compared to a benchmark treatment with simulated (perfectly rational) buyers the producer surplus is higher when buyers are real subjects. In a treatment with 3 sellers and 2 buyers we observe that producer surplus is lower than in the treatment with 2 sellers and 2 buyers but that spurious product differentiation and consumer confusion persist.

 

Keyword: product differentiation, bounded rationality, laboratory experiments, consumer confusion

 

 

SESSION D7            INCENTIVES II                                           

Chair: Heike HENNIG-SCHMIDT

D7 An experimental Study of Incentive Reversal

Presenter: ZULTAN, Ro'i (The Hebrew University of Jerusalem)

Co-author(s): KLOR, Esteban (The Hebrew University of Jerusalem); KUBE, Sebastian (Max Planck Institute for Collective Goods, Bonn); WINTER, Eyal (The Hebrew University of Jerusalem)

 

Abstract: We experimentally study the implications of a model of incentive reversal introduced by Winter (2007). The model shows that increasing the rewards for all agents may result in a smaller number of agents who exert effort in equilibrium, even when all agents are strict money maximizers. This intriguing phenomenon may occur due to externalities between agents when agents move sequentially and there is some degree of complementarity. However, theoretical behavioral considerations compromise the predictions of the model. On one hand, reciprocal strategies are likely to induce cooperation in a way which washes out the effect. On the other hand, distributional equity preferences may reduce cooperation in a way that negates it. We test the predictions of the model in two experiments, both in the lab and in the classroom, under different environments, framings and tasks. We find that incentive reversal does occur in real behavior, and is robust to different designs and parameters. A strong tendency for reciprocity is evident, only in a natural environment, but is not enough to overcome the incentive reversal phenomenon.

 

Keyword: Laboratory experiment, Classroom Experiment, Principal-Agent models, Incentives in Organizations, Peer Effects, Reciprocity, Equity Preferences, Subgame Perfect Equilibrium.

D7 On the Behavioral Effects of Work Incentives: Evidence from a Lab and a Natural Field Experiment

Presenter: BOLY, Amadou (University of Montreal)

 

Abstract: Incentive schemes to induce employees to act according to their employers' interests have been an active research area in economics. While some empirical studies indicate that economic incentives work as predicted by self-interest models, several other studies suggest the need for a broader approach to worker motivation by taking into account psychological incentives. Such broader approach to motivation may be particularly relevant as economic and psychological incentives may have opposing effects. This paper aims to contrast the effectiveness of two incentive schemes, namely monitoring and gift-exchange, whose effects have been shown to depend on psychological factors. To do so, we conduct a real-effort lab experiment in Montreal (Canada). The lab results indicate that gift-exchange does not increase graders' average effort level relative to flat wage, while monitoring (low and high levels) does significantly. A natural field experiment, mirroring the lab experiment design, is also conducted in Ouagadougou (Burkina Faso) to test the robustness of the results obtained in the lab. The lab results are found to be robust. Indeed, the direction and the magnitude of treatment effects are fully consistent between the lab in Montreal and the field in Ouagadougou.

 

Keyword: Monitoring, Gift-Exchange, Lab Experiment, Field Experiment JEL Codes : C91, C93, D73.

D7 An Identification Problem: Economists at a Wine-Tasting Experiment

Presenter: GALIZZI, Matteo (University of Brescia)

Co-author(s): REILEY, David (University of Arizona) 

 

Abstract: We conducted an experimental investigation of a very simple wine-tasting task. We invited a hundred of economists attending the last World ESA Congress in Rome on Experimental Economics to participate to a two-stages wine-tasting experiment. Subjects were asked to sit in front of three glasses of white wines and were told that the aim of the experiment was to undertake a simple task and that they were going to be randomly selected in order to be rewarded a bottle of their preferred wine (chosen from a sample of prestigious Italian wines) in case they would perform correctly. At the first stage of the experiment, subjects were asked to taste the three glasses of wines, containing three renowned Sauvignon from the Sud Tirol region between Italy and Austria, to describe their perceived aromas, to evaluate each of them within a 0-100 scale, and to express their willingness to pay (in euro) for a bottle of the wine in each glass. At the beginning of the second stage, they were announced that two out of three glasses in front of them were actually containing exactly the same wine. This was indeed the case. In fact, the wines were three Sauvignon from exactly the same area surrounding Bozen that were awarded good evaluations by the most prestigious professional guides and showed similar, but not identical, aromatic profiles and very different prices: wine G, the one with highest experts’ evaluation, was sold for about 23 euro, wine M and B, with almost the same evaluations, were sold for 15 and 8 euro, respectively. The three wines were poured into glasses in such a way to alternate only two wines for each subject, covering, in 18 different treatments, all the possible combinations of wines and rotating all the relative positions, so that no two subjects in the lab had the same combination of wines of his neighbours: for instance subjects in a row were tasting glasses of wine according to the order (left to right) GGB, GMG, MMB etc. At the second stage, subjects were asked to perform the task for which they could win the bottle of wine, if selected to be rewarded. Clearly, the task was to identify the two glasses actually containing the same wine. After the task, subjects were again asked to carry on the same exercises as in the first stage, namely the description of the aromas, the evaluations, and the expression of their willingness to pay. After the second stage, the true glasses containing the same wine were announced for each treatment, selected subjects were awarded the preferred bottle from the sample, and the experiment ended. Results are striking. Only less than one every two subjects manages to correctly identify the glasses with the same wine, and the proportion was close to one-third in many treatments, even when differences in perceived aromas and experts’ evaluations were rather relevant. Moreover, most subjects did not rank the wines consistently with the quality evaluations by professional wine-tasters and did not perceive differences in prices and quality from the top (G) to the bottom price (B) wines as great as the actual ones. The fact to have been selected to be rewarded in case of a correct performance shows ambiguous effects and seems to be a significant incentive for a correct identification only in treatments were aromatic differences are relatively small. Finally, probit estimations show that, if the glasses containing the same wine are close each other (like in GGB or MMB treatments, for instance), the identification task is significantly more difficult.

D7 Physicans' Provision Behavior under Different Payment Systems - An Experimental Investigation

Presenter: HENNIG-SCHMIDT, Heike (BonnEconLab, Bonn University)

Co-author(s): SELTEN, Reinhard and WIESEN, Daniel (BonnEconLab, Bonn University)

 

Abstract: While reforming a health care system, effects of variations of health care market institutions are ex ante not necessarily known to policy makers and may influence actors on the market in an undesired manner. As the general intention of health care reforms is to enhance efficiency, reduce costs and maintain or increase quality, a crucial role is attributed to health care providers, i.e. physicians. Their provision behavior is in turn believed to be influenced by the payment system. Theoretical health-economic studies have highlighted the different incentives of commonly used payment systems. The two most prominent `pure' payment systems analyzed are fee-forservice (FFS) and capitation (CAP). There is empirical evidence that incentives from payment systems influence physicians' behavior. Yet, the results are too contradictory for a definite conclusion about the direction of an effect to be drawn.

Fuchs (2000) makes the point that health economic research may largely benefit from incorporating methods of experimental economics. Our study is meant to contribute to the research agenda suggested by Fuchs (2000). We use a controlled laboratory experiment to improve the understanding of the institutional parameter `payment system'. In our study, experimental physicians decide on the quantity of medical services under the two payment systems. Patients gain a monetary benefit from these services. No real patients participated in our experiment. To allow for otherregarding behavior of physicians the money corresponding to the benefits of all abstract patients were donated to a charitable foundation caring for real patients. Our main finding is that patients are overserved under FFS and underserved under CAP. Financial incentives are not the only motivation for physicians' quantity decisions though. Patient benefit is of considerable importance as well. Patients in need of a low level of medical services are better off under CAP, whereas patients with a high need of medical services gain more health benefit when physicians are paid by FFS.

 

Keyword: Physician payment system; controlled laboratory experiment; incentives

 

 

Break 11:00-11:30am – Atrium

 

Saturday, September 13th, 11:30am – 12:30pm

Plenary Session

 

 Bruno BIAIS: "Equilibrium discovery and preopening mechanisms in an experimental market"
Location: Main Lecture Hall

 

 

LUNCH 12:30 – 1:30pm

Saturday, September 13th, 1:30 – 3:30pm

SESSION E1             PUBLIC GOOD II                                       

Chair: Steffen ALTMANN

E1 Provision of club goods in the lab

Presenter: BCHIR, Mohamed Ali (University of Montpellier)

Co-author(s): WILLINGER, Marc (University of Montpellier)

 

Abstract: Club goods are collective goods with the possibility of excluding individuals who fail to contribute. Such goods are similar to public goods with exclusion of freeriders (but not cheap-riders). Exclusion has conflicting effects on welfare : on one hand it reduces the incentives to free ride, on the other hand it reduces the number of agents who benefit from the collective good.

Many clubs require a minimum number of members to provide their activity (e.g., swimming pool, tennis club, library, etc.). This step-level component can either be considered as a threshold for the provision of the club good itself, or as a threshold for maintaining some activity within an existing club. While previous experimental research focused on fundraising to provide non-existing public goods, we assume that the club good already exists but there exist a provision point for it’s maintenance. Aggregate contributions above the threshold represent an improvement of the club services that benefit only to the club members.

Our club contribution game admits two Nash equilibria (with and without exclusion) : contributing the provision point and contributing zero. The first equilibrium involves a coordination problem. Furthermore, the game involves a social dilemma, since the social optimum is attained if all agents contribute their endowment. The baseline treatment is a step level public good game with linear payoff above the threshold. We compare a high, a medium and a low provision point, both under moneyback guarantee (MBG) versus non money-back guarantee (NMBG). Furthermore, we compare treatments without exclusion to treatments with exclusion (non-contributors are excluded but are informed about the amount of club good produced).

Our data shows that contributions are significantly higher : when exclusion is feasible, when the provision point is lower and under MBG. For the low provision point with exclusion, subjects overcontribute significantly with respect to the threshold and welfare improves. For the high provision point, exclusion lowers contributions and welfare (compared to no-exclusion). Furthermore, exclusion stabilizes contributions over time, and prevents the decay of average contributions observed in baseline treatments.

 

Keyword: Club good - Public good - Exclusion - step level

E1 Playing with the Good Guys: A Public Good Game with Endogenous Group Formation

Presenter: NYBORG, Karine ( University of Oslo)

Co-author(s): BREKKE, Kjell Arne;  HAUGE, Karen Evelyn and LIND, Jo Thori ( University of Oslo)

 

Abstract: In social dilemmas, conditional cooperators may be able to sustain cooperation if they are matched with other conditional cooperators. We report results from a public good game experiment where subjects can choose between two group types: Red and Blue. In Red groups, a fixed amount of each individual’s payoff is donated to the Red Cross. Choosing Red can be interpreted as a costly signal that one is of a cooperative type. Slightly less than half of the subjects chose Red. While contributions in Blue groups show the usual declining pattern, contributions in Red groups stay high, leading to substantially higher average overall contributions in Red groups.

 

Keyword: Public good games, Endogenous group formation, Sustained cooperation.

E1 Are women more prone to enter a competition as part of a team?

Presenter: DARGNIES, Marie-Pierre (CES-Eurequa CES University Paris 1)

 

Abstract:  An experiment run by Niederle and Vesterlund (2007) shows that men choose more often than women to enter tournaments. More precisely, men choose to enter too often and women not often enough in comparison with the choices which would maximize payoffs. A substantial part of this gender-gap is attributed by the authors to a difference in the taste for competition between genders. In this experiment, I built an experimental protocol aiming at studying the effect of adding the possibility to enter the tournament as a team on the gender-gap. This protocol also enables to disentangle the effect of the different possible explaining factors.

E1 Non-binding default rules and voluntary cooperation

Presenter: ALTMANN, Steffen (IZA Bonn and University of Bonn)

Co-author(s): FALK, Armin (University of Bonn and IZA); SCHAUERTE, Dominik (University of Bonn)

 

Abstract: We analyze the influence of non-binding default rules on voluntary cooperation. Subjects contribute to a linear public good by sending in a form specifying their contribution decision. Treatments differ in the decision implemented in case a subject does not send back the form in due time: in the high default treatment, subjects who do not send back the form contribute their entire endowment. In the low default treatment, they contribute the lowest possible amount. In the active decision treatment, no default choice is implemented. Cooperation in the high default treatment is significantly higher compared to both the active decision treatment and the low default treatment. In contrast to previous studies, our experimental setup allows us to analyze the importance of several potential determinants of default effects, like subjects’ beliefs, social preferences, cognitive skills, or transaction costs.

 

Keyword: default rules, public goods, cooperation, social preferences

 

 

SESSION E2 TIME PREFERENCE                                             

Chair: Luigi MITTONE

E2 Contingent Weighting of Time in Intertemporal Decisions under Uncertainty

Presenter: ONAY, Selcuk (University of Waterloo)

 

Abstract: This paper investigates the effect of uncertain delays in intertemporal decisions. More specifically, we study individuals’ preferences between sooner-smaller (SS) rewards and larger-later (LL) rewards, where both rewards can occur with uncertain delays. Building on the literature on time-insensitivity and decision-making under ambiguity, we conjecture that when trading-off among payoff and time dimensions for the purpose of choosing between SS and LL rewards, the weight accorded to the time dimension diminishes as delays become uncertain. In order to test this hypothesis, we conducted a series of experiments in which we manipulated the degree of uncertainty embedded in the delay component and the attention paid to the time dimension. As predicted, we found that delay uncertainty bolsters the attractiveness of the LLrewards. That is, individuals are more likely to choose the LL-reward under uncertain delays than under certain delays, given that the expected delays are kept the same. Moreover, in accord with our proposed explanation, we found that enhancing sensitivity to the time dimension diminishes the attractiveness of the LL-rewards more strongly in choices under uncertain delays than under certain delays. In sum, we argue that delay uncertainty is an important context factor that affects intertemporal preferences systematically through diminishing sensitivity to the time dimension. Furthermore, the fact that aversion to delay risk is not capable of explaining our findings indicates that, when choosing between two delayed rewards, people employ an attribute-based choice process rather than an alternative-based choice process (e.g. DU model).

 

Keyword: decision making, Intertemporal choice, uncertain delays, time sensitivity

E2 Procrastination, Self-Imposed Deadlines and Other Commitment Devices: Theory and Experiment

Presenter: HYNDMAN, Kyle (Southern Methodist University)

Co-author(s): BISIN, Alberto (New York University)

 

Abstract: In this paper we model a decision maker who must exert costly effort to complete a single task by a fixed deadline. Effort costs evolve stochastically in continuous time making this problem formally equivalent to solving for the optimal exercise boundary of an American put option. We derive the solution to this model for three cases: (1) time consistent decision makers, (2) naive hyperbolic discounters and (3) sophisticated hyperbolic discounters. Sophisticated hyperbolic discounters behave as if they were time consistent but instead have a smaller reward for completing the task. We show that sophisticated decision makers will often self-impose a deadline to ensure early completion of the task. Other forms of commitment are also discussed. We also report the results of an experiment which was designed to identify the three possible types of decision makers.

 

Keyword: Procrastination, Hyperbolic Discounting, Time-Inconsistency, Deadlines

E2 Experimental evaluation of first best incentive instruments to cope with dynamic externalities

Presenter: GIORDANA, Gaston Andrés (LAMETA, University of Montpellier)

 

Abstract: We evaluate the effectiveness of optimal and temporally consistent incentive policies for regulating the exploitation of a renewable common-pool resource. The corresponding game is an N-person discrete-time deterministic dynamic game of T periods fixed duration. Three policy instruments with flexible parameters are evaluated: A pigouvian tax, an ambient tax and a mixed instrument combining the two previous ones. We test in the laboratory the predictions of the model solved for 3 distinct behavioural assumptions: (a) sub-game perfection, (b) myopic behaviour, and (c) joint payoff maximization. We find that subjects behave myopically in the unregulated situation, which agrees with previous results in the literature. Conditional on predictions, the ambient tax is the most effective policy in approaching the optimum extraction path. However, it shows an extremely low efficiency as a consequence of coordination failures, rending this instrument hardly acceptable. The pigouvian tax and the mixed instrument are less effective that the ambient tax, though they significantly curb the mean extraction path towards the optimum path. Both instruments are more efficient than the ambient tax but, as a consequence of cheating behaviour, high penalties are imposed undermining the efficiency of these policies.

 

Keyword: Ambient Tax, Pigouvian Tax, Renewable common-pool resources, Experimental Economics.

E2 Influence of time delay on choice between gambles: Savoring the emotion

Presenter: MITTONE, Luigi (University of Trento)

Co-authors: SAVADORI, Lucia (University of Trento)

 

Abstract: In two laboratory studies involving 285 undergraduate students presented with a oneshot real choice we observe a systematic influence of time delay on the preferences for two lotteries, equal in expected value, but different in the degree of probability and outcome. The more the outcome is postponed (2 weeks, 1 month, 3 months, 6 months), the more individuals prefer the lottery offering a higher value (400 Euro) but a lower probability (.02) compared to the one offering a lower value (14 Euro) but a higher probability (.60). We explain these findings assuming a savoring hypothesis according to which, for highly emotional events, individuals prefer to postpone the desirable outcome, enjoying the savoring experience of anticipating the future emotions. It also suggests that for decisions where uncertainty resolution is postponed in the future, people will underweight the probability and overweight the outcome.

 

Keyword: intertemporal choice, time delay, time horizon, gambles, risk

 

 

SESSION E3             PSYCHOLOGY AND DECISION MAKING      

Chair:  Morten LAU

E3 Understanding the WTA-WTP Gap Through Attitudes, Feelings, Risk Preferences and Personality

Presenter: NAVARRO-MARTINEZ, Daniel (University Jaume I)

Co-author(s): GEORGANTZIS, Nikolaos (University Jaume I)

 

Abstract: In this paper, we test experimentally some fundamental hypothesis about the psychological processes underlying the well-known willingness to accept (WTA)-willingness to pay (WTP) gap. This is achieved through the elicitation of subjects attitudes, feelings, risk preferences and personalities at different points of a standard WTA-WTP economic experiment with market goods (in this case, bottles of wine). The four main hypothesis tested through our experiment, which account for much of the research done on the topic, are the following: 1) the WTA-WTP effect can be divided in two phases ?one of ownership (phase A) and another of possible loss (phase B)? which correspond to different psychological foundations; 2) phase A contributes to the gap through attitude changes towards the objective good, produced by an association of it with the self or by the appearance of cognitive dissonance; 3) phase A contributes to the disparity through the generation of positive feelings for receiving the good; 4) phase B plays a significant part in the gap, which operates through ambiguity or regret avoidance. The elicitation of subjects attitudes towards the objective good both at the beginning of every session and after subjects receive the good is used to test hypothesis 2; the elicitation of feelings after participants are given the good is employed to test hypothesis 3; subjects’ risk preferences and personality measures are used to test hypothesis 4; and hypothesis 1 is tested indirectly through hypothesis 2, 3 and 4. Our results show that an ownership effect (phase A) in terms of attitude change is not an important part of the WTA-WTP disparity and it is not a necessary condition for the gap to appear. Therefore, association with the self and dissonance reduction are not main driving forces behind the WTA-WTP gap, as some psychologists have claimed. We find however a significant ownership effect in terms of enhanced positive feelings for receiving the good, which seems to account for an important part of the disparity. The phase of possible loss (phase B) does also make a significant contribution to the gap. Specifically, ambiguity and regret avoidance seem to be an important driving force behind the WTA-WTP effect, which makes subjects with different risk preferences and different personality profiles in terms of extraversion, agreeableness and conscientiousness display quite different gaps. These findings can help to predict under what circumstances the WTA-WTP disparity can be expected to appear and with how much strength. "

E3 Individual Motivation in Economic Games

Presenter: HOFFMANN, Mareike Kim (University of Erfurt)

Co-author(s):  ROCKENBACH, Bettina and BETSCH, Tilmann (University of Erfurt)

 

Abstract: Experimental studies have shown that decision making in economic situations often cannot be explained by standard economic theory and the paradigm of economic rationality. Nevertheless, little research has been done on the reasons for this behaviour. So far, the most popular tools to explain individual motivation are the Ring Measure of Social Values and Decomposed Games. Both of these means ask participants to make decisions that are very similar to the decisions they try to explain. The present study sets out to avoid circular reasoning like this by applying standardized psychological tools. We exploratorily search for personality factors that can explain behaviour in economic situations. Therefore, participants filled out the Interaction Anxiety Questionnaire, the Multi Motive Grid and the 16 Personality- Factor Test. Results indicate that part of the decisions made in the games can well be explained by differences in personality traits.

 

Keyword: Individual Motivation, Decision Making, Uncertainty

E3 Myopic loss aversion when markets are disadvantageous: the role of experience and personality

Presenter: HOPFENSITZ, Astrid (Toulouse School of Economics)

Co-author(s):  WRANIK, Tanja (CISA, University of Geneva)

 

Abstract: In this paper, we examine the behavioral bias known as myopic loss aversion, and the environmental and psychological factors leading to different behavioral reactions. As we discussed in an earlier study (Hopfensitz and Wranik, 2008), myopic loss aversion is not a general phenomenon. Stable individual differences lead to different evaluations and emotional reactions concerning feedback. We particularly identified both an experience effect and a personality effect. Myopic loss aversion is particularly likely: (1) when initial investment rounds lead to negative investment experiences (i.e., losses); and (2) for investors with low self-efficacy concerning the investment situation.

In this paper we extend our study to an investment situation where taking investment risk is not necessarily advantageous to the investor. Specifically we give participants the choice between two investment options: a safe and a risky option. A setting often used to simulate choices between ‘bonds’ and ‘stocks’. However contrary to most existing experimental studies, in our case the risky investment option has a lower expected value than the safe option. Thus on average investment in the risky option will lead to losses compared to the safe option.

Our interest concerns the interplay of experience (earnings in early rounds), personality traits (optimism and self-efficacy) and investment behavior under different feedback options. We will discuss in particular whether self-efficacy leads ‘in general’ to risk taking (thus to ‘over confidence’). Or if it is a personality trait that leads to a healthy amount of risk taking when markets are such that investment pays off, but to risk avers behavior if markets are disadvantageous.

 

Keyword: myopic loss aversion, personality, optimism, emotions

E3 Dual Criteria Decisions

Presenter: LAU, Morten (Durham University)

Co-author(s): HARRISON, Glenn (University of Central Florida); RUTSTROM, Lisa (University of Central Florida); ANDERSEN, Steffen (Copenhagen Business School)

 

Abstract: The most popular models of decision making use a single criteria to evaluate projects or lotteries. However, decision makers may actually consider multiple criteria when evaluating projects. We consider a dual criteria model from psychology. This model integrates the familiar tradeoffs between risk and utility that economists traditionally assume, allowance for rank-dependent decision weights, and consideration of income thresholds. We examine the issues involved in full maximum likelihood estimation of the model using observed choice data. We propose a general method for integrating the multiple criteria, using the logic of mixture models, which we believe is attractive from a decision-theoretic and statistical perspective. The model is applied to observed choices from a major natural experiment involving intrinsically dynamic choices over highly skewed outcomes. The evidence points to the clear role that income thresholds play in such decision making, but does not rule out a role for tradeoffs between risk and utility or probability weighting.

 

SESSION E4             ASSETS AND BUBBLES                                      

Chair:  Praveen KUJAL

E4 Individual Investment in Stock Market Bubbles—A Field Experiment

Presenter: PAN, Deng (Fudan University)

Co-author(s): GONG, Binglin (Shanghai Jiaotong University)

 

Abstract: This paper uses a field experiment to study individual investment in stock markets throughout the life cycle of bubbles, especially when a real bubble is going on in the Chinese stock markets. We invite real individual investors in Shanghai Stock Exchange to invest in simulated stock markets where historical Nasdaq and Taiwan bubble price and volume data are used, one following another.

Our preliminary results show that most people are not able to earn much even when they are in huge stock market bubbles. Half of the investors earn less money than the average earning from random investment. Investors' decisions show strong disposition effect—the buy-in-price serves as a reference point for most people. When they are making money, they are happy to sell their stocks. But when the price is below investors' buy-in-prices, most people just hold on to their stocks and wait till the price jumps back. Once they have experienced a bubble in the lab, they become more risk averse in the latter investment and on average earn more in the second bubble. Among our experimental subjects, student investors on average do much better than non-student investors.

 

Keyword: individual investment, stock markets, bubbles, field experiment, disposition effect, learning

E4 The Underlying Cause of Unpredictability in Exchange Rates and the Appropriate Exchange Rate Regime: Field and Laboratory Evidence

Presenter: POPE, Robin (BonnEconLab, Bonn University)

Co-author(s): SELTEN, Reinhard; KAISER, Johannes and VON HAGEN, Jürgen (BonnEconLab, Bonn University)

 

Abstract: Variance of exchange rates around predictions can be from 1) undiscovered fundamentals, 2) efficient markets, 3) destabilising speculation, or 4) complexity resulting in regime and personality differences in the heuristics used in the stage of evaluating alternatives. Field and experimental evidence identifies 4) as the underlying cause, a cause that lies outside expected utility theory that excludes the evaluation stage. To include the evaluation stage and such damage from variance, the authorities can use models within SKAT, the Stages of Knowledge Ahead Theory.

 

Keyword: exchange rate regime, unpredictability, experiment, SKAT the Stages of Knowledge Ahead Theory, variance, outlier analysis, group dynamics, individual differences, complexity

E4 Private information and asset pricing: Financial experiment

Presenter: KITAMURA, Tomoki (NLI-Research Institute and Aoyama Gakuin University)

Abstract: NAKASHIMA, Kunio (NLI-Research Institute); YONEZAWA, Yasuhiro (Waseda Graduate School of Finance, Accounting and Law, Waseda University)

 

Abstract: In this paper, we analyzed how market determines prices when private information is present. When there is private information in a market, a trader (investor) deduces what private information other investors may have from the price in the market. Private information in the market can be aggregated through such trader actions. When the aggregation of private information gives the unique forecast for the future dividend, the transaction prices in the market converge to fully revealed rational expectation equilibrium price. If the aggregation of private information in the market cannot eliminate uncertainties, and does not provide a unique forecast, a trader may wrongly interpret the price movement and wrongly infer the existence of private information. As a result, the market may systematically provide mis-pricing. In order to verify above hypothesis, we have conducted the experiments. The results of experiments mostly support the hypothesis. The bubble observed in actual markets, or the phenomenon such as crashes may have occurred as a result of such trader actions.

 

Keyword: Efficient Market, Private information, Asset pricing, Mis-pricing

E4 Uninformative Announcements and Asset Trading Behavior

Presenter: KUJAL, Praveen (Universidad Carlos III)

Co-author(s): CORGNET, Brice (Universidad de Navarra); PORTER, David (Chapman University)

 

Abstract: Financial markets are overwhelmed by daily announcements. We use experimental asset markets to assess the impact of uninformative communications on asset prices and trading volumes. We deliver uninformative messages in standard experimental asset markets and find that trading volumes and prices are impacted by these messages. In particular, the release of a pre-announced preset message to traders “The price is too high” in predetermined trading periods decreases the amplitude and duration of bubbles. Also, the release of the messages “The price is too high” or “The price is too low” reduces trading volume with inexperienced subjects.

 

Keyword: Experimental asset markets, bubbles, market communications, bounded rationality.

 

 

SESSION E5             VOTING                                                      

Chair:  Ernesto REUBEN

E5 Are All Animals Really Equal, and Who Is More Equal than Others? Three-Person Ultimatum Game with Voting

Presenter: GRYGOLEC, Jaroslaw (Center for Mind/Brain Sciences - CIMeC, University of Trento)

Co-author(s): RUSTICHINI, Aldo (University of Minnesota)

 

Abstract: We introduced majority voting into the 3-person ultimatum game of Guth, van Damme (1998), and investigated it experimentally. In our setup once a proposal about a split of $30 among 3 players is made all players vote for or against the split. Thanks to the introduction of voting the strategic situation of voting-only players, other than the proposer, is symmetric, unlike in Guth, van Damme (1998). This last feature allows us to study the interpersonal preferences without priming to discriminate against the inactive player. We consider 4 treatments with respect to what voting-only players know about the proposed split under vote: 1) “full information” (FI) – voting-only players know the shares of each voter in $30; 2) “pivotal information” (PI) - they know only the share of the proposer; 3) “essential information” (ES) each of voting-only players knows his share only; 4) “irrelevant information” (II) - each of voting-only players knows only the share of the other voting-only one; In the experiment the subjects in the role of a proposing player proposed for themselves: $13.4 (± $0.231) in FI, $12.6 (± $0.217) in PI, $17.7 (± $0.249) in EI, $21.6 (± $0.356) in II. This pattern suggests that the proposers tried to exploit the informational situations of others to their advantage, while avoiding “spitting in the face” perception by votingonly players. The voting rejections (at least 2 votes against) were as follows: 6.7% (± 0.0120%) in FI, 6.9 % (± 0.0122%) in PI, 11.7% (± 0.0154%) in EI, 16.6% (± 0.0179%) in II. Rejections while infrequent increased the less the voting-only players have known about their shares. This evidence suggests that strategic selfishness rather than fairness motivates subjects in the 3-person ultimatum game.

 

Keyword: ultimatum game, voting, experiment

E5 Information and Strategic Voting

Presenter: TYSZLER, Marcelo (CREED, University of Amsterdam)

 

Abstract: I study voter behavior in a setting characterized by majority rule and mandatory voting, where voters choose from three options. Because of the possibility of Arrow's cycle, strategic behavior may emerge. In particular, I focus on how information contained in election poll results affects voter's choices. By normalizing the utilities of the best and worst options, each voter preferences across the three options is characterized by the relative value attributed to the intermediate option. I therefore also test how this relative importance impacts voting behavior and how this interacts with information. Quantal response is used to analyze the game and shows as a good predictor for the experimental data. The main results are: (i) sincere voting increases as the importance of the intermediate option decreases; (ii) information brings coordination in favor of the majoritarian candidate; (iii) the type who has the majoritarian candidate as his second option vote strategically for this candidate if the benefit is high enough.

 

Keyword: Voting behavior; Arrow's Cycle; Quantal Response; Experimental Economics

E5 Does voting matter in China? - a behavioural view on democracy

Presenter: WEISS, Arne Robert (University of Erfurt)

Co-author(s): GENG, Hong and WALKOWITZ, Gari (BonnEconLab, Bonn University)

 

Abstract: We experimentally investigate the effects of formal voting on trust and trustworthiness in China, a country with only few open, contested elections. We find elected investment receivers to reciprocate more than randomly drawn investment receivers in an anonymous setting with no information on the candidates but cheaptalk back-transfer promises and even if reliable reputation building is impossible. Investments are higher in the first half of the experiment when investors can elect their investment receivers. The effects cannot be explained by voters choosing the more trustworthy types of players. To the contrary, in the voting treatment, investment receivers deviate positively more from their previously elicited one -shot back-transfer strategy and investors positively more from their baseline trust level than in the random treatment.

 

Keyword: Voting effect, trust, trustworthiness, investment game

E5 The Price of Low Taxes – An Experimental Study of Lobbying and Redistributive Politics

Presenter: REUBEN, Ernesto (Northwestern University)

Co-author(s): GROßER, Jens (Florida State University); TYMULA, Agnieszka (Bocconi University) 

 

Abstract: We study a voting game in which candidates compete by proposing different taxation schemes. In the game, high taxes attract more votes as they redistribute income from a rich minority into the hands of a poor majority. However, rich voters may have the opportunity to lobby candidates by means of monetary transfers. We investigate the conditions under which the lobbying efforts of the rich are enough to move candidates away from the high taxation equilibrium. We find that, in situations in which candidates repeatedly interact with the same rich voters, candidates reciprocate the transfers from the rich by coordinating on low tax schemes. In cases in which candidates and rich voters are constantly rematched, the high-tax equilibrium is maintained.

 

 

SESSION E6 SOCIAL PREFERENCES AND INEQUALITY    

Chair:  Fabian PAETZEL

E6 Risk and inequality aversion in social dilemmas

Presenter: MAGDALOU, Brice (CEREGMIA and LAMETA, Université de Montpellier I)

Co-author(s): DUBOIS, Dimitri (LAMETA, Université de Montpellier I)

 

Abstract: Attitudes towards risk and inequality are essential components in - individual and collective - economic decision-making process. An individual is risk-averse if he is unwilling to accept a risky gamble: he will prefer the expected payment of the gamble for sure to the gamble itself. Symmetrically, an individual exhibits inequality aversion when - other things equal - he is unsatisfied by an unequal income distribution: in his opinion, the social welfare will be maximized if the total income is shared equally among individuals. While the concepts of risk aversion and inequality aversion have received substantial (but distinct) theoretical and empirical treatments, only few studies have investigated the link between both dimensions.

Risk aversion and inequality aversion are nevertheless closely related. In a lot of economic situations it is often difficult to identify which aversion is the driving force behind the decision-making process. For example, if a rich individual encourages political measures to promote equality in the society today (or if he is willing to pay in order to help other people), it can be interpreted in two different ways. On the one hand, it may be the look of an inequality-aversion, or even of an altruistic motivation. However, on the other hand, this support may reflect a strategic behavior: the individual may want to insure himself against fluctuations in his future income, by expecting a kind of reciprocity. This is clearly a risk-averse attitude. Providing a better understanding of the individual's motivations in such a situation is the aim of this paper.

To this purpose we have elaborated a new experimental design. The experiment is divided into three parts. The first two parts aim at eliticiting successively the inequality aversion and the risk aversion. Following Kroll's &amp; Davidovitz's method (Economica 70 (2003), pp. 19-29) the subject in the first part is faced to a lottery with a uniform distribution of probabilities and has to choose between two alternatives: (i) a common drawn (CD) where all the participants receive the same earnings, and (ii) an individual drawn (ID) where each participant receives his own earning. The level of risk in both alternatives is the same, so that risk-aversion can't influence the choice. The alternative chosen at the majority applies to all the participants. If the subject is inequality-averse (resp. prone) he will prefer the CD alternative (resp. ID). Based on a symmetrical procedure, the second part of the experiment aims at eliciting risk aversion. The subject is now faced to two options: (i) a lottery with risky earnings (RE), and (ii) the expected earnings of the previous lottery (CE). It is common knowledge that if the lottery applies there is only one (common) draw, so that earnings are equal for all subjects. Thus inequality aversion can't influence the choice. As in the first part, the option chosen at the majority applies to all the participants. If the subject is risk-averse (resp. prone) he will prefers the CE option (resp. RE).

According to subjects' choices in part 1 and 2 of the experiment four types of subject may be identified: (A, A), (A, P), (P, A) and (P, P), where A means "averse" and P "prone" to inequality and risk respectively. For example a subject who chooses CD in part 1 and CE in part 2 is of type (A, A), whereas a subject who chooses CD and RE respectively in part 1 and 2 is of type (A, P). In the third and last part of the experiment subjects participate to a twenty periods repeated game. Before the start of the game subjects are grouped by three according to their type. Note that subjects are only informed they are grouped by three, they do not know that it is also by type. Each period the subject is faced to the same two income distributions, namely (10, 70, 70) and (60, 60, 60). At the beginning of the period the three subjects forming a group are randomly affected to one of the three possible ranks. The subject's rank determines his potential payoff (10 or 60 for rank 1, 70 or 60 for rank 2 and 70 or 60 for rank 3). The subject then must choose a lottery, and the lottery chosen at the majority applies in the group. Note that in the egalitarian distribution the mean income is equal to 60, against 50 in the other distribution. As a consequence, there exists a social incentive to choose the egalitarian distribution. This issue is moreover costly for ranks 2 et 3. We thus have implemented a situation where inequality-averse attitudes (for subjects in ranks 2 and 3 in the current period) can be interpreted as an implicit insurance for future personal incomes since subjects do not know the rank they will have in the future. Linking subject's decisions in part 3 with part 1 and 2 allows us to capture motivations behind choices in social dilemma such the one we have implemented here.

Our results (based on 6 sessions with 18 participants each) show that cooperation rates (choice of distribution (60, 60, 60)) in the social dilemma game (part 3 of the experiment) are strongly influenced by the type of the group. In particular the average cooperation rate in groups of type (A, A), i.e. inequality-averse and riskaverse, in ranks 2 &amp; 3, is strongly higher than in groups of type (P, P), i.e. inequality-prone and risk-prone, which is in line with the intuition. Also, the average cooperation of groups (P, A) and (A, P) are clearly lower than (A,A)'s. This result shows that aversion in only one dimension is not sufficient to ensure cooperation in the game. Our lastly and rather counter-intuitive (but to our opinion very interesting) result is the lower average cooperation of groups (A, P) compared to (P, A)'s. In social dilemma combining risk and inequality, cooperation thus seems be more affected by risk aversion than inequality aversion. In other words, attitudes apparently motivated by inequality aversion, such as cooperation in our game, might in fact be the consequence of risk considerations: "I know that my advantageous position today may be reversed in the future, so I act today to improve the situation of individuals treated less favorably than me". This latter point merits however further investigations.

 

Keyword: risk aversion, inequality aversion, social preferences, social dilemmas, experimental economics

E6 How do economists differ from others in distributive situations?

Presenter: HOLE, Astri Drange (Bergen University College)

 

Abstract: Many studies have investigated whether economists are more selfish than noneconomists. Since the seminal work by Gerald Marwell and Ruth E. Ames in 1981 on free-riding in a public good game, there have mainly been two conjectures on why economics students may behave differently in distributive situations than other students: either they may initially be more concerned with economic incentives than other students and therefore select the study of economics, or exposure to the selfinterested model used in economics changes the extent to which people behave in selfinterested ways. Marwell and Ames (1981) found that first-semester economics students were more inclined to free ride than other students. John R. Carter and Michael D. Irons (1991) presented the two conjectures as the selection hypothesis and the learning hypothesis, and tested both through an ultimatum game experiment. Carter and Irons (1991) concluded that "economists are born, not made".

In this paper the "Are economists different?" question is addressed. The aim of the paper is to examine whether economists differ from others in the following three dimensions: the weight they attach to fairness considerations, the prevalence of fairness ideals, and how they react to communication about fairness. To examine the issue a dictatorship game experiment is run with first-year students of economics and engineering where the distribution phase is preceded by a production phase and a communication phase. This experimental design is particularly suited for examining differences in the three dimensions, and, to the best of my knowledge, previous experimental studies, have not been able to address the question as comprehensively as the current study.

The subjects in the study comprise first-year economics students from the Norwegian School of Economics and Business Administration (NHH) and first-year engineering students from Bergen University College (HiB). Since selection and learning may have taken place before the students entered either NHH or HiB, the data are not adequate to discriminate between the two hypotheses defined by Marwell and Ames (1981). However, I do not intend to test whether economists select the study of economics because they are by nature more concerned with economic incentives. In addition, I have no intention of controlling for the possibility of learning experience before the students enter NHH and HiB. In the following analysis, any difference that exists when the students enter the two institutions is defined as the selection effect. Hence, there could be a selection explanation for any differences between the two pools of first-years students in the study.

 

Keyword: Different subject pools, selection effects, fairness norms, fairness consideration, responsibility, dictator game with production and communication

E6 Choice between trust games with different multipliers and social distance: A virtual world experiment

Presenter: FIEDLER, Marina (University of Munich)

Co-author(s): HARUVY, Ernan E. and LI, Sherry (University of Texas at Dallas)

 

Abstract: In economic exchanges involving investment, agents must typically decide not only how much to invest but also with which partner to transact. The focus of the present work is on identifying the factors that govern this joint decision. In an experimental investigation on a virtual world platform, we give a proposer a choice between two investment games with different responders that differ in the investment multiplier as well in the social distance to the two alternative responders. This allows us to gauge the value that proposers place on social distance as defined in this setting. We compare behavior to the benchmark standalone investment game and pay special attention to three issues: (1) To what extent do proposers prefer to sacrifice potential payoff in favor of lower social distance, and to what extent such choices are rational? (2) Is there evidence for reciprocity by the chosen party? (3) To what extent do preferences over the passive player enter this decision?

 

Keyword: Experiments, Trust, Partner Selection, Communication, Cooperation, Cheap talk, Virtual Worlds

E6 Inequality, Social Preferences and Growth

Presenter: PAETZEL, Fabian (Chair of Public Finance, University of Bremen)

Co-author(s): TRAUB, Stefan (Chair of Public Finance, University of Bremen)

 

Abstract: We investigate the macro-founded relationship between inequality and growth in addition to micro-founded social preferences, more specifically, preferences affected by relative deprivation. The theory of social preference holds that the utility of economic agents consider the complete distribution of pay-offs (Fehr and Schmidt, 1999 and Bolton and Ockenfles, 2000). The concept of relative deprivation was introduced by Runciman (1966). In macroeconomics, the analysis of income distributions has focused on cross country and time-series comparisons (Forbes 2000; Banerjee and Duflo 2003).

We consider a stylized economy comprising only three heterogenous agents. The agents are heterogenous with regard to their human capital. Growth is effected by the choice of the savings-rate and the corresponding change of the stock of human capital. We hypothesis that people are guided by relative deprivation when choosing the savingrate, more specifically, highest growth-rates will occur when the underlying skill distributions are left-skewed. This is due to the effect that left-skewed income distributions give rise to relatively small feelings of relative deprivation. Each agent in the society maximizes his or her individual utility function by choosing the saving decision given the decision of the other players. Dependent of the savings result the vector of human capital in period 2.

The above mentioned hypotheses which are derived from our model, will be tested by a laboratory experiment. Participants obtain their human capital positions by means of an intelligence test. This proceeding should induce a feeling of deprivation. Note that the experiment will involve different distributions of human capital (mean, variance, skewness). Subjects then are ask to choose their saving rates. The experiment will be conducted in June 23-27 in the “Labor fuer empirische und experimentelle Wirtschaftsforschung“ at the chair of Public Finance at the University of Bremen. If the working hypotheses are verified in our experiment, growth will be affected by social preferences.

 

Keyword: social preferences, savings, skill distribution, growth

 

 

SESSION E7             FOOD CONSUMPTION                          

Chair: Bernard RUFFIEUX

E7 Does Mandatory Labeling of Genetically Modified Food Grant Consumers the Right to Know? Evidence from an Economic Experiment

Presenter: STURM, Bodo (Centre for European Economic Research)

Co-author(s): SCATASTA, Sara and DANNENBERG, Astrid (Centre for European Economic Research)

 

Abstract: The introduction of genetically modified (GM) content in food products has been the object of highly controversial debates in several countries for over a decade. Opponents, such as Greenpeace International, warn against potential dangers to the environment and human health that arise from growing and consuming GM crop. They emphasize unknown health risks, such as allergic reactions, and environmental risks, such as pest resistance and loss of biodiversity, and denounce the absence of longterm studies investigating those risks. On the other hand, proponents, such as the Council for Biotechnology Information, believe that the approval process in place for the commercialization of GM foods can be trusted and that GM crops can have positive environmental impacts due to reduced pesticide and herbicide use, positive social impacts due to an increase in farmland productivity and positive health impacts, since they reduce farmers’ exposure to toxic substances, especially in developing countries.

The distribution of conflicting pieces of information by the biotechnology industry on the one hand and environmental groups on the other hand increases consumers’ fears, thus leading to continuous resistance to the products of agricultural biotechnology. This phenomenon can be observed not only in countries with a low rate of adoption of GM crops, such as European countries, but – though to a lower extent – also in countries that are large GM adopters such as the United States. Consumers’ resistance continues to be observed although several scientifically grounded opinions from the European Food and Safety Authority (EFSA) state that GM products are unlikely to have any adverse effect on human and animal health or on the environment.

Given the marked contrast between scientific judgement and public opinion on GM foods, politics is facing the huge problem of how to regulate this market. There are mainly three options: (i) banning GM foods, (ii) allowing GM foods without segregation from their conventional counterparts and (iii) allowing GM foods with segregation from their conventional counterparts. The first two policies have serious potential drawbacks. Banning GM products may be inefficient as potential welfare gains from the use of biotechnology will not be realized. On the other hand, allowing the introduction of GM foods into the food chain without segregation reduces consumer choice and, given consumers’ strong resistance, may cause the collapse of entire market segments. The third option implies the creation of two separate production tracks and the introduction of a labeling scheme allowing consumers to choose between GM and non-GM food products. The underlying motivation of a labeling scheme in this case is to avoid adverse selection due to asymmetric information. Because GM content is a credence attribute that cannot be identified by consumers through taste or appearance, without labeling, consumers will not have enough information to express their true preferences for this attribute in their purchasing behavior. While segregation and labeling of GM products is beyond dispute the choice of labeling scheme, mandatory or voluntary, is a deeply controversial issue, and its dimensions increase proportionally to the spread of GM products into the food chain. A basic difference between voluntary labeling and mandatory labeling is in the amount of labeling and segregation costs they generate. While under a mandatory labeling scheme all products must be tested, under a voluntary labeling scheme only producers who want to place a label on their products need testing. Economic arguments in favor of voluntary labeling are based on this difference. In Germany, as in most other countries with mandatory labeling schemes, GM-labeled products are virtually nonexistent. In countries with voluntary labeling schemes GM products are available but they are unlabeled and therefore indistinguishable from their conventional counterparts. In both situations, researchers wanting to investigate consumer preferences in relation to GM products have to rely on data derived from statedpreference surveys or laboratory experiments. Laboratory experiments in particular are an appropriate tool because this methodology confronts participants with real purchase decisions and provides a controlled environment to measure individual preferences. Experimental studies allow, for example, controlling for information given about product characteristics, the direct comparison of different labeling schemes for GM foods and the factoring out of variety effects that may bias the results, which is not possible in the field.

In this paper we use laboratory experiments to investigate (i) consumers acceptance of “first generation” GM foods in Germany, (ii) the effect of neutral information on consumer acceptance of GM foods, (iii) the existence of a hypothetical bias when consumer preferences are elicited in the absence of an actual purchase, and (iv) the impact of different labeling schemes on the ability of consumers to express their preferences for GM foods. For this purpose we conducted experimental auctions for GM and non-GM food products with a random sample of the resident population of Mannheim, Germany. Our sample generally prefers non-GM to GM products and discounts GM food products between 47 to 59 %. We contribute to the empirical literature on the existence of hypothetical bias finding a significant upward bias in valuations elicited in a hypothetical scenario. We do not find significant impacts of neutral information on consumer valuation of GM products. Finally, our analysis suggests that under mandatory labeling consumers seem to lose trust in the labeling scheme when a second redundant (GM-free) label enters the market. In other words, the quality signaling in a mandatory labeling scheme depends on the number of labels in the market. This effect has not been investigated in the existing literature. Further research should be carried out on this subject, given that, in Europe, both labels (GM and GM-free) are readily observable in the market.

 

Keyword: labeling, genetically modified foods, consumer preferences, experimental auctions

E7 Another willingness than the willingness to pay for food attributes

Presenter: SUTAN, Angela (CEREN, ESC Dijon)

 

Abstract: Lorsqu'on évalue par des méthodes expérimentales le désir de consommer un nouveau produit alimentaire, l'on élicite par des mécanismes d'enchère le consentement à payer d'un acheteur potentiel pour un attribut du dit produit. Cette communication s'intéresse à la prise en compte par des méthodes expérimentales des autres consentements qui interviennent dans le processus d'adoption d'un nouveau produit (consentement à croire, à accepter, à essayer, à sentir, à échanger) et leur articulation avec la stratégie de diffusion du produit innovant sur le marché. En effet, peu de recherches, même en économie expérimentale, proposent une démarche intégrée de prise en compte de ces dimensions multiples du consentement.

Nous définissons les produits alimentaires porteurs d'attributs de croyances dans le contexte théorique de l'analyse de Nelson (1970), Darby et Karni (1973), Grolleau et Gasmi (2005). Selon ces auteurs, les produits alimentaires peuvent être considérés comme des paniers d'attributs procurant de l'utilité aux consommateurs. Les stratégies de différenciation des produits alimentaires se réfèrent de plus en plus à des attributs "cachés", dont les consommateurs ne peuvent détecter les propriétés promises avant l'achat ou même après l'achat (le respect de l'environnement lors du processus de production, l'éthique ou le bien être animal - Antle, 1999, la fonction santé, la convivialité de consommation…). Ainsi sont mises en place des stratégies de différenciation informationnelle (produits santé, non-OGM, bio…). Ces attributs exposent les consommateurs à des risques de manipulation d'une information inégalement répartie entre un producteur détenteur de l'information et un consommateur non-informé, d'autant plus lorsque la communication se fait sur des croyances dissonantes (par exemple, le soja est bon pour la santé mais peut être un OGM, les repas traditionnels sont conviviaux, mais gras, la consommation de bière est conviviale, mais nuit à la santé…). Dans ce cadre, l'accent dans la communication est mis sur l'attribut valorisant, vendeur, créateur de "club" d'initiés (membres de slow food, acheteurs de produits bio, clients habituels d'un certain endroit "branché"…), qui est un attribut influent, c’est-à-dire explicitement pris en compte dans le processus décisionnel de l’acheteur (et dans la communication du vendeur), alors que l'attribut dissonant est occulté dans le processus entourant la vente, mais peut rester prégnant dans les croyances de consommation. En fonction de la capacité des consommateurs à vérifier ou à déduire la qualité des attributs proposée, les économistes distinguent trois catégories d'attributs correspondant à des degrés de vérifiabilité de moins en moins accessibles: les attributs de recherche (par exemple la couleur d'un fruit), d'expérience (par exemple le goût d'un fruit) et de croyance (par exemple un fruit issu d'un processus respectueux de l'environnement) .

Nous nous concentrons sur l'étude des attributs de croyance et, dans la multitude des formes que cela peut revêtir, nous nous intéressons aux attributs de tradition, santé et plaisir. Ces trois attributs sont en même temps les plus communs dans les communications liées aux politiques nutritionnelles et les plus cités dans les sondages liés à la recherche de satisfaction des consommateurs.

Puisque ces produits sont porteurs d'attributs liés aux croyances, tout processus décisionnel (du coté vendeur ou acheteur) est lié à la perception des attributs en question ou aux attentes de perception de ces attributs. Ainsi, nous utiliserons dans notre analyse les résultats des investigations portant sur les processus cognitifs de traitement de l'information en les adaptant à notre cas d'étude : l'utilisation de l'information utile (perçue) en cas de dissonance cognitive (et l'incidence sur la rapidité de la fixation de l'équilibre) et le processus de sélection de cette information par la focalisation de l'attention sur l'attribut valorisant.

Premièrement, l’attention est un processus qui "exprime la capacité des ressources de traitement de l’information qui va être engagée par l’individu pour traiter le stimulus auquel il est exposé" (Filser, 1994). Or l'économie expérimentale (entre autres disciplines) a depuis longtemps démontré que les ressources de traitement de l'information des individus étant limitées (voir par exemple Nagel, 1995, ou Camerer, 1998), le producteur (le vendeur) se trouve confronté à un consommateur à l'attention limitée, donc ne peut se contenter de fournir une information factuelle, complète et pertinente, mais devra sur-pointer certains attributs afin de capter l'attention des consommateurs par l'intervention de processus connexes au simple traitement de l'information. Concrètement, les modalités de conception des signaux sur les attributs des produits influent sur leur efficacité. Nous nous concentrons sur quelques facteurs susceptibles de contribuer à cette captation et à l'économie des capacités attentionnelles des individus : (1) l'intégration des repères préexistants (2) la crédibilité de la source de l’information (3) la personnalisation du message (4) la forme de transmission de l'information (Grolleau, Gasmi, 2005), mais traitons ces facteurs dans un contexte expérimental.

En second lieu, nous appuyons notre analyse sur un autre résultat de l'économie expérimentale lié aux environnements informatifs dissonants; en effet, nous avons démontré (Sutan et Willinger, 2005, 2006), qu'en situation cognitive dissonante (où l'individu perçoit des signaux contrevariants sur un équilibre – concrètement, des informations correspondant à des étapes de réflexion de plus en plus profondes mais qui fournissent des indications contradictoires), il est cognitivement plus facile d'approcher l'équilibre qu'en situation d'information à effets provariants (où chaque nouvelle étape introspective confirme uniquement la direction de l'information acquise dans l'étape précédente), parce que l'équilibre est mentalement scanné de manière répétée et donc l'information utile est accrue par la fixation des informations d'un certain ensemble. Il apparaît donc qu'une communication sur un produit porteur d'attributs dissonants peut être plus efficace du moment que les attributs sont identifiés clairement et que la communication se fait sur les deux attributs (ce qui peut sembler paradoxal à première vue). Nous tentons d'approfondir ce point par des résultats d'expériences contextualisées sur quelques produits. Nous adoptons cette démarche parce qu'actuellement, les informations fournies se concentrent uniquement sur un attribut : par exemple, dans le cadre des produits à base de soja qui imitent les yaourts, l'accent est actuellement mis sur le côté santé alors que les études révèlent que les consommateurs sont demandeurs de santé et plaisir, même si la présence des deux attributs augmente la proportion de croyances dissonantes. Une communication sur ces produits en matière de vertus de santé, mais aussi de risques, augmenterait la rapidité de la décision des consommateurs (la sélection de l'équilibre), ainsi que le niveau de confiance exprimée dans leur décision.

Nous allons essayer de montrer que par des séances d'économie expérimentale une correspondance entre les étapes de décision dans adoption d'une innovation et les étapes de définition d'un consentement lié à un produit alimentaire porteur de croyances et donc inducteur de statut social peut être établie pour les épices de Bourgogne, un pain santé et une boisson pour sportifs. Nous montrons, aves des

 

Keyword: willingness to pay -willingness to accept - willingness to taste - willingness to exchange - willingness to adopt - food attributes - beliefs and consumption

E7 An Experimental Study of French Consumers' Acceptance of Nutritionally Improved Dairy Products

Presenter: SAULAIS, Laure (INRA - UMR GAEL)

Co-author(s): MULLER, Laurent (INRA - UMR GAEL); RUFFIEUX, Bernard (INRA - UMR GAEL)

 

Abstract: This presentation introduces the results of an experimental study aimed at assessing consumer preferences for nutritionally improved dairy products and for their nondairy substitutes, with a focus on the link between nutritional performance and production process in consumers’ valuation of food products which are high in fat or perceived as such by consumers. An experimental campaign was conducted in June, 2008 in Grenoble, France, on a sample of 100 regular consumers and buyers of butter selected in the general population.

Fat consumption and its impact on health – especially on risks of cardiovascular diseases- have become a concern among consumers and health professionals. Dietary fat intake among the French population needs to be both reduced in total quantity and improved in quality. More specifically, the saturated fat/unsaturated fat ratio in the total fat intake is deemed too high and needs to be reduced. Furthermore, recent studies show a lack of knowledge among consumers for nutritional properties of food products. Some products such as milk are perceived as way higher in fat than they actually are, while others, such as oil, are believed by consumers to be lower in fat than in reality. This might lead to confusion in the consumers’ buying behaviors for food products.

The dairy industry is particularly concerned by these nutritional stakes, both because some dairy products are high in total fat or perceived as such by consumers, and because dairy fat contains a high quantity of saturated fat and too little unsaturated fat. Solutions to these problems can be brought at different stages of the processing chain of dairy products. Two main ways are currently being considered by the French dairy industry: (1) improvement of the composition of dairy fat “on the farm”, by adding complements to the cows’ fodder such as flax, or fish flour (2) improvement of the quality of the fat in the final product, by mixing dairy fat with other fats with better nutritional performance, such as vegetable or fish oil. Products resulting from these two processes may have either very different nutritional performances.

The specific research questions for the present study are threefold: (i) What is the consumers’ acceptance of food products whose production process has been modified so as to improved their nutritional properties? (ii) What is the trade-off between preferences for process and for nutritional efficiency? (iii) What is the link between the consumers’ level of knowledge and their purchasing behaviour for this type of products? .

The focus of the majority of studies on consumer preferences for nutritionally improved food products has been placed on attitudes and perceptions rather than on economic behaviours (Peng et al. [2006]). Some economic studies have focused so far on the link between functional intensity and information (Doyon et al. [2008]) in consumer preferences. The only studies to our knowledge to have investigated consumer acceptance for functional food products according to their process, have been made on Canadian consumers. Consumers' preferences were revealed in these studies through.

Our study used an incentive-compatible auction mechanism to study French consumers’ preferences for nutritionally improved dairy products obtained with different processes. Experimental economics have been used increasingly over the past years in agricultural economics as a tool to investigate consumers’ preferences for food products (Lusk [2004], Alfnes [2006]). Because subjects in the laboratory are placed in real economic situations that are created and controlled by the experimenter, this technique of value elicitation is generally believed as superior to declarative surveys.

A fourth price sealed bid auction mechanism was used to elicit the subjects’ willingness-to-pay for ten types of butters and butter substitutes, differing by their production process and by their nutritional performance. The products were sold successively in two different information conditions so as to measure the extent to which information about the process and the nutritional properties of the products impacts on consumers’ economic behaviour.

Preliminary results indicate an impact of information about the production process on the subjects’ acceptance of nutritionally improved products. Furthermore, preferences for nutritional improvement of the products, as well as the reaction to information on nutritional properties, appear to be linked with the level of prior general knowledge on nutritional properties of fat products and on nutritional recommendations. A stronger and much more detailed analysis of the results of the experiment will be available by the time of the conference.

 

Keyword: dairy products, dairy substitutes, consumer preferences, experimental economics, nutrition

E7 Daily Food Consumption of Low Income-Women: The Global Impact of a Nutritional Price Policy

Presenter: RUFFIEUX, Bernard (INRA)

Co-author(s): MULLER, Laurent (INRA); LACROIX, Anne (INRA)

 

Abstract: We propose a new protocol design allowing us to introduce hundreds of different products in the lab (here food and drink). With this protocol, we are able to collect the entire daily food consumption of individual subjects (here low-income-women). We then introduce a (price) policy (a -30% reduction for fruits and vegetables, a +30% increase for 'junk food') and measure the impact on the subjects diet. We show the limits of a price policy aiming at improving the nutritional quality of the target population.

 

Keyword: Food behavior, consumer's behavior, Preferences, Nutrition, choice, field experiment                                                  

 

 

Break 3:30-4:00pm – Atrium

 

Saturday, September 13th, 4:00 – 6:00pm

SESSION F1             CHARITABLE GIVING I                                       

Chair:  Adriaan SOETEVENT

F1 An Experimental Analysis of Net and Gross Rebates

Presenter: UBEDA, Paloma (LINEEX and University of Valencia)

Co-author(s): FATAS, Enrique (LINEEX and University of Valencia) 

 

Abstract: Experimental literature on charity giving has explored so far the effect of alternative fundraising schemes (e.g. rebates). However, very little is known about endogenously funded rebates. In this paper we test two alternative subsidizing schemes: net and gross rebates. In both treatments, subjects play first a Public Good Game and then a Dictator Game in which their donations towards a charity are subsidized. While in the Gross Rebate (GR) treatment both games are independent, in the Net Rebate (NR) treatment, subsidies are funded from the collective profit of the preceding PGG; so, games are linked and the rebate becomes endogenously funded. Our results suggest that, relative to a baseline treatment (with no subsidies), donations are increased in both treatments. However, no significant differences are observed between GR and NR, in line with the existence of a constant contribution rule. Sharing the tax burden of subsidies generates a partial crowding-out in top contributors, as they donate less in NR (relative to GR), but behavior changes in a non-significant way. "

F1 The effect of information on donation Field experimental evidence from Cahuita National Park

Presenter: MARTINSSON, Peter (University of Gothenburg)

Co-author(s): ALPIZAR, Francisco (CATIE)

 

Abstract: Cahuita National Park in Costa Rica does not charge any entrance fee and instead relies on voluntary donations. We conducted a natural field experiment in the park to compare different methods to increase the voluntary donations when entering the park. By varying the information on the donations by others, the suggested amount to donate and gift giving, we compare the effect of these different treatments on donation levels. In addition to changing the treatments, we also recorded if visitors entered the park alone and if they could see how much others have donated. The preliminary results indicate that both the treatments per se as well as if the visitor entered alone and if he/she could see the amount donated by others affected his/her own donation.

 

Keyword: Field experiment

F1 A Field Experiment on the Impact of Different Payment Systems on Charitable Giving

Presenter: SOETEVENT, Adriaan (University of Amsterdam)

 

Abstract: This study reports on a door-to-door field experiment on the effects of introducing portable debit card machines for mobile payment authorization on the contributions to charity. About 4,500 households are approached, randomly divided in three experimental treatments, distinguished by the possibility for respondents to pay with cash, electronically, or both. The study answers two related questions. First, does the option to contribute electronically increase the number of households that contribute to the charity and, conditional on participation, does the average amount given change? Second, does the availability of the debit card machines increase payment efficiency? The first tentative results indicate that adding the option to pay electronically does not increase participation nor revenues. In the combined treatment almost none of the respondents uses the machine, but a considerable number of people do donate electronically if the option of giving cash is not available. In general, young people are more likely to switch to electronic donations than elderly people.

 

Keyword: Payment systems; Charity; Field experiment; Payment Efficiency

 

 

SESSION F2             GUILT AVERSION AND LIE                    

Chair:  Marc VORSATZ

F2 Towards a Behavioral Public Choice: Guilt-Aversion and Accountability in the Lab

Presenter: CORAZZINI, Luca (University of Padua)

Co-author(s): KUBE, Sebastian (MPI Bonn); MARECHAL, Michel Andre (University of Zurich)

 

Abstract: Mimicking standard features of electoral accountability and selection models, we conduct a computerized laboratory experiment in order to identify the influence of other-regarding preferences on democratic outcomes. We find that elected candidates are more pro-social towards their constituency the more favorable approval rates are. In contrast, this systematic positive relationship is not observed if the appointment is unintentionally determined by computer. These results suggest that a substantial fraction of candidates is motivated by guilt aversion. We discuss the implications of these findings for the design of democratic institutions.

 

Keyword: guilt aversion social preferences accountability constitutional design public choice experiment.

F2 Combining top-down and bottom-up accountability: Evidence from a bribery game

Presenter: SERRA, Danila (University of Oxford)

 

Abstract: Monitoring corruption typically relies on top-down interventions aimed at increasing the probability of external controls and the severity of punishment. An alternative approach to fighting corruption is to induce bottom-up pressure for reform. Recent studies have shown that both top-down and bottom-up mechanisms are rarely able to keep service providers accountable. This paper investigates the effectiveness of an accountability system which combines bottom-up monitoring and top-down auditing using data from a specifically designed bribery lab experiment. I compare “public officials” tendency to ask for bribes under: 1) no monitoring; 2) conventional top-down auditing, and 3) an accountability system which gives citizens the possibility to report corrupt officials, knowing that reports lead to formal punishment with some low probability (the same as in 2). The experimental results suggest that “combined” accountability systems can be highly effective in curbing corruption, even when citizens’ voice leads to formal punishment with a relatively low probability. In contrast, pure top-down auditing may prove ineffective, especially in weak institutional environments.

 

Keyword: bribery, monitoring, bottom-up, experiment

F2 Biased Information and Motivation

Presenter: ROSAZ, Julie (Gate, University of Lyon)

 

Abstract: We study the impact of manipulated information on agent’s motivation under imperfect information about ability. In this context of asymetric information at the principal’s advantage, we test experimentally a model in which the principal can bias strategically the information he gives to his agent in order to motivate the agent to exert higher effort. The experimental design is based on the comparison between a benchmark treatment in which the feedback is trustful and a Bias Treatment in which the principal can manipulate information. We find that principals express no lie aversion, agents trust the messages they receive and increase their effort accordingly. Thus, biased feedback is efficiency-improving.

 

Keyword: feedback, bias, motivation, experiment

F2 Truth, trust, and sanctions: On institutional selection in sender-receiver games

Presenter: VORSATZ, Marc (FEDEA)

Co-author(s): PEETERS, Ronald and WALZL, Markus (Maastricht University)

 

Abstract: We conducted a laboratory experiment to investigate the impact of institutions and institutional choice on truth-telling and trust in sender-receiver games. We find that in an institution with sanctioning opportunities, receivers sanction predominantly after having trusted lies. Individuals who sanction are responsible for truth-telling beyond standard equilibrium predictions (in the presence and absence of sanctioning opportunities) and are more likely to choose the sanctioning institution than other individuals. Sanctioning and non-sanctioning institutions coexist if their choice is endogenous. Thereby the former shows a higher level of truth-telling but lower material payoffs than the latter. We show that models of social preferences fail to explain observed behavior and demonstrate the descriptive power of explicit preferences for truth-telling.

 

Keyword: Experiment; Sender-receiver games; Strategic information transmission; Institutional selection; Dynamic psychological games; Social norms.

 

 

SESSION F3             DECISION MAKING AND INFORMATION RELEVANCE  

Chair:  Jean-Louis RULLIERE

F3 The Development of Risk and Ambiguity Attitude in Children and Teenagers

Presenter: RüTZLER, Daniela (University of Innsbruck)

Co-author(s): KOCHER, Martin (CREED, University of Amsterdam); RüTZLER, Daniela (University of Innsbruck); TRAUTMANN, Stefan (Erasmus University Rotterdam)

 

Abstract: We examine the development of risk and ambiguity attitude in children and adolescents by running experiments with more than 800 subjects aged 8 to 17 years. In this age period adolescents face an increasing number of decisions with uncertain consequences and with often severe long term effects. Examples include decisions about whether to start smoking, use other drugs or practice safe sex. Our study uses an elicitation task for risk and ambiguity attitude that is identical for all participants. All participants make decisions with real financial incentives. Consistent with research from psychology we find that young children are risk seeking and that participants become more risk averse with age. We observe, however, that in our experiments this effect is caused by selection effects and by extreme choices of participants in the younger cohorts that seem unrelated to probabilistic reasoning. Controlling for selection and extreme behavior, we find no age effect on risk attitude. Furthermore our female participants behave more risk averse than their male counterparts. Ambiguity aversion is strong in all age groups and it increases slightly with age. Gender does not affect ambiguity attitude in our sample. Ambiguity aversion is elicited through an Ellsberg two color choice task, and we control for individual risk attitudes using the alpha-maxmin framework (Ghirardato et al. 2004).

 

Keyword: decision under uncertainty, experiments with children

F3 The Relevance of Irrelevant Alternatives: An experimental study of risky choices

Presenter: KROLL, Eike Benjamin Kroll (Otto-von-Guericke-Universität Magdeburg)

Co-author(s): VOGT, Bodo (Otto-von-Guericke-Universität Magdeburg)

 

Abstract: This study discovers a new violation of Expected Utility Theory in risky choices that cannot be explained by theories like Prospect Theory, Disappointment or Regret Theory. In a lottery choice experiment the influence of a dominated alternative on certainty equivalents is shown. One group of subjects was offered a series of choices between a lottery ticket with a 50-50 chance of winning and a sure payoff. A second group was offered the same choice plus a dominated lottery that as it turned out was not chosen by any participant. As a result, the average chosen sure payoff in the second group was higher than in the first group. That means, by adding a dominated alternative to a choice set, the certainty equivalent of a lottery increases on average.

 

Keyword: risky choices, irrelevant alternatives, violations of expected utility theory

F3 An Experimental Test of the Optimism Bias

Presenter : RULLIERE, Jean-Louis (GATE, University of Lyon II and CNRS)

Co-author(s): JACQUEMET, Nicolas (CES, University of Paris I and CNRS)); VIALLE, Isabelle (GATE, University of Lyon II and CNRS)

 

Abstract: If a Roulette Wheel and a One Armed Bandit are driven by the same distribution of probability, why certain persons think that they will be more fortunate by playing with a Roulette Wheel rather with a One Armed Bandit, whereas the others think of the opposite? Do we observe more women or men between these casino games? The main difference between these two games is due to the impact of potential comparisons among players about the risk assessment. Whereas a One Armed Bandit is an individual game, gamblers around a Roulette Wheel table can compare their chances to win with those the others. This assessment takes into account the risk aversion, but not only. An optimist gambler discerns him as luckier than others around the table. According to the theory, there is not therefore any reason to think that an optimist agent is an agent that has a taste for the risk, or that a pessimist agent is an agent who is risk averse. We propose a test based on experimental protocol and data, which distinguish risk aversion and optimism / pessimism bias. Hoelzl and Rustichini (2005) offer a test but it gives an assessment of over (or under) confidence about a relative performance. In this paper we propose the same kind of test but on risk and probability. We ran an experiment with three treatments for each session of 15 participants. The first treatment uses an index to evaluate the risk aversion of each participant. This index is based on the protocol of Holt and Laury (2002 - 2005).This part of the experiment is necessary in order to control risk aversion at the individual level and then to distinguish risk aversion from optimism. The two following treatments ”Individualistic Lottery” and “Holistic Lottery” can reveal a bias of optimism / pessimism according to different perceptions of the same risk on probability or frequency. We control a possible treatment effect (half of the sessions with “Individualistic Lottery” as the first treatment and “Holistic Lottery” as the second treatment the second half with the reversed order). The structure of the two treatments is identical: for each period, a participant has an initial endowment of 20 tokens and he must decide to share this endowment between two activities: A and B. The outcome of A is known and certain whereas B is more (good news) or less profitable than A (bad news). The design differs however between the two treatments: .

• In the treatment “Individualistic Lottery” before the allocating decision (between activities A and B) the participant learns first for each period the number p of black balls for the (the bad news) and the number of 15-p of white balls for the (the good news). Each participant plays with his real bingo cage (but the result is known only at the end of session). .

• In the treatment “Holistic Lottery”, before the allocating decision (between activities A and B) the participant learns first for each period the number n of participants who will receive certainly the bad news among the 15 participants of the session. This rule is common knowledge because the n participants among the 15 are selected by only one bingo cage (but the result is known only at the end of session). After these treatments, we submit to the participants a post-experimental questionnaire which assesses the participant’s optimism in a more general context. The Life Orientation Test Revised (LOT-R developed by Scheier, Carver and Bridges [1994]). Only at the end of experimental session, each participant discovers her profile of the 44 outcomes; in fact there is no learning effect during the experiment, like a one shot game. We compare at the individual level the allocating decision of the 20 tokens between the two activities A and B. There is a decrease of the number of tokens affected for the risky activity B according to a growth of the probability p in the treatment “Individualistic Lottery” or the number n in the treatment “Holistic Lottery”. So it shows that the participants understood the situation described by the protocol well. On average, the investments in the risky option B during the “Holistic Lottery” treatment are higher by 1,39 than those in the “Individualistic Lottery” treatment (significant to 1%). Moreover, one could prove that the difference between the two treatments is meaningful and as a consequence, there is a optimism bias. These results are confirmed by econometrical estimations. Other econometrical results put in evidence the relation between risk aversion and optimism; also the determinants of the bias of optimism as the gender. As a conclusion in terms of the behavioral economics, we confirm that the shape and of uncertainty sources conditions the perception of uncertainty and finally ground some bias as the optimism. "

 

 

 

SESSION F4             INVESTMENT                                            

Chair:  Frans VAN WINDEN

F4 The ethical preferences of investors in laboratory

Presenter: INNOCENTI, Alessandro (University of Siena)

Co-author(s): VERCELLI, Alessandro and CONSOLANDI, Costanza (University of Siena)

 

Abstract: This laboratory experiment aims to clarify to what extent and in which direction investors react to new information on the ethical standards of firms. The extensive literature on this issue is divided. The demand of a share is considered as uncorrelated, positively correlated, or negatively correlated with information on ethical excellence according to the theory embraced and/or the evidence examined. The ambiguity of results obtained so far depends in part on the complex motivations underlying financial decisions that cannot be easily disentangled. In this paper we resort to a laboratory experiment in order to isolate the effects of information on the ethical standards of a firm from other factors, different from expected financial returns, which in principle may affect the demand of its share. The decision-makers in the laboratory receive a financial endowment and are invited to invest it in a portfolio of financial assets chosen from a limited list of shares of the same industrial sector. We provide information on the expected returns of each of them based on their past performance. The only additional information about each share is about their inclusion in an ethical index, or exclusion from it. We can thus verify whether the investors react to information about the ethical standards of firms as assessed by the managers of the ethical fund. Our findings show that experimental subjects do not limit themselves to maximize the expected returns as many of them are characterized by ethical preferences. Their behaviour is a function not only of their individual pay-offs but also of the information available to them on the ethical standards of the firms. Between the two arguments of the utility function we found a fairly well-defined trade-off. This behaviour is definitely inconsistent with traditional Homo-economicus rationality. We ascertained, however, that the behaviour of student is not sheerly irrational but is consistent with identifiable rules of behavioural rationality.

 

Keyword: Investors, Ethical stock indexes, SRI (Socially Responsible Investing) funds, experiment

F4 Efficient public funding of entrepreneurs: An experimental approach

Presenter: REISS, J. Philipp (Maastricht University)

Co-author(s): WOLFF, Irenaeus (University of Erfurt)

 

Abstract: Governments worldwide provide subsidies and funding of risky entrepreneurial projects. Funding takes various forms such as lump-sum subsidies, debt or equity. In this paper we investigate the allocative efficiency of funding structures. We introduce and experimentally explore a model of entrepreneurial external finance with limited liability and moral hazard. We find that, in line with our theoretical predictions, the standard debt contract and outside equity are dominated by nonmonotonic repayment contracts and lump-sum subsidies in the laboratory. Further, we experimentally investigate if non-monotonic repayment contracts endogenously emerge in a investor-entrepreneur relation and observe their incentive effects. Our theoretical and experimental results are suggestive for a government funding policy demanding smaller repayments if entrepreneurial projects turn out to be very successful and larger repayments otherwise.

 

Keyword: entrepreneurs, moral hazard, public funding, external finance

F4 Investment, Resolution of Risk, and the Role of Affect

Presenter: VAN WINDEN, Frans (CREED - University of Amsterdam)

Co-author(s): KRAWCZYK, Michal (CREED - University of Amsterdam); HOPFENSITZ, Astrid (TSE, GREMAQ, University of Toulouse)

 

Abstract: This experimental study is concerned with the impact of the timing of the resolution of risk on people’s willingness to take risks, with a special focus on the role of affect. While the importance of anticipatory emotions has so far been only inferred from decisions regarding hypothetical choice problems, we had participants put their own money at risk in a real investment task. Moreover, emotions were explicitly measured, including anticipatory emotions experienced during the waiting period under delayed resolution (which involved two days). Affective traits and risk attitudes were measured through a web-based questionnaire before the experiment and participants’ preferences for resolution timing, risk, and time were incentive compatibly measured during the experiment. Main findings are that delayed resolution can affect investment, that the effect depends on the risk involved, and that (among all the measures considered) only emotions can explain our results, albeit in ways that are not captured by existing models.

 

Keyword: Investment decision, delayed resolution of risk, emotions, experiment

 

 

SESSION F5             BELIEFS                                                                  

Chair:  Dietmar FEHR

F5 Experimental Evidence on Inflation Expectation Formation

Presenter: ZAKELJ, Blaz (Universitat Pompeu Fabra)

Co-author(s): PFAJFAR, Damjan (University of Cambridge)

 

Abstract: Using laboratory experiments we establish a number of stylized facts about the process of inflation expectation formation. Within a New Keynesian sticky price framework, we ask subjects to provide forecasts of inflation and their corresponding confidence bounds. We study individual responses and properties of the aggregate empirical distribution. Many subjects do not rely on a single model of expectation formation, but are rather switching between different models. About 40 percent of the subjects predominately use a rational rule when forecasting inflation, and about 35 percent of agents simply extrapolate trend. Around 5 percent of subjects behave in an adaptive manner, while the remaining 20 percent behaves in accordance to adaptive learning and sticky information models. Furthermore, we find that only 60 percent of subjects correctly estimate the underlying uncertainty in the economy when reporting confidence intervals. However, empirical analysis do not support a significant countercyclical behavior of individuals' confidence intervals.

 

Keyword: Inflation Expectations, Experiments, New Keynesian Model, Adaptive Learning

F5 Strategic thinking and behavior of individuals and teams in experimental normal-form games

Presenter: CZERMAK, Simon (University of Innsbruck)

Co-author(s): SUTTER, Matthias (University of Innsbruck and University of Gothenburg); FERI, Francesco (University of Innsbruck)

 

Abstract: We study in an experiment the cognition and strategic behavior of individuals and teams in 18 normal-form games that were first used by Costa-Gomes et al. (2001 Econometrica). The 18 games have various patterns of iterated dominance and unique pure-strategy equilibria. Decision makers have to indicate for each single game their own strategy choice, their first-order beliefs about their opponent’s choice, and their second-order beliefs about the opponent’s first order belief. Analyzing the strategy choices of decision makers we find that (i) teams play more frequently the equilibrium strategy than individuals, whereas individuals aim more often at an outcome that Pareto-dominates the Nash-equilibrium, (ii) the frequency of equilibrium choices is, in general, inversely related to the complexity of a game, i.e. to the number of steps of iterated elimination of (weakly) dominated strategies. We show in a maximum likelihood error-rate analysis of subjects’ decisions that teams make significantly more often strategic decisions. The reverse side of this statement is that individuals are much more likely to ignore the other player’s strategic moves when making own decisions. Teams can be classified most likely as sophisticated decision makers, meaning that they play best response to the (actual) probability distribution of its partner’s decision. Individuals are most likely classified as naïve types who play best response to beliefs that assign equal probabilities to its partner’s decision. When we analyse the combination of strategy choices and first-order beliefs, respectively of first-order and second-order beliefs, we find in particular that (iii) teams are significantly more often consistent in their decisions, meaning that they play best response to their own first-order beliefs about their partner’s choice. The analysis of first- and second-order beliefs and the error-rate analysis of decision-making types distinguish this paper from previous studies on the differences between individual and team decision-making. Yet, our analysis confirms clear and substantial behavioral differences between individuals and teams. Teams are much more strategic decision-makers.

 

Keyword: Strategic thinking, experiment, team decision making, individual decision making

F5 Do Beliefs determine the equilibrium selection in 2x2 games or the risk aversion of the players: An experimental study of strategic decisions

Presenter: NEUMANN, Thomas (Otto-von-Guericke-Universität Magdeburg)

Co-author(s): VOGT, Bodo (Otto-von-Guericke-Universität Magdeburg)

 

Abstract: This study focuses on the question whether risk aversion or beliefs of players explain the strategic choices in 2x2 coordination games. In a laboratory experiment we elicit the risk attitude by using lottery choices. Furthermore, using a quadratic scoring rule, subjects’ beliefs about the choice of the opponent are elicited directly. Our data show that participants’ behavior is not explained by risk attitude, but rather is it best response to their stated first order beliefs. Higher order beliefs follow different patterns which are in most cases in contrast to Bayesian updating.

 

Keyword: coordination games, equilibrium selection, beliefs

F5 Information and Beliefs in a Repeated Normal-form Game

Presenter: FEHR, Dietmar (TU Berlin)

Co-author(s): KUEBLER, Dorothea (TU Berlin and IZA); DANZ, David (TU Berlin)

 

Abstract: We study beliefs and choices in a repeated normal-form game. In addition to a baseline treatment with common knowledge of the game structure and feedback about choices in the previous period, we run treatments (i) without feedback about previous play, (ii) with no information about the opponent.s payoffs and (iii) with random matching. Using Stahl and Wilson.s (1995) model of limited strategic reasoning, we classify behavior with regard to its strategic sophistication and consider its development over time. We use belief statements to track the consistency of subjects.actions and beliefs as well as the accuracy of their beliefs (relative to the opponent.s true choice) over time. In the baseline treatment we observe more sophisticated play as well as more consistent and more accurate beliefs over time. We isolate feedback as the main driving force of such learning. In contrast, information about the opponent.s payoffs has almost no e¤ect on the learning path. While it has an impact on the average choice and belief structure aggregated over all periods, it does not alter the choices and the belief accuracy in their development over time.

 

Keyword: experiments, beliefs, strategic uncertainty, learning

 

 

SESSION F6             RATIONALITY                                           

Chair:  David DICKINSON

F6 Attention, Revealed Preferences, and Consequentialist Behavior

Presenter: TRAUB, Stefan (University of Bremen)

Co-author(s): HAMMOND, Peter (University of Warwick)

 

Abstract: We use a revealed preference framework to explore the link between individual choice behavior under uncertainty and the allocation of attention. Subjects were presented a series of portfolio choice problems, with a basic experimental design like that of Choi, Fisman, Gale, and Kariv (2007). Instead of directly testing whether subjects' choices are consistent with utility maximization in the sense of Afriat's (1967) generalized axiom of revealed preferences (GARP), we employed Varian's (1982) notion of the supporting set of commodity bundles consistent with GARP as a test device. As in Gabaix, Laibson, Moloche, and Weinberg (2003), we presumed that subjects' mental processing speed is limited, leaving them unable to analyze the entire set of feasible consequences in such a complex decision task. We constrained the time that was available for each decision problem and tracked not only subjects' final choices but also the process of information collection. Preliminary data analysis shows that, as in a number of previous studies, the majority of decisions was consistent with GARP. Subjects who made consistent choices needed less thinking time and allocated their attention almost entirely to the choices which would be consistent with GARP. On the other hand, subjects whose choices violated GARP focussed their main attention on inconsistent consequences.

 

Keyword: Rationality, Uncertainty, Decision Making, Consequentialism

F6 Making an Educated Guess

Presenter: ØVLISEN, Frederik (University of Copenhagen)

Co-author(s): TYRAN, Jean-Robert (University of Copenhagen)

 

Abstract: We run a large-scale two-period guessing game over the internet and match participants’ choices to their socio-economic background information from registry data. The first period is a standard guessing game. In the second period, participants are randomly allocated to treatments. Some participants simply repeat the game. Others play a version in which the game is transformed into an individual optimization task in which it is dominant to choose 0. We show that “the educated”, i.e. people with high school education, better grades in high school and those majoring in scientific-mathematical disciplines, make choices closer to the target number in the first round and are better in adjusting their guesses in period two of the strategic game. We find that about 10 percent of the participants are sophisticated players who are able to solve the individual optimization task, and that “the educated” are more likely to be sophisticated. Thus, “the educated” are not only better at solving the individual optimization task but are also better at guessing others’ behavior in the strategic game.

 

Keyword: bounded rationality, strategic uncertainty, disequilibrium, guessing game, beauty contest, newspaper experiment, internet experiment, step-level reasoning

F6 A systematic experimental study of response times across repeated games

Presenter: SOLAZ, Hector (LINEEX, University of Valencia)

Co-author(s): FATAS, Enrique (LINEEX, University of Valencia) 

 

Abstract: Rubinstein (2007) analyzes decisions by lecture audiences and students in simple virtual game situations. On the basis of several thousand observations, Rubinstein concludes that his methodology “is a cheap and incisive tool for understanding the process of reasoning involved in classical economic decision problems. Furthermore, the results appear to be more clear-cut and less speculative than those obtained recently by fMRI studies”. In this paper we present a systematic study of time response across 8 different games. All subjects are monetarily rewarded on the basis of their responses. All subjects went trough the same sequence of games, and a set of three alternative risk aversion and non verbal intelligence tests. This sophisticated experimental design allows for a within subject analysis. In addition, all subjects answered a deep socio economic questionnaire. Our results suggest that Rubinstein is right when claiming that time responses is a cheap and incisive method to understand reasoning process in assorted games. However, the standard experimental methodology used in our paper yields some contradictions with his intuitive results. Our results suggest that time response in repeated interactions is better understood with the help of simple measures of IQ and social preferences.

F6 The effects of total sleep deprivation on simple bargaining and trust

Presenter: DICKINSON, David (Appalachian State University)

Co-author(s): ANDERSON, Clare (Loughborough University) 

 

Abstract: The effects of total sleep deprivation (SD) on higher level decision-making are only recently becoming more rigorously examined. In such cases, the focus has been on various components of individual decision-making. There is a complete absence of research on the effects of SD on decision-making in interactive environment or social exchange. Given that sleep loss is becoming more and more pervasive in modern society, this is an important gap in the literature. We examine behavior of 16 subjects who underwent 36 hours of total sleep deprivation under laboratory conditions. Subjects engaged in simple (anonymous) ultimatum and dictator bargaining and trust experiments both well-rested and following 36 hours TSD. Our results show that while SD did not significantly affect ultimatum or dictator offers, it does significantly increase one’s minimum acceptable offer in simple bargaining. Also, though marginally insignificant, first-movers in the trust experiment appear to pass (i.e., trust) less following TSD than when well-rested. (additional subjects will be run to increase our power to detect this second result). Results thus far are consistent with a hypothesis that SD increases aggression in bargaining and social exchange environments.

 

 

SESSION F7             SOCIAL PREFERENCES AND NORMS            

Chair:  Marco FAILLO

F7 Eye-tracking social preferences

Presenter: JIANG, Ting (Tilburg University)

Co-author(s): POTTERS, Jan (Tilburg University); FUNAKI, Yuki (Wasada University)

 

Abstract: We track subjects’ eye-movements while they make choices in simple three-person distribution experiments as in Engelmann and Strobel (2004). We examine whether eyemovements are systematically related to the choices subjects make. In particular, we characterize individual subjects in terms of three different choice rules: maximizing efficiency, maximizing the minimum payoff, and minimizing envy. We find a systematic and significant relationship between the choice data and the classification based on the eye-movements data.

F7 Social decisions under risk. Evidence from the Probabilistic Dictator Game

Presenter: LE LEC, Fabrice (Max Planck Institute)

Co-author(s): KRAWCZYK, Michal (CREED, University of Amsterdam)

 

Abstract: This paper reports the results of a 'probabilistic dictator game' experiment in which subjects had to allocate chances to win a prize between themselves and a dummy player. Using a within-subject design we manipulated two aspects of the decision: the relative values of the prizes--being equal for both players, higher for the dictator or higher for the dummy--and the nature of the lottery determining the earnings-independent draws for the two players (`noncompetitive' condition) vs. a single draw ('competitive' condition). We also asked for decisions in a standard, nonprobabilistic, setting. The main results can be summarized as follows: first, a substantial fraction of subjects do share chances to win, also in the competitive treatments, thus showing concern for the other player that cannot be explained by outcome-based inequality aversion or quasi-maximin models. Second, this concern hardly ever leads to equalizing expected payoffs. Third, subjects share less in the probabilistic treatments than in the deterministic control treatment, possibly because in the former even a generous choice cannot remove outcome inequalities. Fourth, subjects appear to be somewhat efficiency-oriented, as they share more when partner's prize is relatively high.

 

Keyword: social preference, other-regarding utility, risk attitude, inequality aversion, social concern, social preference under risk

F7 Norm Compliance and Social Distance in Informal Housing Areas: Evidence from Cairo

Presenter: BINZEL, Christine (German Institute for Economic Research, DIW Berlin))

Co-author(s): FEHR, Dietmar (Berlin Institute of Technology) 

 

Abstract: We conduct an artefactual field experiment in one of Cairo’s informal housing area to study the influence of social distance on norms of reciprocity. More specifically, our experimental design allows us to measure and analyze both potential benefits and costs of relationships of varying social distance. In each game, subjects are asked to make decisions for two situations out of which only one is implemented: In situation A, participants are paired with their friend, in situation B, they are paired with a stranger. Participants play a one-shot trust game with hidden actions for the second-mover and a standard dictator game with two treatments, an anonymous treatment where participants do not learn at the end of the session on which of the two pairings payments are based on and a non-anonymous treatment where we inform participants. We complement our experimental data with data from an in-depth questionnaire in interview-format and with subjects’ expectations about others’ behavior. The results of the two games suggest that social distance affects decisions to invest in social relationships but not norms of reciprocity. First movers in the trust game show relatively low levels of trust even when paired with their friends. On the other hand, second movers turn out to be highly trustworthy, not only towards their friend but also towards socially distant people. Put differently, we find no evidence for reaping the benefits of asymmetric information, although investments in maintaining social relationships are high. Based on the dictator games, we also find that anonymity has no effect on the willingness to invest in social close relationships. This willingness, however, diminishes with higher social distance.

F7 Compliance by believing: an experimental exploration on social norms and impartial agreements

Presenter: FAILLO, Marco (University of Trento)

Co-author(s): OTTONE, Stefania (EconomEtica and University of Eastern Piedmont); SACCONI, Lorenzo (University of Trento and EconomEtica)

 

Abstract: The main contribution of this paper is twofold. First of all, it focuses on the decisional process that leads to the creation of a social norm. Secondly, it analyses the mechanisms through which subjects conform their behaviour to the norm. In particular, our aim is to study the role and the nature of Normative and Empirical Expectations and their influence on people’s decisions. The tool is the Exclusion Game, a sort of ‘triple mini-dictator game’. It represents a situation where 3 subjects – players A - have to decide how to allocate a sum S among themselves and a fourth subject - player B - who has no decisional power. The experiment consists of three treatments. In the Baseline Treatment participants are randomly distributed in groups of four players and play the Exclusion Game. In the Agreement Treatment in each group participants are invited to vote for a specific non-binding allocation rule before playing the Exclusion Game. In the Outsider Treatment, after the voting procedure and before playing the Exclusion Game, a player A for each group (the outsider) is reassigned to a different group and instructed about the rule chosen by the new group. In all the treatments, at the end of the game and before players are informed about the decisions taken during the Exclusion Game by the other coplayers, first order and second order expectations (both normative and empirical) are elicited through a brief questionnaire. The first result we obtained is that subjects’ choices are in line with their empirical (not normative) expectations. The second result is that even a non-binding agreement induces convergence of empirical expectations – and, consequently, of choices. The third results is that expectation of conformity is higher in the partner protocol. This implies that a single outsider breaks the ‘trust and cooperation’ equilibrium.

 

Keyword: Agreement Norm compliance Beliefs

 

 

 

Saturday, September 13th, 7:30pm  CONFERENCE DINNER AT

THE CITY HALL OF LYON

1, place de la Comédie 69001 Lyon

 

 

Sunday, September 14th, 9:00 – 10:30am

SESSION G1            CHARITABLE GIVING II                          

Chair: Luca CORAZZINI

G1 Category Reporting in Charitable Giving: An experimental Analysis

Presenter: LI, Jingping (National University of Singapore)

 

Abstract: This paper attempts to provide a clearer picture of the incentives behind people’s donation decisions, particularly of the roles of non-monetary components of the utility function – warm-glow and prestige. Theoretically, we refer to the work of Harbaugh (1998a), which models a taste for prestige on the behavior of donors and charities in combination with the effect of warm glow (Andreoni 1990). We adopted an extended Stone-Geary utility function to simulate the donor’s utility, prestige, and optimal donations given different reporting plans commonly used by charities, which are known as “No Reporting Plan (NR)”, “Exact Reporting Plan (ER)”, “Category Reporting Plan (CR)” and “Category without Reporting Plan (CNR)”. Lab experiments are designed to test the theoretical predictions on the effects of those reporting plans, and to estimate the importance of the tastes for prestige and for warm glow as motivations for giving. The data from 150 participants shows that NR has the same effect of ER and both of them are superior to the CR and CNR. Although CR does not help to yield higher donations, it changes people’s behavior by eliminating some focal points demonstrated in NR. A comparison between NR and CNR provides weak support for the effect of prestige. Warm glow proves to be the major driving force of people’s donation decisions.

 

Keyword: Charitable giving, prestige, warm glow, Category Reporting, experiments

G1 Incentives for Giving: The Effect of Social Comparison Processes on Individual Donation Behaviour

Presenter: MARAS, Marta (Universitat Pompeu Fabra)

 

Abstract: When making a decision on donations, people are often not guided solely by altruism. Alternative motives, such as social approval, prestige, desire for a “warm glow”, positive self-image, avoidance of scorn and other social and psychological objectives come into play. This paper aspires to discriminate the means of social influence and to forecast how alterations in the economic and social environment shape altruistic behaviour in experimental settings. More specifically, by including the factor of social comparisons we explore its influence on the donation behaviour of participants. They earn their payoffs either by engaging in a difficult or an easy task. After receiving their experimental payoff, participants are offered to voluntarily give part as a donation to a specified charity organisation (UNICEF). The treatments vary the given payoff information by comprising of (i) only the amount earned, (ii) the amount earned and their payoff rank in the treatment group or (iii) the amount earned, their payoff rank in the treatment group and the full payoff distribution of participants in the treatment group. Altruistic behaviour differs significantly conditional on the alterations in the economic and social environment. Donations of participants vary with the task type, their group ranking, payoff expectations and the social value orientation profile. Purposely acquiring a better understanding of the motivations for prosocial behaviour endows us with an enhanced insight into the nature of human altruism as well as the knowledge of institutional design and the optimal behaviour of charities that could foster donations of time and money to public goods.

G1 Two are better than One! Individuals' Contributions to "Unpacked" Public Goods

Presenter: CORAZZINI, Luca (University of Padua)

Co-author(s): BERNASCONI, Michele (University of Varese); KUBE, Sebastian (MPI Bonn); MARECHAL, Michel Andre (University of Zurich)

 

Abstract: Public goods are of paramount importance to economic and societal life, but their provision through private contributions constitutes a major (incentive) problem. The present paper experimentally demonstrates how "unpacking" provides a possible approach to mitigate this dilemma. Subjects' total contributions increase when a single public good is split into two identical public goods, although marginal per capita returns of contributions are constant across treatments. This finding not only informs NGOs about possible new ways to increase charitable donations in general, the unpacking effect presented here might potentially be of importance for a broad range of mechanisms involving individually subdividable decisions.

 

Keyword: public goods, voluntary contributions, unpacking effect, laboratory experiment, charitable donation.

 

 

SESSION G2                        AUCTION II                                                

Chair: Stéphane ROBIN

G2 An Experiment on Strategically Sophisticated Bidding in First-Price Auctions

Presenter: ATTANASI, Giuseppe (Toulouse School of Economics)

Co-author(s): BATTIGALLI, Pierpaolo (Bocconi University and IGIER, Milan); BRANDTS, Jordi (Universitat Autonoma (CSIC), Barcelona); CAPPELLETTI, Giuseppe (Bank of Italy, Rome)

 

Abstract: The paper focuses on First-Price Auctions (FPA henceforth) with private valuations and independent signals. Our goal is to design experiments to test the assumption that bidders' .conjectures are strategically sophisticated (hence consistent with a careful introspective analysis of the game), although not necessarily correct. The analysis of simultaneous bidding games typically builds upon the notion of (Bayesian) Risk-Neutral Nash Equilibrium (RNNE henceforth), in which are implicit the assumptions that players are rational and hold correct conjectures about the bidding behavior of their opponents. However, in the theoretical analysis of standard auctions, there are no compelling reasons to assume that each player holds correct conjectures on the behavior of (each of) his opponent(s). Battigalli and Siniscalchi (2003, BS henceforth) make a first step to address this problem: they do not assume equilibrium behavior in first-price sealed-bid auctions and show theoretically that although strategic sophistication of bidders. conjectures has nontrivial implications for bidding behavior, it is consistent with a wide range of non-equilibrium beliefs. In particular, strategic sophistication seems consistent with some of the significant and persistent deviations (overbidding, decreasing proportional deviations, heterogeneity) from the RNNE highlighted by the experimental evidence on FPA with independent private values. BS theoretical findings suggest that most of the observed deviations from RNNE may be due to players holding incorrect conjectures even though they are able to think strategically about the auction game. In this paper, we follow their intuition of adopting the notion of (interim) rationalizability to capture strategic sophistication and we regard nonequilibrium (but strategically sophisticated) bidding as a potential explanation of experimental findings. First of all, we use data on (standard) first-price auctions produced in previous experimental works to check whether BS theoretical analysis is qualitatively consistent with the existing experimental findings, according to Selten and Krischker'.s (1983) measure of predictive success for area theories. Then [and this is the main technical contribution of the paper] we design an experimental setting able to minimize the impact of bounded rationality in FPA with private and independent valuations, in order to see how much of the deviations from the RNNE can be explained by the heterogeneity of beliefs allowed by strategic sophistication. Since such deviations may be due to bidders' .inability to compute a best response (a complex problem), we produce in the laboratory a .Decision Support System .(DSS henceforth) that allows bidders to focus on guessing the behavior of their competitors (as a function of their valuations) without having to worry about the problem of computing the optimal response to their conjecture. The DSS works in the following way: before bidding, each participant provides as inputs his valuation and his conjecture (e.g. in the form of a graph of the competitors. bidding function) and the system gives him back as output the corresponding (risk-neutral) best reply. Hence, the DSS does not suggest to a player how to think about her competitors' .behavior, it only suggests the optimizing bid given her valuation and conjecture. With the introduction of the DSS, bidders could be helped to make two or three steps of the iterative deletion procedure: this involves the iterative deletion, for each possible type, of bids that cannot be justified by beliefs consistent with progressively higher degrees of strategic sophistication. Even though we identify and isolate the impact of bounded rationality on players. best reply calculation, we observe that players.' bidding behavior does not respect the RNNE prediction, but almost all their actual bids fall inside the set of rationalizable bids, as predicted by BS. We are also able to account for players' .risk aversion in bidding. Before letting them play the FPA, we elicit the risk aversion of the participants to our experimental sessions and we transmit it to the DSS. Having internalized the specific coefficient of risk aversion of a player, the DSS is able to provide him the best reply according to his risk attitude. Also in that case, almost all players.' actual bids fall inside the set of BS.'s rationalizable bids.

 

Keyword: auctions; interim rationalizability; experiments; decision support system.

G2 The winner's curse in auctions and fair division games - a theoretical and experimental analysis of bidding competition

Presenter: BECKER, Alice (Max Planck Institute of Economics, Jena)

Co-author(s): GüTH, Werner (Max Planck Instuitute of Economics, Jena); MENGEL, Friederike (University of Alicante, Faculty of Economics)

 

Abstract: Let's assume a group of individuals collectively own a unique indivisible commodity, e.g., a piece of art or a house, which should be allocated to one of them while compensating the others monetarily. The previous theoretical and experimental analyses are based on independently and identically distributed private values (Güth, Ivanova-Strenzel, Königstein and Strobel (1999, 2003)). Here, we complement these results with an analysis of the common value-case. We study repeated bidding behavior under 1st- and 2nd-price rule, implementing auctions and fair division games in the lab. Our main finding is that more cases of overbidding in the fair division game lead to a larger magnitude of the winner's curse under both price rules.

 

Keyword: common value auction , winner's curse, learning behavior

G2 Information Disclosure in Common Value Repeated Auctions

Presenter: ROBIN, Stéphane (GATE, University of Lyon)

Co-author(s): DEQUIEDT, Vianney (INRA GAEL) 

 

Abstract: What information disclosure policy should be adopted by the seller in a repeated auction? When identical and common value items are auctioned sequentially, information about the outcome of the elapsed auctions, like the winner’s bid, modifies how the bidders value next item and could impact their bidding strategy. We analyse this issue in a twice repeated common value auction, both in theory and in the lab. We show that when the winning bid is disclosed at the end of the first auction, any symmetric equilibrium of the game necessarily involves some bunching at the top: the strategy profiles in the first auction are flat for bidders that receive the highest signals about the value of the object. However, the impact of that information disclosure on the seller’s profit cannot be assessed analytically. Therefore, we turn to the lab and perform a “searching for facts” experiment. We observe that the seller’s profit decreases with disclosure of the winning bid compared to the case where no information is disclosed at the end of the first auction. The main reason is that bidders decrease drastically their bids in the first auction when they know that the winning bid will be revealed: an anticipation effect. Moreover and as predicted by theory, bunching occurs for high value signals. 

 

Keyword :  First-price auctions, Common value auction, Information disclosure, Experiment

 

 

SESSION G3                        CREDIT MARKET                                                             

Chair:  Irene COMEIG

G3 Peer Monitoring, Moral Hazard and Group Lending: An Experimental Approach

Presenter: SEDDIKI, Mohamed Walid (Institut Supérieur de Gestion De Tunis)

Co-author(s): AYADI, Mohamed  and MAMOGHLI, Chokri (Institut Supérieur de Gestion De Tunis)

 

Abstract: Most of the problems with formal sector credit lending to the poor in developing countries can be traced to the lack of collateral. One common feature of successful mechanisms is group-lending, in which members of a borrowing group can monitor each other. Since group members have more and better information about each other compared to lender, peer monitoring is relatively inexpensive compared to lender monitoring. Theoretically this leads to greater monitoring and greater rates of loan repayments. In this paper we report the results from a laboratory experiment of group lending in the presence of moral hazard, peer monitoring and dynamic game. Our results suggest that group-lending mechanism induice higher peer monitoring and higher repayment especially when there is more dynamic incentives. Self-selected groups show high but less stable monitoring and then less rates of loan repayments.

 

Keyword: JEL Classification: G21, C92, O2. Keywords: Group Lending, Peer Monitoring, Moral Hazard, Laboratory Experiment.

G3 Reciprocity and Reputation on Credit Market: Experimental Evidence

Presenter: CORNEE, Simon (University of Rennes 1)

Co-author(s): MASCLET, David (CREM, University of Rennes 1); THENET, Gervais (University of Rennes 1)

 

Abstract: This paper reports the results of an experiment that investigates the effects of reciprocity and reputation on credit market performance. To do so, we replicate the three treatments carried out by Fehr and Zehnder (2005) in their experiment and introduce some alterations. More precisely, in our experiment, participants are matched by pairs exogenously so that they have the opportunity of reputation building. Furthermore, our experiment allows us to investigate the effect of information on reputation building. In the first treatment called partner "no information" a lender and a borrower are matched for the all duration of the experiment. The second treatment ("stranger no information") is identical to the previous one except that it is played under a stranger matching protocol. The third treatment ("partner information") solely differs from the first one by the fact that the lenders have access to the project selected by the borrowers and the project outcome. The last treatment ("third party no information") allows for the introduction of a third party in charge of enforcing the contracts whereas in the three conditions aforementioned the contracts are not enforceable by an exogenous force. Our results show that an honour-based market – wherein participants cannot build up long term relationship – is not viable on the long run because borrowers have no repayment incentives, though a significant fraction of borrowers reciprocate fair offers. The opportunity to engage bilateral long term relationships strongly improves the market performance by partially mitigating the repayment problem and thus enhancing cooperation between borrowers and lenders. The latter succeed in applying a conditional contract renewal strategy. As a consequence selfish borrowers have an incentive to behave reciprocally. Surprisingly, rendering the information symmetric and transparent between the two parties involved does not improve market performance. This fact seems to highlight the prominence of reputation as a disciplining devise. The presence of an exogenous force in charge of enforcing contract undeniably improves the credit market functioning by solving the repayment problem and thus giving more confidence to the investors but also exacerbates moral hazard associated with project selection. Interestingly, the fact that lenders offer fair financing conditions significantly lowers moral hazard.

 

Keyword: Credit market, Reputation, Reciprocity, Relationship Banking

G3 Does Credit Rating Reduce Moral Hazard?

Presenter: COMEIG, Irene (University of Valencia)

Co-author(s): COMEIG, Irene (University of Valencia); CAPRA, C. Monica (Emory University)

 

Abstract: In credit markets with asymmetric information and limited liability, moral hazard can emerge when borrowers choose to increase the riskiness of their projects after receiving a loan (see Stiglitz, 1990). Behaviorally, however, moral hazard is not uniformly observed across subjects in experimental credit markets (see Comeig, Capra, and Fernandez, 2007). This heterogeneity of reactions to limited liability may be due to large differences in risk attitude among borrowers and/or due to other individual characteristics, such as conscientiousness and sense of responsibility. In this paper, we investigate the personality and emotional processes that underlie her tendency to fall into moral hazardous behavior after receiving a loan. We also investigate how institutions interact with individual differences to affect behavior in contractual contexts. More specifically, we study the effect of credit ratings on an individual’s tendency to fall into moral hazard. On the one hand, credit rating can reduce the borrower’s tendency to gamble as bad credit increases borrowing costs; on the other hand, credit rating can increase the tendency to gamble by undermining the importance of having a sense of responsibility. We design an experiment with two main treatments. In the first treatment lenders choose a loan to offer to a borrower from a menu of possible loans. Borrowers are given a chance to increase the riskiness of their project in an attempt to get a higher payoff. There are ten rounds and in each round each borrower is matched with a different lender. In the second treatment, borrowers face the same set of choices as before, but they also start with a credit score that can go down if, in any given round, the project for which a loan is given fails.

 

Keyword: Credit contracts, Moral hazard, Credit rating, Personality, Emotions

 

 

SESSION G4            INFORMATION AND COMMUNICATION               

Chair:  Marco CASARI

G4 Pay Comparisons and Effort Transparency

Presenter: NOSENZO, Daniele (University of Nottingham)

Abstract: GAECHTER, Simon and SEFTON, Martin (University of Nottingham)

 

Abstract: Theoretical considerations (e.g. Akerlof and Yellen, 1988; 1990) and anecdotal evidence (e.g. Bewley, 1999) point to the importance of pay comparisons in the workplace: employees compare their pay with those of their peers' to judge the fairness of the pay structure in their firm. Perception of unfairness may negatively affect employees' effort and performance. However, empirical support for the notion that pay comparisons trigger behavioural reactions remains at best weak, both in the field and in the lab. In this contribution we explore the importance of effort transparency (i.e. the possibility to access information about co-workers' performance) in mediating the extent by which pay comparisons activate employees' behavioural reactions. We argue that behavioural reactions are less prominent in environments where the co-worker's effort is scarcely transparent both because individuals may find it more difficult to form clear notions of pay fairness and because they may find it convenient to substitute behavioural reactions with cognitive strategies of inequity reduction (i.e. strategies that allow to cognitively distort the reality of the comparison situation to one’s advantage). To test the validity of our conjectures we design a three-person gift-exchange game where the two employees move sequentially: thus, while they both have full and identical information about relative wages, they face environments characterised by opposite degrees of transparency in the co-worker's effort. Results from our laboratory experiment confirm our conjectures: employees who are informed about the coworkers’ wage and effort significantly react to pay comparisons, while we cannot observe systematic behavioural reactions from employees who only learn the coworkers’ wage.

 

Keyword: laboratory experiment; gift exchange; multiple agents; pay comparisons; pay inequities;

G4 An Experimental Analysis of information and communication in Ambiguous Games

Presenter: GODOY, Sara (LINEEX and University of Valencia)

 

Abstract: Previous experimental literature has deeply analyzed the role of communication and information in certain games, where the payoff’s structure is given and known by subjects in advance. This paper presents an experimental investigation on the impact of information and communication among subjects in ambiguous games where payoffs depend on the realization of a probabilistic event. In all our experimental conditions, subjects first repeatedly interact in a game with uncertain payoffs (our Baseline treatment). Depending on the outcome of a probabilistic event, the game becomes a Prisoner’s Dilemma or a Stag-Hunt game. In one treatment (Info), subjects play a repeated game in a second stage in which they get some information about the maximum (or minimum) value of the probability associated with plying one of the games. In the other treatment (Info-Com), “cheap talk” with limited messages is additionally allowed. Our results show that pre—play communication and information about the censored probabilities of playing each game does not increase the frequency of choosing the efficient action. The Baseline treatment outperforms both Info and Info-Com results. An analysis of the behavioral determinants of these results suggests that risk averse subjects overreact to information and overweight informative signals associated with small failure probabilities. Some policy considerations about R institutions come straightforward from these results

G4 Do Groups Fall Prey to the Winner’s Curse?

Presenter: CASARI, Marco (University of Bologna)

Co-author(s): JACKSON, Christine and ZHANG, Jingjing (Purdue University)

 

Abstract: In an experiment we study how small groups tackle a company takeover game, where the winner's curse has been shown to be frequent. We find that groups of three members, who can exchange opinions and chat, place better bids than individuals. We examine what decisional processes drive the improvement in group performance. We find that the "truth wins" norm does not explain the bulk of the data. When there is disagreement, what prevails is usually not the best but the median opinion. Interestingly, when the minority is able to change the group decision, the direction of the change is almost always an improvement. As a consequence, performance by groups improves over time much faster than by individuals. Risk attitude does not explain this change. Groups are less risk-averse than individuals, which would have resulted in more overbidding in the company takeover game. Thus the superiority of group decisions over individual decisions shall be attributed to the better strategic ability groups have in solving the intellective task.

 

Keyword: winner's curse, company takeover game, risk attitude, group decision making, learning

 

 

SESSION G5            NETWORKS                                               

Chair:  Martin STROBEL

G5 The dark side of friendship: envy

Presenter: JIMENEZ, Natalia (University of Granada)

Co-author(s): COBO-REYES, Ramón (University of Granada)

 

Abstract: This paper studies the effect of social relations on convergence to the efficient equilibrium in 2x2 coordination games from an experimental perspective. We employ a 2x2 factorial design in which we explore two different games with asymmetric payoffs and two matching protocols: "friends" versus "strangers". In the first game, payoffs by the worse-off player are the same in the two equilibria, whereas in the second game, this player must sacrifice her own payoff to achieve the efficient equilibrium. Surprisingly, the results show that "strangers" coordinate more frequently in the efficient equilibrium than "friends" in both games. Network measures such as degree in, degree out and betweenness are all positively correlated with the strategy which leads to the efficient outcome with the exception of clustering. In addition, envy is a salient factor in explaining no convergence to the efficient outcome.

 

Keyword: Coordination, efficiency, envy, experiments, friendship, social networks.

G5 Network Formation: an Econometric Analysis of Experimental Data

Presenter: CONTE, Anna (University of Westminster)

Co-author(s): DI CAGNO, Daniela Teresa (LUISS Guido Carli); SCIUBBA, Emanuela (Birkbeck College of London)

 

Abstract: We run a computerised experiment of network formation, where all connections are beneficial and only direct links are costly. Players simultaneously submit link proposals; a connection is made only when both players involved agree. We use both simulated and experimentally generated data to test the underlying model of network formation both at the micro and the macro level. At the level of the individual, we estimate the individual demand for links. In contrast to the existing literature, we take into account the correlation among the observations belonging to a single individual and we control for such correlation deriving a new estimator mainly inspired by the heterogeneous panel theory. At the macro level, we provide an econometric analysis of network convergence, through a system of time equations. In contrast to the existing literature our method allows us to identify conditions under which convergence to a stable network architecture obtains.

 

Keyword: social network, convergence, best response, expectations, neighborhood effects

G5 Inducing maximum effort in the minimum: effort game through endogenous choice of interaction partners

Presenter: STROBEL, Martin (Maastricht University)

 

Abstract: The minimum effort game (also called weakest link game) is a multi-equilibria coordination game where the ranking of equilibria according to payoff dominance (Pareto ranking) is contrary to the ranking yielded by risk dominance. A very stable experimental result is that larger groups are not able to coordinate on the payoff-dominant equilibria and move towards the least risky equilibrium in repeated games. Various setups have been tried to trigger coordination on high-payoff equilibria. Examples are pre-play communication and growth of group size. We conduct an experiment where the minimum effort game is embedded in a game on network formation. We show that the possible exclusion of others from the own neighborhood provides a powerful mean to achieve maximum effort in the minimum effort game. The results remain stable even in very large groups (of 24subjects).

 

Keyword: Minimum Effort Game, Weakest Link Game, Networks, Network Formation, Experiment

 

 

SESSION G6                        TRUST                                                         

Chair: Niall O'HIGGINS

G6 Social Effects in a Multi–Agent Investment Game - An Experimental Analysis

Presenter: PLONER, Matteo (University of Trento)

Co-author(s): MITTONE, Luigi (University of Trento) 

 

Abstract: We experimentally investigate social effects in a principal-agent setting with incomplete contracts. The strategic interaction scheme is based on the Investment Game \citep{BDM:95}. In our setting four trustees and one trustor are interacting and the access to choices of peers in the group of trustees is experimentally manipulated. We find that when the trustworthiness of some participants is made available to peers, the high levels of trustworthiness displayed by those being observed tend to negatively impact on the trustworthiness of those observing them.

G6 Implications of Heterogeneous Social Preferences for Fairness, Trust, and Reciprocity

Presenter: KAMAS, Linda (Santa Clara University)

Co-author(s):  PRESTON, Anne (Haverford College)

 

Abstract: Recent research has found that people’s social preferences are heterogeneous and that some groups share types of preferences (e.g. women tend to be inequity averters and men social surplus maximizers). This heterogeneity suggests that people will behave differently in economic situations in ways that are predictable given the type of social preference they hold. This study examines economic decision-making by different social preference categories with respect to fairness, trust, and reciprocity. We conduct a set of experiments with two parts. In one part, we ask the participants to make ten decisions about how to allocate sums of money among themselves and two other participants. The set of answers to these allocation exercises allows us to classify the participants as self-interested, inequity averters, or social surplus maximizers. In the other part of the experiment, the participants play two games with anonymous partners, an ultimatum game and a trust game. We use game theory to predict offers and responses of the different social preference types in the ultimatum and trust games given own preference type and expectations about the opponent’s preferences. We also incorporate risk and reciprocity in the expected behaviors for each social preference type. The data set includes actual monetary decisions made by the players in both games and the subjects’ answers to strategy-type questions on how they would respond to alternative offers as well as how they expect the other person would respond to different offers. The results from the ultimatum and trust games reveal that heterogeneous social preferences help explain the diversity of behavior in these games.

 

Keyword: Social Preferences, Fairness, Trust, Reciprocity, Ultimatum game, Trust game

G6 BLESSED IS THE MAN WHO EXPECTS NOTHING: THE IMPACT OF INFORMATION ON INTENTIONS IN TRUST GAME EXPERIMENTS

Presenter: O'HIGGINS, Niall (University of Salerno)

Co-author(s): FARINA, Francesco (University of Siena)

 

Abstract: The seminal paper of Glaeser et al. (2000) raised the issue of the relation between attitudes to trust and trustworthiness and actual behaviour observed in laboratory experiments. This has given rise to a number of papers which analyse this relation. Glaeser et al. (2000) were the first to compare attitudinal and behavioural evidence stemming from experiments, reporting that attitudinal survey questions do not predict trusting behaviour in the laboratory. Lazzarini et al. (2005) present similar experimental evidence. Glaeser et al. (2000) and Sapienza et al. (2007) find a correlation between attitudinal trust and behavioural evidence of expected trustworthiness, which does not show up in the results put forward by Fehr et al. (2003). By pointing to heterogeneity across the German households participating in the Fehr et al.’s experiment, Sapienza et al. (2007) argue that the deviation of their experimental evidence from the WVS’s attitudinal measures stems from the trustor’s impediment to identify himself with the trustee. Since there is ample experimental evidence suggesting that a considerable proportion of play in two-person trust games deviates from that predicted by standard noncooperative game theory, the role of intentions in orienting the trustor’s and the trustee’s moves has been emphasized by many authors (McCabe and Smith, 2000; Dufwenberg and Kirchsteiger, 1998, Falk and Fischbacher, 1998). Indeed, the literature on the Trust Game experiments inspired by the Investment Game of Berg et al. (1995) suggests that choices made by individuals depend in part on the each player’s capacity to perceive the intentions of the other player. To elicit the players’ intentions, Fehr et al. (2003) and Speranza et al (2007) ask senders to report about their expectation on the Respondents' behaviour. Their aim is to interpret the reason for the amount sent by means of the senders' beliefs. Yet, we think that beliefs do not form in the void, so that the objective of eliciting intentions from the players’ beliefs can more sensibly be obtained by previously endowing them with a substantial piece of information. In this paper, we ask to what extent the information at disposal of the trustor about the trustee’s behaviour is an important factor in determining senders’ behaviour and thus in interpreting the overall outcome of the Trust Game. The hypothesis was that the senders’ behaviour is determined by the beliefs that the senders form out of two types of information on the respondent. We then conducted experimental sessions in which almost 300 students of the Universities of Siena and Salerno first filled a questionnaire in which the relevant EVS survey questions were reproduced and then played the Trust Game. Recipients were also asked to fill out a table providing full information on the amounts they would send back according to how much they received. This was then used to determine the actual amounts sent back once the senders had made their decision. In the first round of the trust game, senders were given no information about recipients, whereas in the second round senders were given probabilistic information about either: a) the distribution of the (conditional) amounts that would be returned; or, b) the likely trustworthiness of their paired recipient.

In line with a previous paper (Farina et al., 2008), on the basis of the attitudinal questions, we classify players as trusting or prudent and trustworthy or untrustworthy and use these distinctions to analyse the differential conditional behaviour across different groups. Specifically, we used ordered probit models to analyse: 1) the differential reaction of trusting/prudent and trustworthy/untrustworthy senders to the type and content of the information provided; and, 2) the differential reaction of recipients to amounts sent across the full range of possible amounts sent by individual (trusting/prudent and trustworthy/untrustworthy) type.

We find: a) there is clear behavioural distinction to be made between those defined as trusting and those who are defined as trustworthy on the basis of the questionnaire responses – indeed there is almost no correlation between trusting and trustworthy individual types; b) There are significant differences in the reaction of senders to information on recipients according to whether they are trusting or prudent OR trustworthy or untrustworthy; and, c) Recipients of differing types (trusting/prudent, trustworthy/untrustworthy) differ in their reaction to the amounts send specifically in regard to the extent that they show both positive reciprocity – rewarding generous senders with a relatively high return – and negative reciprocity - punishing mean senders.

The results allow us to go someway towards reconciling the conflicting previous evidence by digging a little deeper into the motivations of individuals and specifically by identifying the differential reactions of different types of person.

 

Keyword: Experimental economics; Surveys; Trust; Reciprocity

 

 

Break 10:30-11:00am – Atrium

Sunday, September 14th, 11:00 – 12:00pm

Plenary Session

 

Charles NOUSSAIR: "Pricing Asymmetries in Experimental Asset Markets"
Location: Main Lecture Hall

 

 

Lunch 12:00pm – Atrium